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https://www.sec.gov/litigation/litreleases/2009/lr20959.htm
Mar 18, 2009 · In its complaint filed today in federal court in Manhattan, the SEC alleges that from 1991 through 2008, certified public accountant David G. Friehling and his firm, Friehling & Horowitz, CPAs, P.C. (F&H), purported to audit financial statements and disclosures of Bernard L. Madoff Investment Securities LLC (BMIS).
https://www.sec.gov/news/press/2009/2009-60.htm
Mar 18, 2009 · In its complaint filed in federal court in Manhattan, the SEC alleges that from 1991 through 2008, certified public accountant David G. Friehling and his firm, Friehling & Horowitz, CPAs, P.C. (F&H), purported to audit financial statements and disclosures of Bernard L. Madoff Investment Securities LLC (BMIS).
https://www.secactions.com/more-charges-in-the-madoff-scandal-but-the-key-question-remains-who-knew/
Mar 19, 2009 · The criminal complaint filed against Mr. Friehling alleges securities fraud, adding and abetting fraud under the Investment Advisors Act and making false filings with the SEC. The SEC and DOJ make it clear that Mr. Friehling assisted the Madoff Ponzi scheme.
https://www.journalofaccountancy.com/news/2009/mar/20091553.html
The civil complaint filed by the SEC is similar to federal criminal charges brought against Friehling and his firm in a six-count complaint alleging securities fraud, aiding and abetting investment adviser fraud, and four counts of filing false audit reports with the SEC.
https://acctgprinciples.blogspot.com/2009/03/selling-your-soul-for-186000-year.html
Mar 30, 2009 · The SEC complaint against Bernie Madoff's auditor, alleges that David Friehling enabled Bernard Madoff's Ponzi scheme by falsely stating, in annual audit reports, that F&H audited Madoff's financial statements. In fact, the complaint alleges, the defendants did not conduct anything remotely resembling an audit.
https://thehill.com/homenews/news/18797-sec-slaps-madoff-auditors-with-charges
A week after investment broker Bernard Madoff pleaded guilty to 11 felony counts, the Securities and Exchange Commission filed charges against a New York accounting firm for fraud relating to the ...
https://www.pbs.org/newshour/politics/law-jan-june09-madoff_03-18
Mar 18, 2009 · The SEC said in its complaint that Friehling and his firm “did not perform anything remotely resembling an audit” of Madoff’s money management firm or …
https://www.law.com/almID/1202429188708/Madoffs-Accountant-Charged-With-Securities-Fraud-Other-Crimes/
Federal prosecutors accused David G. Friehling of securities fraud and other offenses for failing to conduct audits and for deceiving investors as he provided audit services to Madoff's investment ...
https://www.compliancebuilding.com/2009/03/19/more-on-madoffs-auditor/
Mar 19, 2009 · Yesterday, Madoff’s auditor was arrested for falsely stating that the firm had audited the financial statements. No surprise that such a small firm could be auditing a supposedly large investment company like Madoff Investments. Just in time, the AICPA (that’s the American Institute of Certified Public Accountants) has expelled Friehling from its membership following an ethics investigation.
https://www.secactions.com/the-how-and-who-of-madoff-new-insights/
Jun 23, 2009 · Other insights come from the actions by the SEC and DOJ against the auditors, SEC v. Friehling, Civil Action No. 09 cv 2467 (S.D.N.Y. Filed Mar. 18, 2009) and U.S. v. Friehling, Case No. 09-mj-00729 (S.D.N.Y. Filed Mar. 18, 2009), both of which are discussed here. Still, little is known about what has been called the Ponzi scheme of the ages ...
https://www.investopedia.com/terms/b/bernard-madoff.asp
Feb 05, 2020 · He filed his first SEC complaint against Madoff in 2000, but the regulator ignored him. In a scathing 2005 letter to the Securities and Exchange Commission (SEC), Markopolos wrote, "Madoff ...
https://en.wikipedia.org/wiki/Madoff_Investment_Securities
The investigation was concluded in 2005. In 2006 Swanson left the SEC and became engaged to Shana Madoff, and in 2007 the two married. A spokesman for Swanson said he "did not participate in any inquiry of Bernard Madoff Securities or its affiliates while involved in a relationship" with Shana Madoff.Alma mater: Hofstra University
https://www.rediff.com/money/report/madoffs-auditor-charged-with-fraud/20090321.htm
Mar 21, 2009 · Mr Friehling "enabled" Mr Madoff's misconduct by falsely representing to investors that his firm was financially sound, the SEC claimed in its complaint. Mr Friehling "merely pretended" to conduct ...
https://www.cram.com/essay/Madoff-Securities/F3TW8MYEJNZ
First the right fundamental audit procedures were in place BMIS was audited by a small accounting firm called Friehling and Horowitz but according to the SEC alleges that Friehling merely pretended to conduct minimal audit procedures of certain accounts to make it seem like he was conducting an audit, and then failed to document his purported ...
https://www.cbsnews.com/news/madoff-accountant-free-on-25m-bail/
Mar 18, 2009 · Madoff Accountant Free On $2.5M Bail. ... Court Complaint Against Madoff Accountant David Friehling ... The SEC said Friehling also took steps to hide his investment with Madoff, including ...
https://www.nbcchicago.com/news/business/madoffs-accountant-charged-with-securities-fruad/1875052/
Mar 18, 2009 · Bernard Madoff's longtime accountant has been released on $2.5 million in bail after being charged with securities fraud. The allegations against David Friehling expand the case against …
https://www.boston.com/business/articles/2009/03/19/madoff_accountant_charged_is_first_to_be_accused_as_accomplice/
Mar 19, 2009 · NEW YORK - David Friehling, Bernard Madoff's accountant, was arrested and charged with securities fraud, the first accused accomplice to be …
https://nypost.com/2009/03/18/feds-charge-madoff-money-man-with-fraud/
Mar 18, 2009 · FEDS CHARGE MADOFF MONEY MAN WITH FRAUD ... Criminal Complaint Against Madoff’s Accountant ... the SEC said Friehling “merely pretended to conduct minimal audit procedures of certain accounts ...
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