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https://www.sec.gov/litigation/complaints/2008/comp20810.pdf
MARK CUBAN, .'" JURY TRIAL 3 1 *, . Defendant. COMPLAINT Plaintiff Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY OF ALLEGATIONS 1. The Commission charges Defendant Mark Cuban ("Cuban") with committing securities fraud by engaging in illegal insider trading. Despite agreeing in June 2004 to keep
https://www.sec.gov/news/press/2008/2008-273.htm
SEC Files Insider Trading Charges Against Mark Cuban FOR IMMEDIATE RELEASE 2008-273. Washington, D.C., Nov. 17, 2008 — The Securities and Exchange Commission today charged Dallas entrepreneur Mark Cuban with insider trading for selling 600,000 shares of the stock of an Internet search engine company on the basis of material, non-public information concerning an impending stock offering.
https://www.washingtonpost.com/news/business/wp/2016/03/16/mark-cuban-takes-his-grudge-against-the-sec-to-the-supreme-court/
Mar 16, 2016 · Mark Cuban takes his grudge against the SEC to the Supreme Court ... Instead of filing a complaint in federal court, the SEC can choose to seek penalties against those accused of wrongdoing ...
https://corpgov.law.harvard.edu/2019/04/11/the-sec-v-mark-cuban/
Apr 11, 2019 · In my recently published book, The Securities and Exchange Commission v.Cuban—A Trial of Insider Trading (Twelve Tables Press 2019) (ISBN 978-1-94607-4249), I focus on the Securities and Exchange Commission’s (SEC) enforcement action against Mark Cuban for allegedly engaging in illegal insider trading. This litigation was far from standard fare. Unlike the vast majority of SEC …
https://www.marketwatch.com/story/what-mark-cuban-thinks-of-the-sec-insider-trading-case-against-leon-cooperman-2016-09-23
Sep 23, 2016 · What Mark Cuban thinks of the SEC insider-trading charges against Leon Cooperman ... battle — but he’s got Mark Cuban on his side, who knows a thing or two about defeating insider-trading ...
https://www.casebriefs.com/blog/law/business-associations/business-associations-keyed-to-hamilton/rule-10b-5-insider-trading-and-securities-fraud/securities-and-exchange-commission-v-cuban/
Securities and Exchange Commission v. Cuban Case Brief - Rule of Law: A shareholder does not undertake a duty of non-use of information sufficient to support a claim of insider trading under the misappropriation theory where the shareholder agrees to keep nonpublic material information confidential, but does not agree he will not t...
https://corpgov.law.harvard.edu/2009/02/05/sec-vs-mark-cuban/
The SEC complaint essentially alleges that Mark Cuban committed insider trading when, according to the complaint, he sold stock in a company in which he was a large shareholder (but not a director or officer) after receiving material, non-public information from the company. The basis for the SEC’s claim of insider trading is the allegation ...
http://sharesleuth.com/short-takes/2008/11/the_sec_and_mark_cuban
Nov 17, 2008 · The Securities and Exchange Commission announced Monday that it had filed a civil suit against Mark Cuban, the majority owner of Sharesleuth.com. The complaint alleges insider trading in the shares of Mamma.com Inc. in June 2004. The complaint does not involve Sharesleuth, which was established in 2006.
https://caselaw.findlaw.com/us-5th-circuit/1538918.html
Sep 21, 2010 · The SEC brought this suit against Cuban alleging he violated Section 17(a) of the Securities Act of 1933, 1 Section 10(b) of the Securities Exchange Act of 1934, 2 and Rule 10b-5 3 by trading in Mamma.com stock in breach of his duty to the CEO and Mamma.com-amounting to insider trading under the misappropriation theory of liability. The core ...
https://www.wsj.com/articles/SB125011422556327163
The SEC said it wouldn't file an amended complaint alleging insider-trading charges against Mark Cuban, but it asked the judge to close the case so that it could consider an appeal.Author: Kara Scannell
https://web.law.columbia.edu/sites/default/files/document-library/clsbsbdl_document/files/cgsh_alert_-_cuban_insider_trading_dismissal.pdf
Dismissal of SEC’s Insider Trading Case Against Mark Cuban Makes New Law On Friday, July 17, 2009, the District Court for the Northern District of Texas dismissed the SEC’s insider trading complaint against Mark Cuban, based on an interesting and novel analysis of the duty required to support insider-trading liability under the so-called
https://www.wsj.com/articles/SB122693827604333637
The SEC filed insider-trading charges against Mark Cuban, saying he dumped his stake in an Internet company upon learning of a share offering.
https://www.reuters.com/article/us-sec-markcuban-idUSTRE4AG5IM20081117
Nov 17, 2008 · Mark Cuban, owner of the Dallas Mavericks basketball team, was charged with insider trading in the shares of search engine company Mamma.com, the …
https://www.lexology.com/library/detail.aspx?g=31f4ec7d-e77b-496d-bf36-cc25ac576359
Jan 05, 2009 · On November 17, 2008, the U.S. Securities and Exchange Commission (SEC) filed a civil complaint against entrepreneur and Dallas Mavericks’ owner …
https://www.forbes.com/sites/tomvanriper/2013/10/03/the-sec-case-against-mark-cuban-strong-in-theory-tough-to-prove/
Oct 03, 2013 · The insider trading civil case brought by the SEC against Dallas Mavericks owner Mark Cuban dates back nine years now. It’s been tossed out and …
http://content.time.com/time/business/article/0,8599,1860675,00.html
Nov 20, 2008 · (Read TIME's 10 Questions with Mark Cuban.) ... That account is completely at odds with the conversations and e-mails presented in the SEC complaint, including a version of the phone call that ended with Cuban saying, "Well, now I'm screwed. ... The SEC has brought charges against Cuban under a particular legal theory — but the legal theories ...
https://www.davemanuel.com/2008/11/17/mark-cuban-is-sued-by-the-sec/
Oct 13, 2019 · Mark Cuban acquired a 6.3% stake in the company in 2004. According to the SEC complaint, the CEO of the company sent an email to Cuban in June of 2004, asking Cuban to call him back as soon as possible. Cuban called, and the CEO informed Cuban that the company was planning on doing a PIPE, which is a private investment in public equity offering.
https://www.nytimes.com/2008/11/18/business/18insider.html
Nov 18, 2008 · The S.E.C. filed a civil suit against the Internet entrepreneur for selling shares of an Internet search company in 2004. ... Mark Cuban accused the Securities and Exchange Commission of ...
http://online.wsj.com/public/resources/documents/WSJ-20081117-seccubancomplaint.pdf
COMPLAINT Plaintiff Securities and Exchange Commission (“Commission”) alleges as follows: SUMMARY OF ALLEGATIONS 1. The Commission charges Defendant Mark Cuban (“Cuban”) with committing securities fraud by engaging in illegal insider trading. Despite agreeing in June 2004 to keep
https://www.law.du.edu/documents/corporate-governance/securities-matters/SEC-v-Cuban-128705260-Cuban-Opinion.pdf
Commission (“SEC”) against defendant Mark Cuban (“Cuban”) under the misappropriation theory of insider trading, Cuban moves for summary judgment. Although the question whether Cuban is entitled to summary judgment is in some respects a close one, the court concludes that the SEC is entitled to present its case to a jury.
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