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https://www.sec.gov/litigation/litreleases/2009/lr20959.htm
Mar 18, 2009 · In its complaint filed today in federal court in Manhattan, the SEC alleges that from 1991 through 2008, certified public accountant David G. Friehling and his firm, Friehling & Horowitz, CPAs, P.C. (F&H), purported to audit financial statements and disclosures of Bernard L. Madoff Investment Securities LLC (BMIS).
https://www.sec.gov/litigation/complaints/2009/comp20959.pdf
https://www.journalofaccountancy.com/news/2009/mar/20091553.html
The civil complaint filed by the SEC is similar to federal criminal charges brought against Friehling and his firm in a six-count complaint alleging securities fraud, aiding and abetting investment adviser fraud, and four counts of filing false audit reports with the SEC.
https://www.sec.gov/news/press/2009/2009-60.htm
Mar 18, 2009 · In its complaint filed in federal court in Manhattan, the SEC alleges that from 1991 through 2008, certified public accountant David G. Friehling and his firm, Friehling & Horowitz, CPAs, P.C. (F&H), purported to audit financial statements and disclosures of Bernard L. Madoff Investment Securities LLC (BMIS).
https://archives.fbi.gov/archives/newyork/press-releases/2009/nyfo031809.htm
Mar 18, 2009 · FBI Assistant Director-in-Charge Joseph M. Demarest stated: "David Friehling was retained and paid by Bernard Madoff to provide accounting services to his firm, but as a purportedly independent auditor, Friehling had a fiduciary responsibility to investors, and a legal obligation to regulators to report the truth.
https://online.wsj.com/public/resources/documents/FriehlingComplaint20090318.pdf
Mar 18, 2009 · Created Date: 3/18/2009 10:25:44 AM
https://www.coursehero.com/file/p6rbgke/SEC-Complaint-p14-Furthermore-Friehling-and-FH-did-not-satisfy-many-other/
net capital calculations.” (SEC Complaint, p15) Lastly, Friehling faked opinions about internal control of Madoff Investment Securities LLC in his audits report. “In this report, F&H represented that it had reviewed BMIS' internal control environment and found ‘no matters involving internal control, including control activities for safeguarding securities, that we consider to be material ...
https://www.secactions.com/more-charges-in-the-madoff-scandal-but-the-key-question-remains-who-knew/
Mar 19, 2009 · Mr. Friehling and his firm, according to the SEC, did virtually nothing except contribute to the fraud with false audit opinions. As the SEC’s complaint states: “Friehling’s failure to conduct essentially any audit testing left BMIS’ purported transactions, balances, financial statements and disclosures altogether unexamined.
https://www.nytimes.com/2009/03/19/business/19madoff.html
Mar 19, 2009 · The civil complaint by the S.E.C., in addition to citing the deceptive audits, accused Mr. Friehling of collecting “ill-gotten gains” in the form of substantial audit fees — about $186,000 a ...
http://www.albanylawreview.org/Articles/Vol73_2/73.2.0011%20NUNZIATO.pdf
aiding and abetting, a madoff family affair: why secondary actors should be held accountable for securities fraud through the restoration of the private right of action for aiding and abetting liability under the federal securities laws melissa c. nunziato* in the first few weeks of december 2008, bernard l. madoff
https://acctgprinciples.blogspot.com/2009/03/selling-your-soul-for-186000-year.html
Mar 30, 2009 · The complaint alleges that Friehling and F&H obtained ill-gotten gains through compensation of $186,000 per year from Madoff. They are also accused of withdrawing $5.5 million from Madoff funds held in the name of Friehling and his family members (with a balance of $14 million as of November 2008).
https://www.pbs.org/newshour/politics/law-jan-june09-madoff_03-18
Mar 18, 2009 · The SEC said in its complaint that Friehling and his firm “did not perform anything remotely resembling an audit” of Madoff’s money management firm or …
https://www.nbcchicago.com/news/business/madoffs-accountant-charged-with-securities-fruad/1875052/
Mar 18, 2009 · A family friend confirmed his death, and investigators mentioned in their criminal complaint that Friehling's former partner had died. Investigators interviewed Horowitz before he died, a …
https://dealbook.nytimes.com/2009/03/18/madoffs-accountant-is-charged-with-fraud/
Mar 18, 2009 · The complaint also charges that Mr. Friehling “caused false and misleading certified Bernard L. Madoff Investment Securities audit reports to be filed with the S.E.C.” in December 2004, December 2005, December 2006 and December 2007. Mr. Friehling’s lawyer, Andrew M. Lankler, could not be reached for comment.
https://www.paulhastings.com/docs/default-source/PDFs/1447240edf6923346428811cff00004cbded.pdf
The SEC's View of Auditor Independence Contributed by: William F. Sullivan, Thomas A. Zaccaro, and Adam D. Schneir, Paul, Hastings, Janofsky, & Walker LLP . Financial statement integrity and investor confidence form the core of the Securities and Exchange Commission (SEC)'s auditor independence rules.1 Very generally,
https://law.justia.com/cases/federal/district-courts/FSupp2/33/359/2518915/
Jakelsky v. Friehling, 33 F. Supp. 2d 359 (D.N.J. 1999) case opinion from the U.S. District Court for the District of New Jersey
https://www.cpethink.com/course/bernard-madoff-investment-securities-auditor-a-case-study-in-the-aicpa-code-of-conduct-v08
Friehling & Horowitz Compensation from Bernard Madoff Investment Securities LLC. The Ponzi Scheme. Bernard Madoff Investment Securities LLC Investors. Madoff Arrest and Sentencing. Friehling & Horowitz Audit Procedures and the SEC Complaint. Friehling’s Sentence. Friehling’s Ethics Complaint. Friehling’s Loss of CPA License
http://online.wsj.com/public/resources/documents/friehlingarrest.pdf
a criminal Complaint charging him with securities fraud, aiding and abetting investment adviser fraud, and four counts of filing false audit reports with the United States Securities and Exchange Commission ("SEC"). As alleged in the Complaint unsealed today in Manhattan federal court: FRIEHLING is a CPA licensed by the State of New York
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