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https://h2o.law.harvard.edu/playlists/22188/export_all
Act No. 46, Public Acts of 1915, as amended in 1921 (Pub. Acts 1921, No. 404), now repealed (Pub. Acts 1923, No. 220), was in effect at the time of the alleged fraud on the securities commission. It required, among other things, foreign corporations to obtain permission before offering its stock and securities for sale in this state.
https://www.sec.gov/Archives/edgar/data/867098/0000950130-97-001443.txt
The Company had no grievances upheld against it during 1993, 1994 and 1995 by the New York Insurance Department. The Company also had no complaints upheld against it during 1994 and only one complaint upheld against it in 1995 by the Connecticut Department of Insurance. The Company anticipates similarly good results for 1996.
http://www.archive.org/stream/ontarioregulatio1951ontauoft/ontarioregulatio1951ontauoft_djvu.txt
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