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https://www.sec.gov/litigation/complaints/2008/comp20625.pdf
25. Cioffi and Tannin utilized all of these methods of communication with respect to the High Grade and Enhanced Leverage Funds and typically held investor conference calls following the end of each calendar quarter to discuss hnd performance and market conditions. Cioffi and Tannin held such quarterly conference calls on
https://www.sec.gov/litigation/litreleases/2008/lr20625.htm
The SEC's complaint alleges that Cioffi and Tannin also misrepresented their funds' investment in subprime mortgage-backed securities. According to the complaint, monthly written performance summaries highlighted direct subprime exposure as typically about 6 to 8 percent of each fund's portfolio.
https://www.sec.gov/litigation/litreleases/2012/lr22398.htm
Jun 25, 2012 · The SEC’s complaint, filed June 19, 2008, alleged that the Bear Stearns funds collapsed in June 2007 after taking highly leveraged positions in structured securities based largely on subprime mortgage-backed securities. Cioffi was the senior portfolio manager, and Tannin was a portfolio manager and the chief operating officer for the funds.
https://money.cnn.com/2008/06/23/news/companies/Bears_dogs_Boyd.fortune/index.htm
Jun 23, 2008 · The indictment and complaint are remarkably free of indications that the firm's compliance officials or top mangers ever demanded Cioffi and Tannin explain how their funds, supposedly dedicated to ...
http://blogs.reuters.com/alison-frankel/2012/02/15/judge-in-secs-bear-stearns-case-catches-rakoff-fever/
Feb 15, 2012 · Those are powerful words, and Rakoff’s Brooklyn colleague apparently heard them. “You allege [in the complaint] that [Cioffi and Tannin’s] activity caused $1.8 billion of investors’ losses, and yet, when all is said and done, this case is being settled for — relatively speaking — chump change,” Block said to the SEC’s John Worland.
https://money.cnn.com/2009/10/08/news/companies/bear_stearns_trial_jpmorgan.fortune/index.htm
Oct 08, 2009 · Why the Cioffi and Tannin trial matters to JPMorgan Even though Ralph Cioffi and Matthew Tannin did their alleged dirty work at Bear Stearns, their criminal case could impact Jamie Dimon's bottom ...
https://www.securitiesfraudattorneyblog.com/sec_will_pursue_case_against_c/
Nov 17, 2009 · The SEC announced that it will continue to pursue its civil enforcement case against former Bear Stearns High Grade Fund portfolio managers Ralph Cioffi and Matthew Tannin, after the recent acquittal of criminal charges against Messrs. Cioffi and Tannin.
https://www.bloomberg.com/news/articles/2012-06-18/cioffi-tannin-settlement-with-sec-approved-by-u-s-judge-1-
Jun 19, 2012 · A $1.05 million settlement between former Bear Stearns Cos. hedge-fund managers Ralph Cioffi and Matthew Tannin and the U.S. Securities …
https://dsnews.com/news/secondary-market/06-26-2012/sec-civil-case-against-former-bear-stearns-managers-approved-2012-06-26
Jun 26, 2012 · Cioffi and Tannin settled the SEC's charges, without admitting or denying the allegations in the complaint. Cioffi was ordered to pay $700,000 in …
https://archive.fortune.com/2008/06/23/news/companies/Bears_dogs_Boyd.fortune/index.htm
Jun 23, 2008 · The indictment and complaint are remarkably free of indications that the firm's compliance officials or top mangers ever demanded Cioffi and Tannin explain how their funds, supposedly dedicated to the slow-and-steady approach to winning the investment race, had morphed into some of the largest subprime players on the Street.
https://www.bloomberg.com/opinion/articles/2012-02-20/sec-surrender-goes-on-with-bear-fund-deal-commentary-by-william-d-cohan
Feb 20, 2012 · In its complaint, the SEC flat-out stated that Cioffi and Tannin mislead their investors: “Particularly during the first five months of 2007, as the funds suffered increasing losses to the value ...
https://www.dailyherald.com/article/20120220/business/702209871
Instead of going to court on Feb. 13 and laying bear the sordid facts for a jury, at the last minute the SEC settled a civil suit against Ralph Cioffi and Matthew Tannin of the now defunct Bear ...
https://www.globalpolicy.org/component/content/article/229-world-economic-crisis/51334-sec-surrender-continues-with-bear-bankers-deal-.html
In its complaint, the SEC flat-out stated that Cioffi and Tannin mislead their investors: “Particularly during the first five months of 2007, as the funds suffered increasing losses to the value of their portfolios and faced growing margin calls and redemptions … senior portfolio manager Cioffi and portfolio manager Tannin deceived their ...
https://www.hedgeweek.com/2012/06/26/168822/court-approves-sec-settlements-two-former-bear-stearns-hedge-fund-portfolio-manage
Cioffi and Tannin settled the SEC’s charges, without admitting or denying the allegations in the complaint, and consented to the entry of district court judgments that permanently enjoin them from violating Section 17(a)(2) of the Securities Act of 1933, which prohibits untrue statements related to the offer or sale of securities.
https://dealbreaker.com/2008/06/i-absolve-you-feds-blame-cioffi-and-tannin-for-misleading-wall-street
Jan 14, 2019 · The SEC has already charged Cioffi and Tannin with making misleading statements to "certain institutional counterparties" who remain unnamed. ... and they are considering criminal charges to ...
https://www.securitiesfraudattorneyblog.com/category/financial-firms/bear-stearns/
The SEC announced that it will continue to pursue its civil enforcement case against former Bear Stearns High Grade Fund portfolio managers Ralph Cioffi and Matthew Tannin, after the recent acquittal of criminal charges against Messrs. Cioffi and Tannin.
https://www.secactions.com/sec-settled-with-former-bear-stearns-fund-manages/
The Commission has reportedly settled one of its earliest and most high profile market crisis cases, the action against former Bear Stearns fund managers Ralph Cioffi and Matthew Tannin. SEC v. Cioffi, Case No. 08-2457 (E.D.N.Y. Filed June 19, 2008). The SEC’s action was brought in tandem with a parallel criminal case against the two men.
https://www.thestreet.com/investing/stocks/fed-hunters-bag-two-bears-10422089
Matthew Tannin (above, right) and Ralph Cioffi, the Bear hedge fund managers, face fraud and conspiracy charges, as federal authorities crack down on the mortgage market.
https://www.cbsnews.com/news/bear-stearns-pair-surrenders-to-feds/
Jun 19, 2008 · Bear Stearns Pair Surrenders To Feds. ... The complaint alleges Cioffi and Tannin revealed their secret doubts about the survival of the funds in internal e-mails. Tannin, the complaint …
https://www.investopedia.com/insights/great-financial-crisis-10-years-bear-stearns-hedge-funds-file-bankruptcy/
An SEC complaint alleges that they raised nearly $23 million in new subscriptions for the May 1 subscription date. ... Both Cioffi and Tannin were acquitted in the criminal case while the civil ...
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