We collected information about Nova Scotia Securities Commission Complaints for you. There are links where you can find everything you need to know about Nova Scotia Securities Commission Complaints.
https://nssc.novascotia.ca/
Jan 31, 2020 · The Nova Scotia Securities Commission was established to provide investors with protection from activities that undermine investor confidence in the fairness and efficiency of Nova Scotia capital markets and where not inconsistent with investor protection, to foster capital formation.
https://nssc.novascotia.ca/enforcement-branch
Enforcement staff are responsible for dealing with complaints, carrying out investigations and conducting enforcement proceedings for breaches of Nova Scotia securities laws. Commissioners sit as a hearing panel in connection with regulatory enforcement proceedings.
https://www.novascotia.ca/opcc/
The Office of the Police Complaints Commissioner (OPCC) investigates complaints by citizens alleging misconduct by municipal police officers. The Office provides support to the Police Review Board which is empowered to hear and rule on public complainant appeals.
https://www.sec.gov/oiea/Complaint.html
Tell Us About Your Complaint * Please describe your complaint in as much detail as possible, including the full name(s) on the account, the exact type of account, the dates of specific transactions or conversations, the name or ticker symbol of the security(ies) involved, and the names of all the people at the firm you have contacted about this complaint.
https://www.scotiaitrade.com/en/direct-investing-and-online-trading/complaint-handling-procedures.html
The page outlines Scotia iTRADE®'s client complaint handling policy and procedure to ensure that we provide you with a fair and timely resolution of your escalated concerns. ... which is deemed to be service related involves issues which are not subject to any regulatory rules or policies of any securities or financial services regulatory or ...
https://www.cbc.ca/news/canada/nova-scotia/n-s-regulator-probes-complaints-about-worldsource-1.859861
The Nova Scotia Securities Commission is investigating multiple complaints from a group of investors in the Truro area who are worried about their money.
https://www.fpcanada.ca/complaints
Complaints must be filed within six years of the date you knew (or ought to have known) of the events about which you are complaining. It is important to act quickly and to respond promptly to any requests for more information regarding your complaint. ... Nova Scotia Securities Commission New Brunswick Securities Commission Government of ...
http://novascotia.ca/finance/en/home/insurance/default.aspx
Individuals and organizations purchase insurance to provide financial protection against a specific risk or loss. In Nova Scotia, private non-government companies provide insurance. If you drive, auto insurance is mandatory. The Office of the Superintendent of Insurance supervises the business of insurance in the province. Key Topics
https://oipc.novascotia.ca/sites/default/files/publications/FA-List/FOIPOP%20Administrators%20ABCs%202019%20Sep%2003.pdf
Complaints Commissioner 1550 Bedford Highway Suite 720 Bedford, NS B3J 2Y3 Jeff Garber, Manager Investigations and Outreach Phone: 902-424-1761 Fax: 902-424-1777 Email: [email protected] PO Box 1573 Halifax, NS B3J 2Y2 Resource Recovery Fund Board Nova Scotia (RRFB) See Divert Nova Scotia Securities Commission 1690 Hollis St.
https://www.osc.gov.on.ca/en/SecuritiesLaw_ord_20180301_212_emera.htm
Jan 26, 2018 · The head office of each Filer is located at Barrington Tower, Scotia Square, 1223 Lower Water Street, Halifax, Nova Scotia, B3J 3S8. 2. Each Filer is a reporting issuer or equivalent in the Jurisdictions and each Passport Jurisdiction and is not in default of securities legislation in …
https://www.iiroc.ca/news/Pages/Useful-Links.aspx
Government of Yukon Securities Registrar. Manitoba Securities Commission. New Brunswick Securities Commission. Newfoundland Securities Commission. Northwest Territories Securities Commission. Nova Scotia Securities Commission. Office of the Superintendent of Securities (Nunavut) Ontario Securities Commission. Prince Edward Island Securities Office
https://beta.novascotia.ca/sites/default/files/documents/7-1292/budget-2018-19-estimates-and-supplementary-detail.pdf
Commission, Highway 104 Western Alignment Corporation, Nova Scotia Provincial Lotteries and Casino Corporation, and Nova Scotia Liquor Corporation is also included in Revenues. Departmental expenses, within the General Revenue Fund, are presented on a gross basis by the
https://www.securities-administrators.ca/disciplinedpersons.aspx
For more information, contact the Alberta Securities Commission, the Autorité des marchés financiers, the Nova Scotia Securities Commission, the Financial and Consumer Services Commission, the Manitoba Securities Commission and the Financial and Consumer Affairs Authority of Saskatchewan or consult their websites.
https://beta.novascotia.ca/sites/default/files/documents/budget-archive/Budget-2009-Estimates.pdf
Enterprises, including the Halifax-Dartmouth Bridge Commission, the Highway 104 Western Alignment Corporation, the Nova Scotia Gaming Corporation, and the Nova Scotia Liquor Corporation is also included. With the inclusion of these entities, the Budgetary Summary represents the expected operating results of the complete Government Reporting Entity.
https://www.osc.gov.on.ca/en/SecuritiesLaw_ord_20100115_217_novascotia_power.htm
Dec 04, 2009 · 1. The Filer is a corporation governed by the Companies Act (Nova Scotia) with its head office and principal business office located in Halifax, Nova Scotia. The Filer is a reporting issuer in all of the provinces of Canada and is not in default of the securities legislation of any jurisdiction of Canada. 2.
https://www.forexbrokerz.com/news/Nova-Scotias-regulator-warns-of-binary-options-broker-AshfordInvestments
The Nova Scotia Securities Commission has issued a warning that the binary options broker AshfordInvestments is not authorized to sell securities in the Canadian province.. According to the regulator, however, at least one Nova Scotia investor has lost money with this company. He was intending to do business with Quantum Code and his credit card was charged by Ashford Investments.
https://www.brokerage-review.com/canadian/brokers/scotia-itrade-review.aspx
Scotia iTrade Review Summary Scotia iTrade is one of the best-known and largest online discount brokers in Canada, and it has been in business since the 1800s. The firm offers $9.99 flat commissions to active traders and individuals with $50,000 or more in assets with the Bank of …3/5
https://nslegislature.ca/legc/bills/63rd_2nd/3rd_read/b151.htm
BILL NO. 151 (as passed) 2nd Session, 63rd General Assembly Nova Scotia 68 Elizabeth II, 2019 Government Bill Appropriations Act, 2019 CHAPTER 1 OF THE ACTS OF 2019 The Honourable Karen Casey Minister of Finance and Treasury Board
https://www.canlii.org/en/ca/scc/doc/2012/2012scc10/2012scc10.html
Nova Scotia Securities Commission, 2006 NSCA 45, 246 N.S.R. ... requested the appointment of a board of inquiry to deal with Mr. Comeau’s complaints. At the Commission’s request, the Chief Judge of the Nova Scotia Provincial Court appointed such a board on …
https://www.cbc.ca/news/canada/nova-scotia/weizhen-tang-securities-fraud-warning-1.5178673
The Nova Scotia Securities Commission and the Ontario Securities Commission are warning the public not to invest money with Toronto-based investment manager Weizhen Tang or any companies ...
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