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https://bankruptcylitigationblog.lexblogplatform.com/wp-content/uploads/sites/427/uploads/file/refco.pdf
Refco Group Ltd. (“RGL”), which functioned as Refco’s parent company prior to the IPO, as well as to RGL’s direct and indirect subsidiaries. 4 All references to the complaint are to the complaint originally filed in New York State Supreme Court. (See Juman Decl. Ex. A.) All factual allegations in the complaint …
https://www.marketwatch.com/story/ex-refco-ceo-charged-with-fraud-over-debt
Oct 12, 2005 · However, Refco's pre-IPO filings with the Securities and Exchange Commission disclosed nothing about this huge debt between Bennett's firm and the company, the complaint …
https://www.theguardian.com/business/2008/jul/03/refco.fraud
Jul 03, 2008 · The former head of brokerage firm Refco was today sentenced to 16 years in prison for a $1.5bn (£750m) fraud that ultimately destroyed the company.
http://graphics8.nytimes.com/images/blogs/dealbook/refco_complaint_8-21.pdf
the swiftest corporate meltdowns in U.S. history and caused Refco over $2 billion in damages. The Trustee as and for his complaint against the defendants states as follows based on information and...
https://www.nytimes.com/2005/10/13/business/exchief-of-refco-is-charged-by-us.html
Oct 13, 2005 · According to the complaint, Refco engaged in similar transactions over the quarters that ended in March 2005, November 2004 and August 2004. Refco lent as much as $545 million to …
https://www.sec.gov/litigation/litreleases/2006/lr19716.htm
The Commission's Complaint in that action alleges that BAWAG, a major Austrian bank, helped Refco Group Ltd. (Refco) conceal hundreds of millions of dollars in debt owed to Refco by an entity controlled by Refco's Chief Executive Officer, thereby aiding and abetting Refco's violations of the antifraud and periodic reporting provisions of the federal securities laws.
https://www.chicagotribune.com/news/ct-xpm-2005-10-13-0510130090-story.html
Oct 13, 2005 · Since Monday, when the problem was made public, Refco stock has lost more than 60 percent of its value, closing Wednesday at $10.85, down from $28.56 Friday. According to the criminal complaint…
https://en.wikipedia.org/wiki/Refco
Refco was a New York-based financial services company, primarily known as a broker of commodities and futures contracts.It was founded in 1969 by Raymond Earl Friedman as Ray E.Friedman and Co.Prior to its collapse in October, 2005, the firm had over $4 billion in approximately 200,000 customer accounts, and it was the largest broker on the Chicago Mercantile Exchange.Headquarters: New York City, United States
https://www.sec.gov/litigation/litreleases/2008/lr20460.htm
According to the complaint, from at least 1998 to October 2005, Bennett's scheme periodically concealed debt owed to Refco by Refco Group Holdings, Inc. (RGHI), a non-Refco entity that Bennett controlled. The debt was primarily the result of trading losses and operating expenses that Refco transferred over time to RGHI.
https://www.sec.gov/litigation/complaints/2006/comp19639.pdf
the Commission in or about September 1981. Refco maintains offices in New York, New York and Jersey City, New Jersey. Refco is currently winding down its operations in connection with Refco Inc.'s bankruptcy pending in the United States Bankruptcy Court for the Southern District of New York (In re: Refco Inc., Case No. 05-60006). 19.
https://www.sec.gov/litigation/complaints/2008/comp20460.pdf
COMPLAINT Plaintiff, the United States Securities and Exchange Commission ("Comrnission"), alleges as follows: SUMMARY 1. From at least 1998to October 2005, Phillip R. Bennett ('Bennett") orchestrated a disclosure fraud that ultimately led to the demise of Refco Inc. Bennett was the company's chairman and chief executive officer.
http://securities.stanford.edu/filings-case.html?id=103520
Oct 11, 2005 · According to the complaint, on or about August 10, 2005, Refco filed with the SEC a Form S-1/A Registration Statement (the "Registration Statement"), for the IPO.
https://www.sec.gov/litigation/litreleases/2007/lr20402.htm
The Commission's complaint alleges that Collins, in the course of representing Refco, learned that Refco Group Holdings, Inc. (RGHI), a non-Refco entity controlled by Phillip R. Bennett, Refco's chief executive officer, owed Refco hundreds of millions of dollars.
https://www.law360.com/articles/36864/refco-trustee-files-40-adversary-complaints
The trustee for the Refco litigation trust unleashed a flurry of adversary suits Friday, lodging 40 complaints against defendants including Goldman Sachs & Co., FedEx Corp., Sprint Nextel Corp ...
https://thehedgefundjournal.com/the-last-days-of-refco/
In the criminal complaint filed against Bennett, prosecutors only focused on loans between Refco and LCCS since February of this year. However, Refco has said its financial statements became unreliable in 2002. What made the deal attractive to Liberty Corner was the ability to pocket a quick profit by turning around and re-lending the money it ...
https://cases.justia.com/federal/district-courts/new-york/nysdce/1:2013cv01654/408868/101/0.pdf?ts=1436274213
complaint. For the reasons set forth below, RGL's motion is granted in part and denied in part. 1Pending resolution of RGL's request to file the documents under seal and to file redacted versions on the Court's ECF system, the moving papers have not been filed. Refco Inc. v. Cantor Fitzgerald, L.P. et al Doc. 101 Dockets.Justia.com
http://securities.stanford.edu/filings-case.html?id=103827
According to the original complaint, this is a securities class action lawsuit on behalf of all brokerage customers of Refco Capital Markets, Ltd. ("RCM") who, at any time from October 17, 2000 to October 17, 2005, entrusted securities to RCM and/or Refco Securities, LLC, directly or indirectly, as custodian and broker for safe-keeping, and continued to hold positions with RCM on October 17, 2005 (the "Class …
https://www.chicagotribune.com/news/ct-xpm-1994-03-29-9403290222-story.html
Mar 29, 1994 · The Merc's business conduct committee, then headed by now-Merc Chairman John F. Sandner, settled the complaint Dec. 13, 1979, by imposing a $250,000 fine on Refco, at the time the largest fine ever...
https://www.law360.com/articles/5991/consolidated-complaint-filed-against-refco
Commodities broker Refco and its CEO Philip Bennett hid losses of nearly half a billion dollars from investors and bondholders, aided by the oversight of numerous underwriters, auditors and company...
https://www.prweb.com/releases/2005/11/prweb309694.htm
Nov 11, 2005 · Scott Scott’s original complaint alleges that during the Class Period, Refco and certain of its officers and directors, including Bennett, as well as Refco's IPO underwriters and independent auditor, violated provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934, by issuing a false and misleading Prospectus to investors as well as making false and misleading statements …
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