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https://www.sec.gov/fast-answers/answerspumpdumphtm.html
Jun 25, 2013 · “Pump-and-dump” schemes involve the touting of a company’s stock (typically small, so-called “microcap” companies) through false and misleading statements to the marketplace. These false claims could be made on social media such as Facebook and …
https://www.sec.gov/litigation/litreleases/lr17673a.htm
Specifically, the Commission's complaint alleges that from October 1998 through June 2000, Pangia, Smith, and Singh orchestrated a pump-and-dump scheme using fraudulent press releases, millions of spam e-mails, and a paid analyst report to prime the market for ESWW stock.
https://www.institutionalinvestor.com/article/b1jr533lygwr86/Swiss-Asset-Manager-Charged-In-Alleged-Pump-and-Dump-Scheme
The SEC also charged Steve Bajic and Rajesh Taneja, both of whom ran a series of foreign companies, with allegedly assisting Ciapala with the pump-and-dump schemes. The SEC’s complaint also ...
https://www.finra.org/media-center/actions-resulting-referrals-federal-and-state-authorities
Court Enters Judgment Against Microcap Company and Two Promoters in Pump-And-Dump Scheme, Ordering Each Promoter to Pay Over $4.6 Million Press Release February 12, 2019
https://www.ctvnews.ca/world/canadians-charged-in-us-35m-pump-and-dump-penny-stock-scheme-1.4799757
A “pump and dump” scam is the illegal act of artificially inflating the market price of an owned stock through false promotion and selling it once the price has risen as a result of the surge ...Author: Jackie Dunham
https://www.motleyrice.com/article/riot-blockchain-shareholder-pump-dump-amended-complaint
May 29, 2019 · On May 9, 2019, Motley Rice filed a consolidated amended complaint involving Riot Blockchain, Inc., and several of its current or former executive officers, directors, and largest shareholders, who allegedly conspired in a “pump-and-dump” scheme to mislead retail shareholders about the company’s
https://theindustryspread.com/pump-dump-scheme-busted/
Jan 06, 2020 · A pump and dump scheme, like the one described in the complaint, is quite popular among securities fraudsters for micro-cap stocks in part because shares in those stocks are relatively illiquid and as such, easier to manipulate. A similar scheme was at the heart of the movie Boiler Room.
https://www.motleyrice.com/article/riot-blockchain-shareholder-pump-dump
Mar 06, 2019 · A class of Riot Blockchain, Inc. shareholders, represented by Motley Rice, filed an amended complaint alleging the company orchestrated a pump-and-dump scheme to misled shareholders about the company’s supposed transformation from a maker of veterinary products to a miner of cryptocurrency.
https://www.justice.gov/usao-edny/pr/two-executives-arrested-pump-and-dump-securities-fraud-scheme
Mar 02, 2018 · Two Executives Arrested for Pump and Dump Securities Fraud Scheme . ... “As alleged in the complaint, the defendants engaged in a classic pump and dump designed to defraud the investing public and make millions of dollars for themselves by manipulating the price and volume of a publicly traded stock,” stated United States Attorney Donoghue.
https://www.barrons.com/articles/the-lawyer-at-the-center-of-sec-pump-and-dump-case-1538675403
Oct 04, 2018 · The complaint in Manhattan’s federal district court says that Honig and his associates bought stock in three small companies, controlled the firms’ managements, and planted promotional ...
https://www.barrons.com/articles/sec-charges-phillip-frost-1536608366
Sep 10, 2018 · In a 91-page complaint in Minneapolis’ federal district court, Pederson accused Frost of using Cocrystal and other stocks for pump-and-dump schemes. Pederson’s complaint said …
http://dumpthepumps.com/?page_id=149
Dump The Pumps Legal Complaint. Feb 21st 2015 DEP has testified that 10 States Standards do not apply to the CRWS. Therefore, the official excuse for not putting grinders in the road is gone! If we can get them off private property than at least our original goal is accomplished.
https://otcmarketresearch.com/biozoom-inc-bizm-pump-dump-full-story/
May 05, 2019 · Abellan has a long history of pump&dump/paid promotion activity. Guillermo Ciupiak was named in an SEC Complaint for his role in the BIZM pump&dump. In the Complaint, the SEC said that Abellan and Ciupiak secretly acquired control of virtually all of the BIZM free trading stock using nominees and offshore accounts.
https://www.marketwatch.com/story/prominent-health-care-investor-phillip-frost-charged-by-sec-with-pump-and-dump-schemes-2018-09-07
Sep 17, 2018 · Phillip Frost, a billionaire health-care investor, was one of a group charged by the Securities and Exchange Commission on Friday with participating in pump-and-dump schemes.
https://www.law360.com/articles/1080839/ex-teva-head-accused-of-role-in-27m-pump-and-dump-scheme
Honig and an associate obtained control of the entity known as Company C in 2014, the complaint said. This third pump-and-dump scheme took place with the help of a false and misleading press ...
http://www.brokeandbroker.com/3107/sec-zouvas-zwebner/
SEC Files Complaints Alleging Pump And Dump Scheme Involving Shell Company April 27, 2016 On April 25 and 26, 2016, the Securities and Exchange Commission ("SEC") filed two Complaints in the United States District Court for the Southern District of California ("SDCA"). The "Introduction" sections of the Complaints set forth the allegations in such a compelling fashion that there is little ...
https://www.law360.com/articles/1204653/crypto-pump-and-dump-claims-can-t-hold-up-execs-say
Two defendants allegedly linked to accusations that biotech company-turned-cryptocurrency investor Riot Blockchain Inc.'s pivot to blockchain was part of a pump-and-dump scheme said Monday in New ...
https://www.bizjournals.com/southflorida/news/2018/09/07/billionaire-opko-ceo-frost-among-10-named-in-sec.html
Sep 07, 2018 · The SEC alleges that Frost participated in a "pump-and-dump" scheme with two penny-stock companies. ... The SEC complaint said Honig would …
https://seekingalpha.com/news/3389336-sec-charges-against-billionaire-phillip-frost-may-be-tip-of-iceberg-barrons
Sep 11, 2018 · The SEC's complaint accuses Frost and certain associates, including penny stock promoter Barry Honig, of "pump-and-dump" promotion schemes to inflate the prices of three tiny companies, believed ...
https://www.miaminewtimes.com/news/miami-billionaire-phillip-frost-sued-for-additonal-stock-fraud-10971262
Jan 04, 2019 · Each of these articles was paid for or induced by the Frost Pump-and-Dump Posse and each of the three authors also published similar articles about MabVax, [one of the companies included in …Author: Jerry Iannelli
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