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https://www.sec.gov/page/ethicssectionlanding
The Ethics Office also provides advice and action, on a normal or expedited basis, to all former SEC employees on post-employment restrictions as well as post-employment notices required under SEC Conduct Rule 8(b), 17 CFR 200.735-8(b), prior to appearing before the Commission.
Sep 20, 2017 · Failure to file required reports with the SEC Bribery of, or improper payments to, foreign officials Fraudulent conduct associated with municipal securities transactions or public pension plans
https://www.sec.gov/complaint/select.shtml
May 12, 2017 · Questions and Complaints. May 12, 2017 Report a possible securities fraud ; Ask a question or report a problem concerning your investments, your investment ... Submit a matter to the Ombudsman if you have a concern about the SEC or a self-regulatory organization (SRO) the SEC …
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
Other Types of Complaints: If you are unsure of what type of complaint you have and choose to file it with FINRA, we will evaluate the complaint and may pass it on to the appropriate regulator if it is not within FINRA's jurisdiction. Forwarding your complaint to other regulators may delay the process of investigating your complaint.
https://www.forbes.com/sites/jeffkauflin/2017/03/14/the-worlds-most-ethical-companies-2017/
Mar 14, 2017 · This week Ethisphere launched its annual list of the world’s most ethical companies. Now in its 11th edition, the list isn’t a ranking, but includes 124 companies deemed to be the most ethical.Author: Jeff Kauflin
https://www.counseling.org/docs/ethics/policies_procedures.pdf?sfvrsn=2
charged members before filing ethical complaints. Section H: Timelines H.1. The time lines set forth in these standards are guidelines only and have been established to provide a reasonable time framework for processing complaints. H.2. The Committee may consider complaints against other members if …
https://www.sec.state.nm.us/about/
What the State Ethics Commission Does Information about the Commission’s Structure and Function. The State Ethics Commission is an independent state agency created by Article V, Section 17 of the New Mexico Constitution to promote full compliance with the state laws that require our state government to be democratic, responsive to the public’s interest, and ethical.
https://www.avvo.com/legal-answers/can-someone-be-sued-for-filing-an-ethics-complaint-1615223.html
Can someone be sued for filing an ethics complaint with the Bar association? If someone files a complaint about a lawyer with the bar association can the attorney counter sue for defamation and...
https://www.pmi.org/-/media/pmi/documents/public/pdf/ethics/ethics-complaints/sample-ethics-cases.pdf?la=en
Sam also filed multiple PMI Ethics Complaints against Chapter board members and others, which after extensive review were rejected by the Ethics Review Committee (ERC). There was mediation involving Sam, the Fredonia Chapter, and PMI GHQ. The resulting settlement included Sam’s agreement to forfeit his Fredonia Chapter membership for three
https://www.state.nj.us/ethics/
State Ethics Commission PO Box 082 Trenton, NJ 08625
https://www.theguardian.com/sustainable-business/2014/jun/02/sec-conflict-mineral-deadline-reports-mixed-apple-intel-hp
Jun 02, 2014 · Companies' conflict mineral reports are mixed as SEC deadline passes ... Of the 171 reports filed with the SEC by the end of business on 30 May, ... Ethical businessAuthor: Jeff Leinaweaver
https://www.socialworkers.org/about/ethics/code-of-ethics/code-of-ethics-english
The second section, "Purpose of the NASW Code of Ethics," provides an overview of the Code's main functions and a brief guide for dealing with ethical issues or dilemmas in social work practice. The third section, "Ethical Principles," presents broad ethical principles, based on social work's core values, that inform social work practice.
https://www.ssa.gov/forms/ssa-437.pdf
Complaints must generally be filed within 180 days of the alleged discrimination. If the date of discrimination listed above is more than 180 days ago, you may request a waiver of the time limit for filing a complaint. If you wish to request a waiver, please explain why you waited until now to …
https://www.forbes.com/sites/investopedia/2013/02/05/5-most-publicized-ethics-violations-by-ceos/
Feb 05, 2013 · 5 Most Publicized Ethics Violations By CEOs . ... The resulting SEC investigation resulted in the company's bankruptcy filing in 2002 and the conviction of Ebbers on fraud, conspiracy and filing ...
https://www.ethics.pa.gov/Documents/Forms%20Library/Ethics%20Complaint%20Form/SEC%20-%203%20Ethics%20Complaint%20Form.pdf
SEC – 3 REVISED 11/17 INSTRUCTIONS 1. Complete all sections of the complaint form. Incomplete forms will not be processed. 2. Give the specific name and home address of the individual about whom you are complaining. If you are complaining about more than one individual, a separate complaint form must be completed for each individual.
https://en.wikipedia.org/wiki/List_of_major_SEC_enforcement_actions_(2009%E2%80%9312)
The below list of major SEC enforcement actions (2009–12) reflects major actions that the Enforcement Division of the United States Securities and Exchange Commission (SEC) brought in 2009–12.. The SEC is a federal agency of the United States. It holds primary responsibility for enforcing the federal securities laws and regulating the securities industry, the nation's stock and options ...
https://ethics.ncsbe.gov/
Nov 14, 2019 · Welcome to the State Ethics Commission. Here you will find information on the requirements of the State Government Ethics Act and the Lobbying Law along with other information that provides you with a better understanding of ethics and lobbying in North Carolina.
https://www.psychiatry.org/psychiatrists/practice/ethics
Ethical Complaints. When a person with personal knowledge believes an APA member may have violated these ethical principles, they may file a complaint with the APA District Branch to which the member belongs. View contact information for District Branches. Complaints are handled in accordance with APA’s procedural code by the District Branch ...
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