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https://www.sec.gov/litigation/litreleases/2009/lr21255.htm
Oct 16, 2009 · According to the SEC’s complaint, Rajaratnam and Galleon traded on inside information about the following events or transactions: An unnamed source, identified in the SEC’s complaint as Tipper A, obtained inside information about earnings announcements at Polycom and Google, as well as a takeover announcement of Hilton.
https://www.sec.gov/litigation/litreleases/2010/lr21397.htm
SEC v. SEC Announces Significant Developments in the Galleon Enforcement Action SEC Files an Amended Complaint Containing New Allegations of Insider Trading by Rajaratnam and Kumar - The Schemes Now Alleged Generated Over $52 Million in Illicit Profits or Losses Avoided
https://www.reuters.com/article/us-galleon-rajaratnam-sec-idUSTRE60O5VD20100126
Jan 26, 2010 · The U.S. Securities and Exchange Commission is demanding that Galleon hedge fund founder Raj Rajaratnam and others accused of insider trading hand …
https://www.sec.gov/litigation/complaints/comp19228.pdf
SECURITIES AND EXCHANGE COMMISSION, 450 Fifth Street, NW Washington, DC 20549 Plaintiff, Civil Action No. 1 : 05CV1006 (RMU) v. GALLEON MANAGEMENT, L.P., Defendant. COMPLAINT FOR CIVIL PENALTY Plaintiff, United States Securities and Exchange Commission ("Commission"), for its Complaint alleges as follows: SUMMARY 1. This action arises from a ...
https://www.secactions.com/sec-files-another-galleon-related-insider-trading-case/
Sep 24, 2013 · Galleon and S2 had profits, respectively, of $5.1 million and $2.4 million. The complaint alleges violations of Securities Act Section 17(a) and Exchange Act Section 10(b). Mr. Taylor settled with the Commission, consenting to the entry of a permanent injunction prohibiting future violations of the Sections cited in the complaint.
https://blogs.orrick.com/securities-litigation/tag/galleon-management/
Dec 11, 2012 · It has been over three years since the SEC filed its insider trading charges against Galleon Management and Raj Rajaratnam. When that complaint was filed, the Director of the SEC’s Division of Enforcement, Robert Khuzami promised to “roll back the curtain” and “look at patterns across all markets” for illegal insider trading.
https://www.sec.gov/litigation/litreleases/2009/lr21284.htm
Nov 05, 2009 · On November 5, 2009, the Securities and Exchange Commission (Commission) filed an amended complaint in the United States District Court for the Southern District of New York in its insider trading action against billionaire Raj Rajaratnam and his New York-based hedge fund advisory firm Galleon Management LP. The SEC's amended complaint names ...
https://www.sec.gov/news/press/2009/2009-235.htm
Nov 05, 2009 · SEC Charges 13 Additional Individuals and Entities in Galleon Insider Trading Case ... The SEC's complaint charges each of the defendants with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and, except for Shah, Kumar, Moffat, Goffer and Plate, with violations of Section 17(a) of the Securities Act ...
https://en.wikipedia.org/wiki/Raj_Rajaratnam/Galleon_Group,_Anil_Kumar,_and_Rajat_Gupta_insider_trading_cases
The Raj Rajaratnam/Galleon Group, ... On March 1, 2011, the SEC filed an administrative civil complaint against Gupta for insider trading. It is alleged that he illegally tipped Rajaratnam with insider information about Goldman Sachs and Procter & Gamble while serving on the boards of both companies.
https://www.wsj.com/articles/SB10001424052748704638504576187010661478924
The Securities and Exchange Commissions complaint against Galleon Group, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, and New Castle Funds
https://en.wikipedia.org/wiki/Galleon_Group
The Galleon Group was one of the largest hedge fund management firms in the world, managing over $7 billion, before closing in October 2009. The firm was the center of a 2009 insider trading scandal which subsequently led to its fall.. The firm was founded by Raj Rajaratnam, a former equity research analyst and eventual president of Needham & Company, in 1997.Founder: Raj Rajaratnam, Ari Arjavalingam, …
http://iviewit.tv/CompanyDocs/20091104%20Galleon%20SEC%20Complaint%20Ropes%20Gray%20etc.pdf
At all times relevant to this Complaint, the Galleon Group ("Galleon"l, based in New York, New York, operated a family of hedge funds. C. ZVI GOFFER, the defendant, is an individual who worked at Schottenfeld from in or about January 2007 until in or about December 2007. From in or about January 2008 to in or about August 2008, ZVI GOFFER ...
https://fiadservices1.wordpress.com/2012/10/29/sec-charges-silicon-valley-executive-for-galleon-insider-trading-scheme/
Oct 29, 2012 · SEC Charges Silicon Valley Executive for Role in Galleon Insider Trading Scheme SEC Charges Silicon Valley Executive for Galleon Insider Trading Scheme. The Securities and Exchange Commission charged a former senior executive at a Silicon Valley technology company for illegally tipping convicted hedge fund manager Raj Rajaratnam with nonpublic information that allowed the Galleon …
https://www.secactions.com/the-sec-continues-to-expand-its-galleon-insider-trading-case/
The SEC continues to expand the Galleon insider trading case, while the U.S. Attorney’s office rolls up more guilty pleas. SEC v. Galleon Management, LP, Civil Action No. 09-CV-8811 (S.D.N.Y.).In January, Anil Kumar pled guilty to one count of securities fraud and one count of conspiracy to commit securities fraud as discussed here.Mr.
https://ftp.epic.org/amicus/sec_v_galleon.html
The appeals court called the disclosure a "clear and indisputable" abuse of discretion. In SEC v. Galleon, the SEC sought 18,150 private conversations, obtained by the FBI, before any determination of whether the interceptions were relevant or lawful.The court issued the order which was then appealed.
https://www.reuters.com/article/galleon-sec-idUSN2222892920100123
Jan 23, 2010 · The SEC asked U.S. District Judge Jed Rakoff on Wednesday to let it amend for a second time its civil complaint against Rajaratnam and others, …
https://www.mercurynews.com/2009/10/16/sec-press-release-los-altos-and-saratoga-executives-named-in-insider-trading-case/
Oct 16, 2009 · The SEC’s complaint charges each of the defendants with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and, except for …
http://www.securitiesdocket.com/2010/01/28/court-grants-secs-request-to-amend-complaint-in-galleon-case/
Jan 28, 2010 · The SEC has received court approval to amend its complaint against Raj Rajaratnam to include charges that the Galleon Group founder paid a former McKinsey & Company partner more than $1 million for inside tips about McKinsey clients. Judge Jed S. Rakoff granted the agency’s request to amend the original complaint on Monday.
https://outlookseries.com/N3/Financial/3026_SEC_Charges_Ali%20Hariri_Atheros_Communications_Galleon_Insider_Trading.htm
The SEC's complaint charges each of the defendants with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and, except for Shah, Kumar, Moffat, Goffer and Plate, with violations of Section 17(a) of the Securities Act of 1933.
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