We collected information about Rockwell Global Capital Complaints for you. There are links where you can find everything you need to know about Rockwell Global Capital Complaints.
https://www.bbb.org/us/ny/melville/profile/investment-security/rockwell-global-capital-llc-0121-136382
See BBB rating, reviews, complaints, & more. Better Business Bureau ... Rockwell Global Capital, LLC Investment Security. 125 Baylis Road, Suite 280. Melville, NY 11747 (866) 757-9733.
https://www.glassdoor.com/Reviews/Rockwell-Global-Capital-Reviews-E361207.htm
Glassdoor has 2 Rockwell Global Capital reviews submitted anonymously by Rockwell Global Capital employees. Read employee reviews and ratings on Glassdoor to decide if …2.3/5(2)
https://www.yelp.com/biz/rockwell-global-capital-melville
2 reviews of Rockwell Global Capital "I simply called, not even as a client, to ask a question about the company and the woman (I refuse to use the term 'lady') was VERY short with me before I could even introduce myself or inform her of my…1/5(2)
https://www.securitieslawyersblog.com/three-rockwell-global-capital-brokers-accused-securities-misconduct-customers/
Apr 03, 2014 · Rockwell Global Capital LLC (Rockwell) brokers Robert E. Lee Jr. (Robert Lee), Douglas Guarino (Guarino), and Lawrence Lee (Lee) have been the subject of at least 29 combined customer complaints. All three brokers have been accused by clients of churning their accounts and making unsuitable investment recommendations.
Rockwell Capital is the family office of cryptocurrency investor Brian G. Sewell. Our mission is to increase the global adoption of cryptocurrency and blockchain technology, which promises to create significant financial savings and societal benefits by providing an efficient, secure, low-cost way to transact for goods and services, update ...
https://www.glassdoor.com/Overview/Working-at-Rockwell-Global-Capital-EI_IE361207.11,34.htm
Aug 23, 2012 · Glassdoor gives you an inside look at what it's like to work at Rockwell Global Capital, including salaries, reviews, office photos, and more. This is the Rockwell Global Capital company profile. All content is posted anonymously by employees working at Rockwell Global Capital.4/5
https://www.indeed.com/cmp/Rockwell-Global-Capital/reviews
Reviews from ROCKWELL GLOBAL CAPITAL employees about ROCKWELL GLOBAL CAPITAL culture, salaries, benefits, work-life balance, management, job security, and more. Find Jobs Company Reviews Find Salaries Find Resumes Employers / Post Job. Upload your resume Sign in. Find jobs Company reviews Find salaries.4.3/5(3)
https://www.silverlaw.com/rockwell-global-capital-llc.html
Rockwell Global Capital markets itself as an investment banking firm for individual and corporate investors. Headquartered in Melville, NY, the firm was formed in 2005. FINRA Arbitrations. Rockwell Global Capital has been the subject of several FINRA arbitration claims and which have resulted in significant awards to the claimants.5/5
https://stockbrokerfraud.com/rockwell-global-capital-sued-fraud/
Douglas Joseph Guarino, of Melville, New York, a stockbroker formerly registered with Rockwell Global Capital LLC, has been named in a customer initiated investment related arbitration claim on June 25, 2015, in which the customer requested $205,000.00 in damages based upon allegations of the firm’s failure to supervise Guarino’s activities involving equity transactions effected in the ...
https://www.ripoffreport.com/reports/lars-soreide-law-firm/fort-lauderdale-florida-33301/lars-soreide-law-firm-unethical-fort-lauderdale-florida-960922
Jun 23, 2013 · Law360, New York (October 31, 2011, 10:07 PM ET) -- Rockwell Global Capital LLC sued a former employee, a former customer and a Florida securities lawyer for $15 million on Monday, accusing them of conspiring to obtain confidential company information in order to lodge regulatory actions against the brokerage.
https://www.securitieslawyersblog.com/brokerage-firm-spotlight-investor-claims-churning-rockwell-global-capital/
Jan 13, 2015 · The law offices of Gana Weinstein LLP is investigating Rockwell Global Capital LLC (Rockwell) after having filed a complaint on behalf of an investor. We — January 13, 2015 — Brokerage Firm Spotlight: Investor Claims of Churning Against Rockwell Global Capital
https://www.wolperlawfirm.com/investor-alert-worden-capital-management-broker-michael-rosalia-has-long-history-of-customer-complaints-and-liens/
The Wolper Law Firm is currently investigating claims against Michael Rosalia, a Financial Advisor at Worden Capital Management in Melville, NY. Michael Rosalia has been in the securities industry since 1993 and previously worked at Rockwell Global Capital and American Capital Partners. According to publicly available records released by the Financial Industry Regulatory Authority (FINRA), […]
https://stockbrokerfraud.com/rockwell-global-capital-stockbroker-suspended-unauthorized-trading/
Aug 25, 2016 · Patrick William Lofaro, of Melville, New York, a stockbroker with Rockwell Global Capital LLC, was fined $10,000.00 and suspended from associating with any Financial Industry Regulatory Authority (FINRA) member in any capacity after consenting to findings that he engaged in the unauthorized discretionary trading in a customer account. Letter of ...
https://www.securitieslawattorneys.net/lawrence-fawcett/
Jun 26, 2018 · According to his BrokerCheck report, he has received one customer complaint, three pending customer complaints, and two FINRA sanctions. In May 2018 a customer alleged Lawrence Fawcett, while employed at WestPark Capital, executed excessive trades, churned the account, and made unsuitable investment recommendations.
https://www.stopbrokerfraud.com/news/joseph-todaro/
Apr 13, 2018 · In September 2017 a customer alleged Joseph Todaro, while employed at Rockwell Global Capital, churned the account and charged excessive commissions in connection to investments in common and preferred stock. The customer is seeking $82,699 in damages in the pending complaint.
https://www.securitieslawattorneys.net/adam-sclafini/
Nov 18, 2015 · The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sclafani (CRD# 2735036). Adam Sclafani has spent fifteen years in the securities industry and was most recently registered with Rockwell Global Capital in Melville, New York (2015).
https://www.investorlawyers.net/blog/clients-of-3-rockwell-global-capital-financial-advisors-seek-damages-for-churning-unsuitable-recommendations/
Mar 25, 2014 · Securities fraud attorneys are currently investigating claims on behalf of investors who suffered significant losses as a result of doing business with Douglas Guarino, Lawrence Lee or Robert E. Lee and Rockwell Global Capital. The investigations are regarding fraud, unsuitable recommendations and churning that the three men allegedly conducted while registered with Rockwell Global Capital as ...
https://www.coldspringadvisory.com/content/rockwell-global-capital-crd-142485-sec-8-67467
Rockwell Global Capital, LLC. is a brokerage firm located at 125 Baylis Road in Melville, NY 11747. It was formed in New York in 2005 and registered with the Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) in 2007.Rockwell Global's FINRA BrokerCheck report contains five arbitration cases for which the firm paid over $500,000 in fees
https://www.silverlaw.com/blog/jeffrey-snyder-rockwell-global-capital-barred-finra/
Aug 02, 2016 · Check out the new article Jeffrey Snyder, Rockwell Global Capital Barred by FINRA on silverlaw.com. Check out the new article Jeffrey Snyder, Rockwell Global Capital Barred by FINRA on silverlaw.com. Free Consultation: (800) ... On the heels of six customer complaints and 1 …
https://www.corporationwiki.com/New-York/Melville/rockwell-global-capital-llc-2522504.aspx
Rockwell Global Capital LLC Overview. Rockwell Global Capital LLC filed as a Domestic Limited Liability Company in the State of New York on Thursday, December 22, 2005 and is approximately fifteen years old, as recorded in documents filed with New York Department of State.Filing Type: Foreign Limited Liability
Searching for Rockwell Global Capital Complaints information?
To find needed information please click on the links to visit sites with more detailed data.
