Horter Investment Management Complaints

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Horter Investment Management LLC • Horter Investment

    https://horterinvestment.com/
    Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are ...

Horter Investment Management Reviews Glassdoor

    https://www.glassdoor.com/Reviews/Horter-Investment-Management-Reviews-E1667149.htm
    Glassdoor has 5 Horter Investment Management reviews submitted anonymously by Horter Investment Management employees. Read employee reviews and ratings on Glassdoor to decide if Horter Investment Management is right for you.1/5(5)

Horter Investment Management Reviews And Reputation Check

    https://repdigger.com/reviews/horter-investment-management
    Oct 20, 2019 · horter investment management reviews, horter investment management jobs, horter investment management login, horter investment management complaints, horter investment management performance, horter investment management llc reviews, horter investment management salary, horter investment management llc financial advisor, horter investment ...26%(16)

Horter Financial Strategies, LLC Better Business Bureau ...

    https://www.bbb.org/us/oh/symmes/profile/financial-planning-consultants/horter-financial-strategies-llc-0292-3005258
    Horter Financial Strategies, LLC in Symmes, OH offers financial planning, investments and retirement planning. Business Details Location of This Business 8316 Cornell Rd, Symmes, OH 45249-2360 ...

Horter Investment Management, LLC – Serving Advisors ...

    https://hortertrustedadvisors.com/
    Horter Investment Management, LLC was founded in 1991. Drew Horter has been in the financial services industry for 31 years and a Certified Financial Planner since 1986. His Horter Investment Management has been a RIA for over 21 years. We may not have seen it all, but we have seen a lot.

SUMMARY - SEC

    https://www.sec.gov/litigation/complaints/2016/comp23506.pdf
    was affiliated with Horter Investment Management, LLC from July 2014 through July 2015, and was affiliated with the firm during some of the time he engaged in the fraudulent conduct outlined in this Complaint. Daniel Rivera also sold insurance products and annuities through

Login – Horter Investment Management, LLC

    https://hortertrustedadvisors.com/login/
    Investment advisory services offered through Horter Investment Management, LLC, a SEC-Registered Investment Advisor. Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are ...

Horter Investment Management Hit With $750k Regulatory ...

    https://blog.rexsecuritieslaw.com/2018/04/19/horter-investment-management-investigation/
    Apr 19, 2018 · Horter Investment Management has been registered as an investment adviser with the SEC since January 2007 and as of September 2017 had over $1 billion in regulatory assets under management. F-Squared Investments was an investment adviser headquartered

Horter Investment Management Employee Reviews - Indeed

    https://www.indeed.com/cmp/Horter-Investment-Management/reviews
    Horter provides great benefits to their employees. Marketing and Communications Specialist (Former Employee) - Cincinnati, OH - October 2, 2017 For being an investment management firm which most consider to be "stuffy and uptight" the size of Horter allows for a fast paced yet fun work environment.2.3/5(6)

Horter Investment Management - Not for me. Glassdoor

    https://www.glassdoor.com/Reviews/Employee-Review-Horter-Investment-Management-RVW15827289.htm
    Jul 10, 2017 · I worked at Horter Investment Management full-time for more than 3 years. Pros. Pay was decent. Nice building. Cons. Inconsistent objectives and change there mind on priorities. Do not keep their word on pay or bonuses. They don't care about people working there and pay money for their "Best places to work" award. I don't know how much longer ...1/5

UNITED STATES OF AMERICA Before the SECURITIES AND ...

    https://www.sec.gov/litigation/admin/2017/ia-4823.pdf
    Horter Investment Management, LLC (SEC File No. 801-67471) is an investment adviser registered with the Commission since January 2007 and is headquartered in Cincinnati, Ohio. Horter had regulatory assets under management of more than $1 billion as reported in its Form ADV, dated September 13, 2017.2 Other Relevant Entity 6.

How This Investment Advisor Helps Save Financial ... - Forbes

    https://www.forbes.com/sites/wallaceforbes/2017/06/20/how-this-investment-advisor-saves-financial-lives/
    Jun 20, 2017 · Drew Horter: Horter Investment Management, our Registered Investment Advisor (RIA), was formed in 1991. Our goal was to find third-party money …

Horter Investment Management LLC in Cincinnati, OH US ...

    https://money.usnews.com/financial-advisors/firm/horter-investment-management-llc-119880
    What Should I Know About This Firm? ? Horter Investment Management LLC is a national financial advisory firm headquartered in Cincinnati, OH. The firm has …Employees: 191

Horter Investment Management & LJM Preservation and Growth ...

    https://blog.stoltmannlaw.com/horter-investment-management-ljm-preservation-and-growth-fund-ljmix-investment-losses/
    According to an Order Instituting an Administrative Cease and Desist against Horter brought by the Securities and Exchange Commission (SEC) last year, Horter Investment Management was accused of making misstatements to clients concerning F-Squared Investments, Inc. (F-Squared), which materially inflated performance track record for its ...

WARNING! Impending Investigation: RICHARD CLATFELTER and ...

    https://www.israelsneuman.com/warning-impending-investigation-richard-clatfelter-and-horter-investment-management-llc/
    Richard Clatfelter and Horter Investment Management, LLC Have you lost money with financial advisor Richard Clatfelter of Chandler, Arizona? We are investigating allegations made by the SEC (Securities and Exchange Commission) against Richard Clatfelter. The SEC filed a complaint in the District Court of Utah, alleging that Richard (Rick) Clatfelter, Chad Deucher and Marquis …

HORTER INVESTMENT MANAGEMENT, LLC reviews and reputation …

    https://repdigger.com/reviews/horter-investment-management-llc
    Jul 18, 2019 · Horter Investment Management, Llc's Reputation Score Is 88%, Which Is Excellent.88%(4)

STATE OF ILLINOIS SECURITIES DEPARTMENT IN THE MATTER …

    https://www.ilsos.gov/adminactionssearch/adminactionssearch?command=viewPDF&itemId=92%203%20ICM7%20PRODCMZ13%20SE_AA_MgtView59%2026%20A1001001A14J06A90655C6103518%20A14J06A90655C610351%2014%201051
    2. On February 18, 2014, Horter Investment Management, LLC, a federal covered investment adviser, filed a Form U4 application for registration of Dermis Eugene Kagel (the "Respondent") as an investment adviser representative in the State of Illinois.

HORTER INVESTMENT MANAGEMENT, LLC

    http://files.constantcontact.com/eeefa8d5301/1d913fd2-c77b-4f7a-9f99-3f908f229488.pdf
    Horter Investment Management does not provide legal or tax advice. Investment Advisor Representatives of Horter Investment Management may only conduct business with residents of the states and jurisdictions in which they are properly registered or exempt from registration requirements. Insurance and annuity products are sold separately ...

Horter Investment Management, LLC Wealthminder

    https://www.wealthminder.com/financial-advisors/advisory-firms/horter-investment-management-llc/7391/
    Horter Investment Management, LLC Horter Investment Management, LLC (CRD# 119880) is a financial advisory firm headquartered in Cincinnati, OH. They manage $902,003,369 in 8,703 accounts and serve the financial needs of clients across 52 states (or territories).Location: 11726 Seven Gables Rd, Symmes Township, Cincinnati, 45249, OH



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