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https://www.sec.gov/litigation/litreleases/2009/lr21331.htm
Dec 10, 2009 · SEC Charges Investools Inc. and Two Former Employees with Securities Law Violations for Misrepresentations at Investor Workshops. The Securities and Exchange Commission today filed a settled civil injunctive action against Investools Inc., Michael J. Drew and Eben D. Miller.
https://www.sec.gov/investor/alerts/tradingseminars.htm
Oct 01, 2011 · The SEC filed a complaint against the defendants alleging that they made false and misleading statements to induce investors into purchasing their trading products. Investools sold instruction, software and personal coaching to investors who …
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-alert-investment-seminars-%e2%80%93-trading
Oct 25, 2011 · The SEC filed a complaint against the defendants alleging that they made false and misleading statements to induce investors into purchasing their trading products. Investools sold instruction, software and personal coaching to investors who …
https://www.ripoffreport.com/reports/investools-inc/draper-utah-84020/investools-inc-ripoff-investools-misleading-sales-billing-practices-consumers-beware-dr-207994
Feb 08, 2012 · Ripoff Report on: INVESTools Inc - Investools inc ripoff misleading sales billing practices consumers beware draper utah. X CLOSE. ... INVESTools Inc ripoff INVESTools Misleading Sales & Billing Practices Consumers Beware! Draper Utah ... I encourage you to make time to post your own complaint and experience with Investools. Thank you for ...
https://www.forbes.com/sites/billsinger/2011/10/22/updatesec-settles-infomercial-case-against-bettertrades/
Oct 22, 2011 · Investools Inc., Michael J. Drew, and Eben D. Miller The SEC filed a complaint against the defendants alleging that they made false and misleading …Author: Bill Singer
https://www.kiplinger.com/article/investing/T052-C000-S002-our-man-goes-undercover-and-tells-all.html
Mar 01, 2010 · Our Man Goes Undercover and Tells All. ... and Exchange Commission filed a 2008 complaint against two of its salespeople. ... Investools paid $3 million to settle an SEC complaint …Author: Thomas M. Anderson
https://garyweiss.blogspot.com/2009/12/sec-nails-investools.html
Dec 10, 2009 · The SEC Nails Investools ... The fine is the usual SEC wrist slap, with Investools pledging to stop doing stuff that it didn't admit to doing in the first place.The Commission's complaint alleges that from 2004 to approximately June 2007 at Investools how-to-trade-securities workshops former Investools employees Drew and Miller misleadingly ...
https://lawprofessors.typepad.com/securities/2009/12/sec-settles-fraud-claims-involving-howtotrade-workshops.html
Dec 10, 2009 · The SEC today filed a settled civil injunctive action against Investools Inc., Michael J. Drew and Eben D. Miller.According to the SEC's complaint, from 2004 to approximately June 2007, at ...
https://www.federalregister.gov/documents/2009/12/23/E9-30428/investools-inc-et-al
The Complaint alleges that Investools is liable as a controlling person under section 20(a) of the Securities Exchange Act of 1934 (“Exchange Act”) for violations by its speakers of section 10(b) of the Exchange Act and rule 10b-5 Start Printed Page 68291 thereunder. Without admitting or denying the allegations in the Complaint, except as ...
https://www.thinkadvisor.com/2011/10/20/sec-issues-investor-alert-on-trading-seminar-scams/
Oct 20, 2011 · The complaint alleged that two employees of Investools misleadingly portrayed themselves as expert investors who made their living trading securities in …
https://www.consumeraffairs.com/finance/ameritrade.html
Original review: Jan. 27, 2020. Last 3 times I had issues during trading hours took me more than 45 min to get a Customer Service Rep on line. By the time I got to speak with a rep I lost money on ...2.9/5(192)
https://www.goodetrades.com/
The SEC complaint against Bajic et al (pdf) alleges the group sold at least 7.2m shares worth $7.2m of stock in Blake Insomnia Therapeutics (OTC: BKIT) through the end of May 2017. The complaint does not discuss any actions after that date.
https://www.amtd.com/investor-relations/default.aspx
TD Ameritrade, Inc., member FINRA/SIPC, and TD Ameritrade Clearing, Inc., member FINRA/SIPC, are subsidiaries of TD Ameritrade Holding Corporation (NASDAQ: AMTD).Brokerage services provided exclusively by these subsidiaries. This is not an offer or solicitation in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the local laws ...
https://steadyoptions.com/forums/forum/topic/3210-tastytrade-review-tom-sosnoff/
Jun 11, 2016 · However, according to the SEC complaint, "Between November 2014 and March 2016, Hope collected over $6 million in incentive fees from the HI Fund. As of the same date, the HI Fund had unrealized losses of approximately $57 million." So she took $6M in illegal fees while the fund was down $57M, and Tom says that she was underpaid...
http://www.brokeandbroker.com/1122/bettertrades-sec-infomercial/
In addition to providing a link to the BetterTrades case covered in this article, the Alert references similar SEC actions: SEC v. Investools Inc., Michael J. Drew, and Eben D. Miller The SEC filed a complaint against the defendants alleging that they made false and misleading statements to induce investors into purchasing their trading products.
https://www.tdameritrade.com/home.page
TD Ameritrade reserves the right to restrict or revoke this offer at any time. This is not an offer or solicitation in any jurisdiction where we are not authorized to do business. Please allow 3-5 business days for any cash deposits to post to account. (Offer Code: MKT600) Taxes related to TD Ameritrade offers are your responsibility.
https://www.elitetrader.com/et/threads/kiplinger-busts-hotel-seminar-trading-riches-onlinetradingacademy-bettertrades-etc.191445/
Feb 18, 2010 · The SEC alleged that in Teach Me to Trade seminars the pair claimed to be successful traders, but they actually earned their millions from commissions selling seminars rather than from trading. In December 2009, Investools paid $3 million to settle an SEC complaint that two of its salesmen misrepresented themselves at seminars as expert traders.
https://forums.anandtech.com/threads/anyone-use-familiar-with-investools.2400742/
Sep 30, 2014 · The SEC civil action demonstrates that there isn't latitude and the acquisition by TD Ameritrade lead to several changes and much tighter monitoring of the seminar programs at Investools. The SEC has also taken steps to crack down on the investor seminar issues and have brought forth several actions in the last few years against individuals and ...
http://sec.edgar-online.com/thinkorswim-group-inc/10-k-annual-report/2004/03/30/Section2.aspx
THINKORSWIM GROUP INC. Annual Report (10-K) Part I. Personal Training System (PTS) - The Company’s PTS line of products offer investors personalized, one-on-one coaching on a variety of subjects, including online investing and cash flow strategies.
https://invest.ameritrade.com/grid/p/login
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