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https://www.bloomberg.com/profile/company/0750955D:US
Company profile page for HFP Capital Markets LLC including stock price, company news, press releases, executives, board members, and contact information.Founded: Nov 20, 1997
https://www.ripoffreport.com/reports/hfp-capital-markets/new-york-new-york-10016/hfp-capital-markets-under-investigation-for-fraud-as-the-ceo-geoffrey-byruch-faces-3500-1098624
Nov 11, 2013 · FINRA has filed a Wells notice against HFP Capital Markets based off of the head investment banker Thomas Mikolasko’s Order Accepting Offer of Settlement. FINRA is reportedly looking for HFP Capital to refund their customers $3 million involved in the alleged fraud.
https://www.ripoffreport.com/reports/hfp-capital-markets/internet/hfp-capital-markets-spiros-g-stefanatos-hfp-capital-markets-sipros-stefantos-scam-artists-963826
HFP Capital Markets / Spiros Stefanatos / Liars / Scammers / Thieves Avoid HFP capital and Spiros Stefanatos at all Costs I Invested 100,000 on a new account into bonds highly recommended by HFP capital markets. This Sipros Stefanatos said he was a million dollar producer and partner at HFP Capital.
https://www.thinkadvisor.com/2014/09/05/finra-enforcement-hfp-capital-markets-expelled-fro/
HFP Capital Markets LLC was expelled from FINRA membership and ordered to pay $2,980,000, plus interest, in restitution to customers after the agency found it caused the fraudulent sale of ...
https://securitieslitigators.com/hfp-capital-markets-expelled-for-zero-coupon-note-alleged-fraud-ordered-to-pay-2980000-fine/
Sep 14, 2014 · HFP Capital Markets Expelled for Zero-coupon Note Alleged Fraud, Ordered to Pay $2,980,000 Fine. Posted September 14, 2014 by Peiffer Wolf. HFP Capital Markets LLC, of New York, New York, was reportedly expelled from FINRA membership, and ordered to pay $2,980,000, plus interest, in reparation to customers after FINRA found it generated the fraudulent sale of …
https://www.securitieslawyersblog.com/category/securities-fraud-2/page/7/
Securities Lawyers Blog — Securities Fraud Category — Page 7 of 13 — Securities Lawyers Blog ... sanctioned five brokers formerly associated with now expelled brokerage firm HFP Capital Markets LLC (HFP Capital ... broker James Connors (Connors) has been the subject of at least two customer complaints. The customer complaints against ...
https://www.securitieslawattorneys.net/michael-solomon/
May 24, 2018 · According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint. In April 2018 a customer alleged Michael Solomon, while employed at Maxim Group, participated in excessive and unsuitable trades from January 1, …
https://securitieslitigators.com/tag/rochester-investment-fraud-attorneys/
Tag: Rochester investment fraud attorneys. Roger S. Rathmell Failed to Properly Report Customer Complaints, FINRA Alleges. Posted October 15, 2014 by Peiffer Wolf. ... HFP Capital Markets Expelled for Zero-coupon Note Alleged Fraud, Ordered to Pay $2,980,000 Fine.
https://www.investmentnews.com/article/20150915/FREE/150919947/finra-cracks-down-on-cockroach-brokers
Sep 17, 2015 · The action comes after Finra identified a group of seven brokers whom it placed on heightened supervision when they left HFP Capital Markets, which …
http://suvacity.org/hfp-capital-markets-stock-broker-trainee-salary/
Hfp capital markets stock broker trainee salary, brcm call options. Jul 13, 2015. Broker Trainee HFP Capital. Spread Fidelity trading options in ira rollover Hfp capital markets stock broker trainee salary Best options trading. HFP Capital Markets Stock Broker Trainee interview questions and 2 interview reviews.
https://seekingalpha.com/instablog/5396101-robert-w-pearce/4919081-wanted-investors-information-coastal-equities-broker-christopher-j-frattini
Sep 23, 2016 · FINRA also requires its registrants to immediately report regulatory events, such as suspensions, fines, and customer complaints, against the firm and broker. ...Author: Robert W Pearce
https://www.law360.com/cases/4f707e74134cf5388e000001
Parties, docket activity and news coverage of federal case HFP Capital Markets, LLC et al v. Plasma ARC Technologies, Inc. et al, case number 1:12-cv-02124, from New York Southern Court.
https://www.securitieslawyersblog.com/category/securities-fraud-2/page/11/
Dec 18, 2013 · Advisor Thomas Mikolasko, (Mikolasko) of HFP Capital Markets LLC (HFP) was recently suspended and fined by The Financial Industry Regulatory Authority (FINRA) over allegations that Mikolasko engaged in the sale of $3 million in Senior Secured Zero Coupon Notes sold to 58 customers of HFP for Metals Millings and Mining LLC (MMM) in a private placement offering.
https://www.nj.com/crime/2015/09/kearny_man_3_other_brokers_set.html
HFP Capital as a company and executives were sanctioned in earlier actions by FINRA, the private corporation that oversees and enforces securities regulation in the United States. The company's ...
https://usacomplaints.com/business-finance/1145-first-union-national-bank-capital-markets-hr-division-complaints-reviews.html
First Union National Bank Capital Markets HR Division Nation's sixth largest bank, First Union, trying to sweep harrasment charges under the rug! ... Stefanatos hfp capital markets sipros stefantos scam artists, liars, thieves. Harris Bryant, Cheryl Smith, and Becky Hunte ... Complaints, reviews, scams and fraud reports from consumers ...
https://www.finra.org/sites/default/files/publication_file/august%202014%20disciplinary%20action_7.pdf
HFP Capital Markets LLC (CRD® #44351, New York, New York) submitted a Letter of Acceptance, Waiver and Consent in which the firm was expelled from FINRA® membership and ordered to pay $2,980,000, plus interest, in restitution to customers. Without admitting or denying the findings, the
https://www.securitieslawattorneys.net/page/15/
Securities Law Attorneys Blog — Page 15 of 224 — Published by New York Stock Broker Fraud Lawyers — Fitapelli Kurta ... Connecticut since 2016. Previous registrations include Laidlaw & Company in Stamford, Connecticut (2011-2016) and HFP Capital Markets in New York, New York (2010-2011). ... Fitapelli Kurta is interested in hearing from ...
https://www.law360.com/cases/4e92c87d5922cf34b3000008
Parties, docket activity and news coverage of federal case Canadian Steel, Inc. v. HFP Capital Markets, LLC et al, case number 1:11-cv-23650, from Florida Southern Court.
https://www.brightscope.com/financial-planning/advisor/853913/Paul-George-Chironis/
Paul George Chironis is a financial advisor. Ask Paul George Chironis or our advisors a question, view Paul George Chironis's ratings, experience, qualifications, primary clients, articles or publications, professional designations, membership associations, firm services or practice areas, and misconducts or complaints.
https://www.investmentnews.com/rep-settles-charges-he-hoodwinked-elderly-nuns-33687
Dec 29, 2010 · A broker on Thursday settled charges that he had churned two accounts owned by a group of elderly nuns. In a deal with the Securities and Exchange Commission, Paul …
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