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https://www.moonstone.co.za/tag/fais-exams/
We regularly receive desperate calls for advice from candidates who have repeatedly failed the level 1 regulatory examination. Perhaps we should start off with the bigger picture – on Tuesday, we heard from the FSB that 86% of key individuals who were obliged to write the regulatory exam by the final cut-off date, attempted to […]
https://lets-study.co.za/re1-and-re5-exam-example-questions-and-answers/
Apr 14, 2019 · To Get a FREE Mock Exam and Answers complete the form below and we will email you the mock exam. Please take note that completing mock exams will not help you pass the RE exams. You need to know and understand the study material. There are no “old papers” for the RE exams as they are not supplied to students on completion of the exams.
https://www.bankseta.org.za/wp-content/uploads/2018/09/re_5_self_study_guide_representatives_v5_3MB.pdf
The FAIS Act regulates the business of all financial service providers and intermediaries who give advice or provide intermediary services to clients. The Act aims to professionalise the financial services industry and to provide adequate consumer protection. The FAIS Act follows a functional approach and not an institutional approach.
https://www.moonstone.co.za/tag/complaints/
We are all aware that the FAIS Ombud is responsible for promoting consumer protection and fostering the integrity of the financial services industry by resolving complaints in a manner that is impartial, expeditious, economical, accessible and, at all times, equitable.
https://www.fin24.com/Money/Money-Clinic/Too-tough-to-pass-20110302
Too tough to pass 2011-03-02 17:41. ... The Level 1 (RE 1) exam, which is compulsory for anyone who provides financial advice and intermediary services, tests regulatory compliance and needs to be passed by December this year. Failure to do so will disqualify the person from the industry. ... (FAIS) Act, which was implemented in 2004.
https://www.fsca.co.za/Pages/Default.aspx
Complaints & Questions Trustee Toolkit Consumer Education Information Centre ... Insurer / Micro Insurer FAIS CIS / Hedge Funds Retirement Fund Credit Ratings ...
https://portal.masthead.co.za/event/EventDetails/472d536a-6180-e911-80eb-000d3a217125
This mock exam includes the updated content from FAIS Notice 86 of 2018 – Exemption of Services Under Supervision, effective from 1 February 2019. The RE 5 Mock Exam is designed to get you ready to write your RE 5 Exam and pass it with ease. The following content is covered: An …
https://www.masthead.co.za/re-1-re-5-exam-training/
The seminar was presented in detail, making it easier to understand the study material, enabling me to answer many of the exam questions more thoroughly.” – Mario-Lize Lightbody EZ Risk Consultancy and Broker Services “Thank you Masthead team for the RE training seminar and learning material which helped us get through the RE 5 exam ...
https://www.bankseta.org.za/wp-content/uploads/2018/10/RE5-Representative-Final-Version-02-Combined-Sept-2018.pdf
RE Examination Preparation Guide for Page 5 Self-Study Guide : Representatives (from Regulatory Representatives) 1 RE 5 Self Study Guide Representatives
https://www.banking.org.za/consumer-information/consumer-information-legislation/financial-advisory-and-intermediary-services-act/
The FAIS Act alone cannot guarantee Consumer protection, so the Ombud for Financial Services Providers (“FAIS Ombud”) plays an integral role in providing Consumer protection. The FAIS Ombud deals with Consumer complaints against FSPs and provides …
http://www.appliedlearning.co.za/regulatory.php
Introduction. We offer a wide range of services to help representatives and key individuals to successfully complete the FAIS regulatory exam. All information is up to date including changes brought about Board Notice 194 of 2017 in relation to Fit and Proper requirements and Board Notice 86 …
https://www.hellopeter.com/unisa/reviews/re-mark-of-exam-papers-1961845
Feb 10, 2016 · Re-mark of exam papers. After receiving my results early December 2015, I went to the P.E.head office to request a re-mark or to see my papers. I was told to enquire at a later stage. their web-site were off-line quite often. On Jan 25, 2016, I sent a mail. They referred me to P.E. Registration [*****].
https://re-exam-preparation.co.za/workshops/re-5-exam/
Representative workshop RE 5 (This examination is called FAIS Level 1 RE 5) Overview This regulatory examination focuses on your role and responsibilities as a representative, and what you need to know about the FAIS Act in order to remain compliant. The content of this examination focuses on the regulatory framework, i.e. FAIS, FICA, Code…
https://www.eaab.org.za/complaint
A guideline for using the online complaints lodgement process is provided below. Once the online complaint has been duly submitted, the complainant will immediately receive an e-mail acknowledging receipt thereof. The online complaint form comprises three components, namely: Stage 1: General guidelines for initiating the on-line complaint.
https://www.fanews.co.za/article/training-learnerships/42/general/1196/need-help-to-pass-your-regulatory-exams/8754
Are you intimidated by the body of knowledge required to tackle your FAIS Regulatory exams? You needn’t be – because help is at hand. Lexis Nexis has announced “the most significant development in the financial planning education environment in the past five years”.
https://www.fscaconsumered.co.za/Resources/Publication%20Documents/FAIS%20Regulatory%20Exams%20Leaflet.pdf
(“FAIS Ombud”) plays an integral role in providing con-sumer protection by acting as a “defender of the people”. The FAIS Ombud deals with consumer complaints against FSPs and provides an efficient and affordable dispute resolution mechanism. More about the Financial Advisory and Intermediary Services (FAIS) Act Financial Services Board
https://www.inseta.org.za/contact-us/
Ground Floor 37 Empire Road Parktown, Johannesburg. Telephone Number: 011 381 8900
https://www.fpi.co.za/documents/BusinessSolutionCentre/PracticeManagement/Folder2/FAIS_Compliance_and_Risk_Management.pdf
FPI_FAIS Compliance and Risk Management guide Page 2 of 15 Applying through the FSB directly: The application is available in Word format, and can be obtained from our Contact Centre. A reference number will be issued to you as soon as you submit your application form to the FSB.
https://www.masthead.co.za/
FAIS Code of Conduct: implied duties of section 8(4) Posted on 18 February 2020. The requirements of section 8(4)(a) of the FAIS General Code of Conduct (the Code) apply when addressing a client’s specific need, however, an Ombud determination highlights the implied duties that are also required of you.
https://rekindlelearning.com/products/fais
Approximate Number of videos: 10 Why take a FAIS-RE5 exam? To ensure that clients receive sound financial advice and services and products tailored to their individual needs, the Financial Advisory and Intermediary Services (FAIS) Act requires that only competent and …
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