Sec Consumer Complaints

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SEC Investor Complaint Form

    https://www.sec.gov/oiea/Complaint.html
    Tell Us About Your Complaint * Please describe your complaint in as much detail as possible, including the full name(s) on the account, the exact type of account, the dates of specific transactions or conversations, the name or ticker symbol of the security(ies) involved, and the names of all the people at the firm you have contacted about this complaint.

State Consumer Protection Offices USAGov

    https://www.usa.gov/state-consumer
    Find your state's consumer protection office. The .gov means it’s official. Federal government websites often end in .gov or .mil.

How to File Complaints and Report Fraud to the SEC « The ...

    http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
    The SEC is an agency created by the people, for the people. Here are some key points, pulled directly from the SEC’s website, on its role as a partner and advocate for the shareholder, including guidance on filing complaints and reporting fraud.Author: Craig Mcguire

Investor Bulletin: Investor Complaints Investor.gov

    https://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-bulletins-48
    The SEC’s Office of Investor Education and Advocacy (OIEA) is issuing this Investor Bulletin to inform investors about how OIEA handles investor complaints and other ways investors may be able to resolve a securities-related dispute.

Internet Complaints – FCC Complaints

    https://consumercomplaints.fcc.gov/hc/en-us/articles/115002206106-Internet-Complaints
    Internet Complaints File a Complaint If you choose to file an informal complaint with the FCC about an Internet-related issue, we will share the information you provide, including your name and contact information, with the Federal Trade Commission (FTC).

Homeowners Association Complaint Reports Consumer Affairs

    http://consumer.sc.gov/HOA-reports
    An 82% increase when compared to the167 HOA complaints DCA received from January 1, 2014 - May 31, 2018. DCA received 212 complaints during calendar year 2019. The 2020 report contains information from 192 complaints as 17 were duplicates and 3 did not meet the statutory requirements for inclusion.

FCC Complaints

    https://consumercomplaints.fcc.gov/hc/en-us
    File an informal consumer complaint / Tell your story. Para presentar una queja en español, llamar al: 888-CALL-FCC (888-225-5322) By filing a consumer complaint and telling your story, you contribute to federal enforcement and consumer protection efforts on a national scale and help us identify trends and track the issues that matter most.

File a Securities Complaint

    https://portal.ct.gov/DOB/Consumer/Consumer-Complaints/Securities-BD-IA
    Complaints with no Connecticut nexus may be filed with the appropriate regulator such as the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), or another state’s Securities regulator, members of North American Securities Administrators Association (NASAA).

HUD.gov / U.S. Department of Housing and Urban Development ...

    https://www.hud.gov/complaints_home
    HUD handles complaints in several categories: Housing discrimination: Federal law prohibits housing discrimination based on your race, color, national origin, religion, sex, family status, or disability.If you have been trying to buy or rent a home or apartment and you believe your rights have been violated, you can file a fair housing complaint.

Codes Display Text - California

    https://leginfo.legislature.ca.gov/faces/codes_displayText.xhtml?lawCode=BPC&division=1.&title=&part=&chapter=4.&article=5.
    In addition to the duties prescribed by Section 325, it shall be the duty of the director to receive complaints from consumers concerning services provided by the entities described in paragraph (2) of subdivision (b) of Section 234 of the Public Utilities Code. (Added by Stats. 1995, Ch. 357, Sec. 1. Effective January 1, 1996.)

Filing a Consumer Complaint New York State Attorney General

    https://ag.ny.gov/consumer-frauds/Filing-a-Consumer-Complaint
    We need complaints in writing and on our complaint form. For consumer complaints, we encourage you to try to resolve the dispute with the company or individual before filing a complaint with us. Please state your complaint clearly and concisely. You should enclose copies of all relevant documents. Do not send us any original documents.

Consumer Complaint Database Consumer Financial ...

    https://www.consumerfinance.gov/data-research/consumer-complaints/
    The Consumer Complaint Database is a collection of complaints about consumer financial products and services that we sent to companies for response. Complaints are published after the company responds, confirming a commercial relationship with the consumer, or after 15 days, whichever comes first.

To File a Complaint Against a Professional or Business ...

    https://www.dca.ca.gov/consumers/complaints/consumer.shtml
    Send a comment, complaint, or suggestion about the services you received from one of the Boards, Bureaus, Programs, or Divisions within the Department of Consumer Affairs. If you need assistance not relating to filing a complaint, click here to send your concerns to the department. Someone will review your request and assist you.

SEC Office of the Whistleblower - Wikipedia

    https://en.wikipedia.org/wiki/SEC_Office_of_the_Whistleblower
    The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act.The same law also established a whistleblower incentive program at the Commodity Futures Trading Commission to incentivize reporting of violations of the Commodity Exchange Act, which is run ...

12 U.S. Code § 5534 - Response to consumer complaints and ...

    https://www.law.cornell.edu/uscode/text/12/5534
    (a) Timely regulator response to consumers The Bureau shall establish, in consultation with the appropriate Federal regulatory agencies, reasonable procedures to provide a timely response to consumers, in writing where appropriate, to complaints against, or inquiries concerning, a covered person, including—

Exclusive: Read 147 pages of complaints about Elon Musk ...

    https://theoutline.com/post/6313/elon-musk-tesla-lawsuit-sec-complaints
    Sep 29, 2018 · According to consumer complaints sent to the SEC, Musk’s August 7 tweet did indeed cause all hell to break loose. These complaints are notable because they express many of the same concerns regarding Musk’s actions as the SEC’s lawsuit, providing a snapshot of the overwhelming frustration felt by small investors with Musk, as well as an overall concern that the American financial …Author: Drew Millard

Indian Consumer Complaints Forum New Complaint

    https://www.consumercomplaints.in/new_complaint/
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CFR - Code of Federal Regulations Title 21

    https://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfCFR/CFRSearch.cfm?fr=820.198
    Apr 01, 2019 · Sec. 820.198 Complaint files. (a) Each manufacturer shall maintain complaint files. Each manufacturer shall establish and maintain procedures for receiving, reviewing, and evaluating complaints by a formally designated unit. Such procedures shall ensure that: (1) All complaints are processed in a uniform and timely manner; ...

Comcast / Xfinity Customer Service, Complaints and Reviews

    https://www.complaintsboard.com/comcast-xfinity-b112031
    Comcast / Xfinity complaints and reviews. Contact information. Phone number: +1 800 934 6489. Submit your complaint or review on Comcast / Xfinity. We use cookies to improve your experience on our site and to show you personalised advertising. By using this website you agree to our Cookies Policy.1/5(491)



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