H D Vest Complaints

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H.D. Vest: Complaints » Sonn Law Group

    https://www.sonnlaw.com/investigations/hd-vest-complaints/
    At Sonn Law Group, our experienced investment fraud lawyers are currently investigating complaints against H.D. Vest (CRD#: 13686). This brokerage firm is headquartered in Irving, Texas, and employs securities representatives operating in all 50 U.S. states and several territories. If you are currently, or were previously, a customer of H.D. Vest, you should be aware of investor complaints ...

H D Vest Financial Services Better Business Bureau® Profile

    https://www.bbb.org/us/tx/irving/profile/investment-security/h-d-vest-financial-services-0875-43001103
    Are you the business owner of H D Vest Financial Services? ... BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is ...

Avantax Wealth Management - Tax-smart Financial Services

    https://www.avantaxwealthmanagement.com/
    Avantax Wealth Management℠ is the holding company for the group of companies providing financial services under the Avantax name. Securities offered through Avantax Investment Services℠, Member FINRA, SIPC. Investment advisory services offered through Avantax Advisory Services℠.

Avantax Reviews Glassdoor

    https://www.glassdoor.com/Reviews/Avantax-Reviews-E3561.htm
    Cons. I was with this company for over 5 years and in all my time here, we have never been up to date with our policies or our technology. Management is lazy, staff in other departments is lazy, people are rude, advisors are racist (management has created a culture where the reps feel like it is okay to be disrespectful to our home office staff because any time they take it too far, all they ...4/5(62)

H.D Vest Wealth Management

    https://www.wealthmanagement.com/forums/rias-independents/hd-vest
    Sep 12, 2008 · H.D. Vest is owned by Wells Fargo – not quite sure when they were acquired, but it’s been at least 3-4 years, perhaps longer. For a couple of years, my BD was also owned by …

HD Vest Financial Services: An Overview

    https://www.investopedia.com/articles/personal-finance/060515/hd-vest-financial-services-overview.asp
    HD Vest Financial Services is an independent broker/dealer firm that offers financial planning and asset management services. It's been around since 1983 and has tweaked its business several times ...

H.D.Vest Investment Services Better Business Bureau® Profile

    https://www.bbb.org/us/pa/wormleysburg/profile/financial-services/hdvest-investment-services-0241-75000776
    H.D.Vest Investment Services; H.D.Vest Investment Services Financial Services. 504 N Front St. Wormleysburg, PA 17043-1016. ... BBB asks third parties who publish complaints, reviews and/or ...

H.D. Vest Investment Services Fined for Failing to Report ...

    https://www.investorsrights.com/h-d-vest-investment-services-fined-failing-report-customer-complaints/
    Sep 19, 2016 · H.D. Vest Investment Securities, Inc. dba H.D. Vest Investment Services (H.D. Vest) of Irving, Texas submitted a Letter of Acceptance, Waiver and Consent (AWC) to the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) for allegedly failing to timely and/or accurately report customer complaints, and failing to adequately supervise variable annuity …

Working at Avantax Glassdoor

    https://www.glassdoor.com/Overview/Working-at-Avantax-EI_IE3561.11,18.htm
    The interview process at HD Vest follows the typical behavioral interview process. You begin with a few questions from the hr team that you fill out and send back to them. If they like your answers you talk to them in person then if you move to the next round it is typically one to …5/5(62)

H.D. Vest Customers Allege Karl Ronald Foust Sold ...

    https://www.securitieslawyer.com/karl-ronald-foust-complaints/
    H.D. Vest Customers Allege Karl Ronald Foust Sold Unsuitable Investments. Karl Ronald Foust Jr. (CRD#: 1010291, Boca Raton, Florida) is a prior H.D. Vest Investment Services securities representative. Foust began working at the firm’s Boca Raton, Florida branch on November 5, 2009.

H.D. Vest - Wikipedia

    https://en.wikipedia.org/wiki/H.D._Vest
    HD Vest was founded by Herb D. Vest, who recognized a growing need for clients to receive financial advice that aligned with their tax situation and strategies. 1986 Texas Board of Accountancy allows CPAs to receive commissions for financial services 1987 First Public Offering ($1MM)Headquarters: Irving, Texas, United States

Complaint: Richard Wilson, Defendant

    https://www.sec.gov/litigation/complaints/comp18496.htm
    7. H.D. Vest is a financial services company, principally headquartered in Dallas, Texas. Before H.D. Vest was taken over by Wells Fargo, H.D. Vest's securities were registered with the Commission and reported on NASDAQ's National Market System. H.D. Vest now operates as a …

HD Vest Investment Services in Irving, TX US News ...

    https://money.usnews.com/financial-advisors/firm/hd-vest-investment-services-13686
    HD Vest Investment Services also has advisors who can help clients prepare their tax returns. The firm not only guides everyday investors, but also works with small businesses, charitable ...Employees: 3.4K

Working at HD Vest Financial Services: Employee Reviews ...

    https://www.indeed.com/cmp/Hd-Vest-Financial-Services/reviews
    H.D Vest was an great employer before the business closed. I gain many skills and long lasting relationships. I was grateful for the opportunity to work for an …3.6/5(27)

HD Vest Inc - Company Profile and News - Bloomberg Markets

    https://www.bloomberg.com/profile/company/HDVS:US
    HD Vest Inc H.D. Vest, Inc. provides investment advisory services. The Company offers investment planning, mutual funds, insurance, general securities, and money management products and services.Leader: Todd C Mackay

myAvantax - Log On

    https://login.myavantax.com/account/logon?ReturnUrl=%2f
    Problems with using myAvantax or if this is your first time logging in? Click here to install our setup file. Legacy HD Vest: For assistance logging in, please call the Help Desk at (866) 218-8206, Option 5.

Former HD Vest Advisor Being Investigated for Alleged Theft

    https://www.whitesecuritieslaw.com/2012/08/08/former-hd-vest-advisor-being-investigated-for-alleged-theft/
    Aug 08, 2012 · Former HD Vest Advisor Being Investigated for Alleged Theft. ... Hunter was a registered representative at HD Vest Investment Securities Inc., doing business as H.D. Vest Investment Services, a registered broker-dealer headquartered in Irving, Texas. ... Securities Fraud » Former HD Vest Advisor Being Investigated for Alleged Theft . Related ...

HD Vest Financial Services LinkedIn

    https://www.linkedin.com/company/h-d-vest-financial-services
    HD Vest Financial Services supports an independent network of tax and non-tax professionals who provide comprehensive financial planning solutions, including securities, insurance, money ...

Broker Investigation: Jerry Raines, former H.D. Vest ...

    https://www.sonnlaw.com/investigations/broker-investigation-jerry-raines/
    From August of 2014 to May of 2017, Mr. Raines was employed as a securities representative at H.D. Vest Investment Services in Kilgore, Texas. Thus far, in the first seven months of 2018, 14 different customer complaints have been filed against this broker.

Complaint: SEC v. Isaac Sofair and Landway Estates, Inc.

    https://www.sec.gov/litigation/complaints/comp17733.htm
    H.D. Vest is a financial services company, principally headquartered in Dallas, Texas. Before H.D. Vest was taken over by Wells Fargo, H.D. Vest's securities were registered with the Commission and reported on NASDAQ's National Market System. H.D. Vest now operates as a …



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