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https://www.investor.gov/additional-resources/general-resources/glossary/complaints
Complaints. The SEC’s Office of Investor Education and Advocacy (OIEA) receives many types of complaints from individual investors, including complaints against brokers, brokerage firms, investment advisers, transfer agents, mutual funds, and other market participants. Investors can submit a complaint form to OIEA to report problems...
https://www.investor.gov/
Submit Questions and Complaints. Ask a question or report a problem concerning your investments, your investment account or a financial professional. Director’s Take: The Fuss About Fees. Director of Education and Advocacy Lori Schock explains how investment fees can shrink your portfolio.
https://www.usa.gov/complaint-against-government
The rules for filing complaints about state and local judges vary by state. Contact your state government to learn more about filing a complaint. File a Complaint About Federal Government Contracts. There are many government contracting regulations in place that provide alternatives when issues occur, including disputes and protests. Disputes
https://www.usa.gov/complaints
Complaints Against the Government. Learn how to file a complaint to your federal or local government and its agencies. Consumer Complaints. Find out what steps to take and who you should contact if you need to file a complaint against a company. Consumer Complaints by Product Type
https://www.usa.gov/saving-investing
Treasury securities are debts issued by the federal government's Bureau of Fiscal Service. When you buy a Treasury security, you are lending money to the federal government for a set amount of time. The government will repay the entire amount (the face value) when the security matures. Learn about the different types of Treasury securities:
https://www.usa.gov/consumer-complaints
If the seller doesn't resolve the issue, a government office or a consumer organization may be able to help: File a complaint with your local consumer protection office or the state agency that regulates the company. Notify the Better Business Bureau (BBB) in your area about your problem. The BBB tries to resolve your complaints against companies.
https://www.sec.gov/oiea/Complaint.html
Tell Us About Your Complaint * Please describe your complaint in as much detail as possible, including the full name(s) on the account, the exact type of account, the dates of specific transactions or conversations, the name or ticker symbol of the security(ies) involved, and the names of all the people at the firm you have contacted about this complaint.
https://www.sec.gov/complaint/select.shtml
May 12, 2017 · Investment Management; Economic and Risk Analysis; Trading and Markets; Office of Administrative Law Judges; Office of Compliance Inspections and Examinations; Regional Offices; All Divisions and Offices; Enforcement. Litigation Releases; Administrative Proceedings; Opinions and Adjudicatory Orders; Accounting and Auditing; Trading Suspensions; How Investigations Work
Learn how to report a crime, locate a federal inmate, research common U.S. laws, and file a complaint against the government. Military and Veterans Learn more about help for veterans and service members, joining the military, and more.
https://www.consumerfinance.gov/data-research/consumer-complaints/
The Consumer Complaint Database is a collection of complaints about consumer financial products and services that we sent to companies for response. Complaints are published after the company responds, confirming a commercial relationship with the consumer, or after 15 days, whichever comes first.
https://www.gov.uk/government/organisations/uk-trade-investment/about/complaints-procedure
Our customer service commitments and how to make a complaint about UK Trade and Investment’s (UKTI) service. Complaints procedure - UK Trade & Investment - GOV.UK Skip to main content
https://www.investor.gov/introduction-investing/basics/investment-products/annuities
All broker-dealers and investment advisers that sell variable annuities must be registered. Before buying an annuity from a broker or adviser, confirm that they are registered using the free and simple search tool on Investor.gov. In most cases, the investments offered within a variable annuity are mutual funds.
https://arminvestmentmanagers.com/
At ARM, we understand your investment goals, and how to make your money work for you. Invest and get investing strategy and valuable tips for your finances.
https://www.justice.gov/archives/stopfraud-archive/report-financial-fraud
You may also wish to contact the United States Attorney's Office where you are located or where the fraud was committed. Visit the Offices of the United States Attorneys for a list of the 93 United States Attorney's Offices and links to their websites. In addition, certain government agencies target particular types of financial fraud.
The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.
https://www.consumer.ftc.gov/topics/investments-grants
Investments & Grants Do your research before you commit to an alternative investment or money-making opportunity. Promises of “free money,” mysterious financial …
https://www.investor.gov/investment-professionals
The most important question that you should consider before hiring an investment professional is whether the person is registered with us or with a state securities regulator. It is really risky to invest with someone who isn’t licensed and we urge you not to do it.
https://dfi.wa.gov/consumers/file-complaint/investor-complaint
If direct contact is unsuccessful, or you are dissatisfied with the results, you may file a complaint with the Division of Securities using one of the four methods below. File a complaint online. File a complaint via mail or fax Contact the Division of Securities by calling (360) 902-8760 or 1-877-RING DFI (1-877-746-4334).
https://www.sec.gov/divisions/enforce/claims.htm
This page contains information for harmed investors about certain SEC enforcement actions. In some of these actions, funds have been paid by defendants or respondents to satisfy a judgment and the SEC, in its discretion, may seek to distribute these funds for the benefit of harmed investors.
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