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https://www.peopleclaim.com/complaint-history/glendale-securities-inc-sherman-oaks-ca-815699
Would you recommend Glendale Securities Inc to a friend? ... LLC ID# L18523188 3820 W Happy Vly Ste 141-146 Glendale AZ 85310-3292, P.O. Box 84137, Phoenix, AZ, ... Higher ratings generally reflect a history of constructively responding to all complaints filed through our system, or no history of claims filed against the company through ...
https://www.goodetrades.com/2019/04/finra-fines-microcap-broker-glendale-securities/
According to the FINRA BrokerCheck detailed report, Glendale Securities currently clears through Wilson-Davis & Co. and it began that clearing relationship on January 29, 2018 (see page 11). By looking at the Archive.org archived version of Glendale Securities’ website, I found that on September 17, 2013 it
https://stockbrokerfraud.com/tag/glendale-securities-inc/
Glendale Securities, Inc., a brokerage firm headquartered in Sherman Oaks, California, as well as George Alberto Castillo, the firm’s president and primary trader, have been charged by Financial Industry Regulatory Authority (FINRA) in a Complaint alleging that the firm and Castillo, among others, engaged in a fraudulent stock trading scheme.
https://www.osc.gov.on.ca/en/Proceedings_set_19970124_glendale.htm
a. whether it is in the public interest to order, pursuant to clause 1 of section 127(1) of the Securities Act, R.S.O. 1990, c. S.5, as amended (the "Act"), that theregistrations granted to Glendale Securities Inc. ("Glendale") and Louis Shefsky ("Shefsky") under Ontario securities law be suspended or restricted for suchperiod as is specified ...
https://stockbrokerfraud.com/jose-abadin/
Sep 12, 2018 · Jose Miguel Abadin of Sherman Oaks California a shareholder and equity trader of Glendale Securities Inc. has been charged by Financial Industry Regulatory Authority (FINRA) Department of Enforcement in a Complaint alleging that Abadin’s activities caused the firm to effect unlawful securities sales. Department of Enforcement v. Jose Miguel Abadin, Disciplinary Proceeding …
http://www.rrbdlaw.com/enforcement-actions/index.php
The Firm permitted foreign corporate accounts, all of which were controlled by one individual, to deposit a total of approximately 279 million shares of low-priced securities and/or penny stocks into the accounts, and after the securities were deposited into the accounts, they were promptly sold and all proceeds from the transactions were ...
https://www.sonnlaw.com/investigations/national-securities-corporation-reviews/
Aug 16, 2017 · If you have ever invested with National Securities Corporation (CRD#: 7569), you need to be aware of the history of complaints that have been brought against this broker-dealer. National Securities Corporation is based in Seattle, Washington, and the firm is licensed to operate in 53 U.S. states and American territories. In June of 2017, Reuters released the results of a comprehensive ...
https://www.sec.gov/litigation/complaints/2017/comp23959.pdf
UNITED STATES DISTRICT COURT . CENTRAL DISTRICT OF CALIFORNIA . SECURITIES AND EXCHANGE COMMISSION, Plaintiff, vs. ... securities exchange in connection with the transactions, acts, practices and courses of ... is a resident of Glendale, California. He
https://glendalesecurities.com/penny-stock-disclosure/
Penny Stock Disclosure Important Information on Penny Stocks The U.S. Securities and Exchange Commission (SEC) requires your broker to give this statement to you, and to obtain your signature to show that you have received it, before your first trade in a penny stock.
https://www.complaints.com/
Complaints.com ... Complaints.com
At Wilson-Davis & Co., Inc. (WDCO) our customers experience the familiarity of a small, homegrown company, the expertise and services of Wall Street, and the assurance of having a trusted voice to walk you through the maze of today's financial environment. WDCO has been offering their unique brand of financial services since 1968.
https://www.glendalestar.com/news/article_e13f0e44-324b-11ea-8d05-97e81bb8749d.html
Jan 09, 2020 · Labine has a record of shady dealings, according to FINRA and Securities Exchange Commission records. In addition to the 25 customer complaints, Labine was the subject of six regulatory actions by FINRA and four financial judgments, according to Broker Check. The majority of Labine’s clients are elderly, according to SEC records.
https://www.ripoffreport.com/reports/national-securities-corporation/huntington-new-york-11743/national-securities-corporation-jeffrey-moon-jeffrey-moon-to-solicit-a-sale-offered-to-ref-1045603
Apr 23, 2013 · National Securities Corporation, Scam Jeff Moon broker Jerry Moon broker at National Securities Corporation solicited me to purchase AK Steel Holding Corp at approximately $23 and knew it was going up to $36 a share. Today the AKS Stock is worth $2.86 Jeffrey Moon was so convinced that he would pay me every dollar I lost on his recommendation to buy these shares.
https://brokercheck.finra.org/firm/summary/123649
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
https://www.parkavenuesecurities.com/
Securities products/services and advisory services offered through Park Avenue Securities LLC, a registered broker-dealer and registered investment adviser. Park Avenue Securities is a wholly owned subsidiary of The Guardian Life Insurance Company of America and is …
https://www.indeed.com/cmp/Vet--sec-Protection-Agency/reviews
79 reviews from Vet-Sec Protection Agency employees about Vet-Sec Protection Agency culture, salaries, benefits, work-life balance, management, job security, and more.3/5(81)
https://www.finra.org/rules-guidance/oversight-enforcement/finra-disciplinary-actions-online
You can conduct a search for FINRA disciplinary actions that were issued 2005 or later – and are eligible for publication pursuant to FINRA Rule 8313 (Release of Disciplinary Complaints, Decisions and Other Information). Results will also include opinions issued by the SEC and federal appellate ...
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