We collected information about Sec Complaints Database for you. There are links where you can find everything you need to know about Sec Complaints Database.
https://www.sec.gov/litigations/sec-action-look-up
This search feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.. Your search results will only include individuals charged in SEC administrative proceedings filed between October 1, 2000, and December 31, 2019, and SEC federal court actions filed between February 1, 2008 ...
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
The SEC is an agency created by the people, for the people. Here are some key points, pulled directly from the SEC’s website, on its role as a partner and advocate for the shareholder, including guidance on filing complaints and reporting fraud.Author: Craig Mcguire
https://www.consumerfinance.gov/data-research/consumer-complaints/
Complaints are published after the company responds, confirming a commercial relationship with the consumer, or after 15 days, whichever comes first. Complaints referred to other regulators, such as complaints about depository institutions with less than $10 billion in assets, are not published in the Consumer Complaint Database.
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-how-check-out-your-financial
May 29, 2019 · The SEC’s Office of Investor Education and Advocacy is issuing this investor bulletin to explain how to check out an investment professional’s registration status and background. Why should I check out my investment professional and firm? You can learn important information like:
http://www.adviserinfo.sec.gov/IAPD/default.aspx
IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
Other Types of Complaints: If you are unsure of what type of complaint you have and choose to file it with FINRA, we will evaluate the complaint and may pass it on to the appropriate regulator if it is not within FINRA's jurisdiction. Forwarding your complaint to other regulators may delay the process of …
https://www.ftc.gov/news-events/press-releases/2018/03/ftc-releases-annual-summary-complaints-reported-consumers
The data book includes complaints from 2.68 million consumers, a decrease from 2016 when 2.98 million consumers submitted reports about fraud, identity theft and other types of consumer concerns.Despite this, consumers reported losing a total of $905 million to fraud in 2017 -- $63 million more than in 2016.
https://brokercheck.finra.org/
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
https://www.edgarcompany.sec.gov/
SEC-EDGAR: This is the Securities and Exchange Commission's website where the public can access the EDGAR company database. EDGAR Company Database : The EDGAR company database is a subset of the data maintained by the EDGAR system and contains over 500,000 records. Filers may search for and view company information about various EDGAR filing ...
https://www.secsports.com/
The Florida men and Tennessee women are the winners of the 2020 SEC Swimming & Diving Championships. Read More . 1:58. Lady Vols survive against in-state rival Vanderbilt. 1 day ago. Vanderbilt pushes Tennessee to the brink of a loss, but the Lady Vols survive 67-63, thanks to a double-double from Rennia Davis (18 points, 10 rebounds).
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-alert-beware-false-claims-sec
The SEC’s Office of Investor Education and Advocacy is issuing this Investor Alert to warn investors about potentially fraudulent investment schemes that involve individuals or firms misrepresenting that they are registered with the SEC. Investors should be careful to check the background, including license and registration status, of any person who tries to sell them an investment product ...
https://securities.sos.in.gov/
Welcome to the Indiana Securities Portal The Securities Portal is the easy, fast and secure way to connect with the
https://www.fcc.gov/consumer-help-center-data
Consumer complaint data generally updates nightly and contains certain information for each complaint the FCC receives. The information provided is information selected by the consumer when they file an informal complaint with the FCC. The FCC does not verify the facts alleged in the complaints. No personal information is published.
Contact Information. Office of the Vermont Secretary of State. 128 State Street. Montpelier, VT 05633-1101. 802-828-2363. Contact the Secretary. Office of Professional Regulation
http://www.sec.gov.ph/online-services/sec-i-view/
The implementation of the SEC i-Report project is being funded in part by the PhP 86.866 Million grant from the ITECC (Information Technology and E-Commerce Council) – administered E-Government Fund. The project is anticipated to Advance e-Governance in the Philippines. Proceed >>> Please call us at (632) 8818-72 36 for SEC iView concerns.
https://www.ftc.gov/news-events/media-resources/identity-theft-and-data-security/filing-complaint
The FTC compiles complaint data that it receives, along with data from other agencies, into a database called Consumer Sentinel. Consumer Sentinel allows members to access consumer complaints submitted directly to the FTC, as well as to complaints shared by over 40 data contributors, including the Consumer Financial Protection Bureau, the ...
http://securities.stanford.edu/
Register here to receive weekly email notices about recently-filed securities class action complaints and news in the area of securities class action litigation. ... Search Filings Database. Search Filings DB. Advanced Search. FEDERAL SECURITIES CLASS ACTION LITIGATION ... SEC Urged to Seek More Disclosure When Investors Tout Short Bets Matt ...
The Securities and Exchange Commission, SEC is a Government Agency Mandated to Regulate and Develop the Nigerian Capital Market. More on sec. Our Mission. To Develop and Regulate a Capital Market that is Dynamic, Fair, Transparent and Efficient, to …
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