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https://www.sec.gov/litigation/complaints/2009/comp21255.pdf
6. Galleon, a Delaware limited partnership, is a registered investment adviser based in New York, New York, that, as of March 2009, had over $2.6 billion under management. Galleon was founded in 1997 and serves as the investment adviser 5
https://www.sec.gov/litigation/litreleases/2009/lr21255.htm
Oct 16, 2009 · According to the SEC’s complaint, Rajaratnam and Galleon traded on inside information about the following events or transactions: An unnamed source, identified in the SEC’s complaint as Tipper A, obtained inside information about earnings announcements at Polycom and Google, as well as a takeover announcement of Hilton.
https://en.wikipedia.org/wiki/Galleon_Group
The Galleon Group was one of the largest hedge fund management firms in the world, managing over $7 billion, before closing in October 2009. The firm was the center of a 2009 insider trading scandal which subsequently led to its fall.. The firm was founded by Raj Rajaratnam, a former equity research analyst and eventual president of Needham & Company, in 1997.Founder: Raj Rajaratnam, Ari Arjavalingam, …
http://epic.org/amicus/sec_v_galleon.html
On October 16, 2009, the United States Attorney's Office brought charges and the SEC filed a civil complaint against Raj Rajaratnam and others for insider trading. Rajaratnam is the founder of Galleon Group, a New York based hedge fund management firm.
https://www.forkeylaw.com/securities-commodities-and-precious-metals-terms/securities-commodities-precious-metals-matters/sec-enforcement-actions/
The complaint filed today relates to a pending enforcement action, SEC v. Galleon Management, LP, et al., 09-CV-8811 (S.D.N.Y.) (JSR). The SEC’s complaint charges Smith with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder.
https://www.scribd.com/document/22164863/S-E-C-s-Amended-Complaint-in-the-Galleon-Case
S.E.C.'s Amended Complaint in the Galleon Case - Free download as PDF File (.pdf), Text File (.txt) or read online for free. S.E.C.'s amended complaint in the Galleon case.
https://www.reuters.com/article/us-galleon-rajaratnam-sec-idUSTRE60O5VD20100126
Jan 26, 2010 · SEC and Galleon defendants tussle over wiretaps. Grant McCool. ... Separately, Rakoff ruled from the bench that the SEC may file an amended complaint to …
https://www.secactions.com/the-sec-continues-to-expand-its-galleon-insider-trading-case/
The SEC continues to expand the Galleon insider trading case, while the U.S. Attorney’s office rolls up more guilty pleas. SEC v. Galleon Management, LP, Civil Action No. 09-CV-8811 (S.D.N.Y.).In January, Anil Kumar pled guilty to one count of securities fraud and one count of conspiracy to commit securities fraud as discussed here.Mr.
https://en.wikipedia.org/wiki/SEC_v._Rajaratnam
SEC v. Rajaratnam, 622 F.3d 159 (2d Cir. 2010), is a United States Court of Appeals for the Second Circuit case in which defendants Raj Rajaratnam and Danielle Chiesi appealed a discovery order issued by a district court during a civil trial against them for insider trading filed by the Securities and Exchange Commission (SEC).Court: United States Court of Appeals for the Second Circuit
https://www.secactions.com/sec-files-another-galleon-related-insider-trading-case/
Sep 24, 2013 · SEC Files Another Galleon Related Insider Trading Case. T. Gorman Posted on September 24, 2013 Posted in SECActions. The SEC brought another insider trading action tied to convicted insider trader Raji Rajaratnam. Portions of the complaint stem from the …
https://blogs.orrick.com/securities-litigation/tag/galleon-management/
Dec 11, 2012 · It has been over three years since the SEC filed its insider trading charges against Galleon Management and Raj Rajaratnam. When that complaint was filed, the Director of the SEC’s Division of Enforcement, Robert Khuzami promised to “roll back the curtain” and “look at patterns across all markets” for illegal insider trading.
https://www.mercurynews.com/2009/10/16/sec-press-release-los-altos-and-saratoga-executives-named-in-insider-trading-case/
Oct 16, 2009 · The SEC’s complaint, filed in federal court in Manhattan, alleges that Rajaratnam tapped into his network of friends and close business associates to obtain insider tips and confidential ...
https://www.wsj.com/articles/SB10001424052748704638504576187010661478924
The Securities and Exchange Commissions complaint against Galleon Group, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat, and New Castle Funds
https://www.reuters.com/article/us-galleon-sec-settlement-idUSTRE60O5LO20100125
Jan 25, 2010 · Defendants Ali Far and Richard Choo-Beng Lee, the founder and former president of California hedge fund Spherix Capital LLC, agreed to pay a …
https://law.justia.com/cases/federal/district-courts/new-york/nysdce/1:2009cv08811/353523/251/
Securities and Exchange Commission v. Galleon Management, LP et al, No. 1:2009cv08811 - Document 251 (S.D.N.Y. 2011) case opinion from the Southern District of New York U.S. Federal District Court
https://corpgov.law.harvard.edu/2010/02/01/sec-enforcement-in-2009-a-year-of-changes-with-more-this-year/
SEC Enforcement in 2009: A Year of Changes, with More This Year. ... SEC v. Galleon. On October 16, 2009 the SEC filed a civil suit in the United States District Court for the Southern District of New York against billionaire Raj Rajaratnam and Galleon Management LP ...
https://www.morganlewis.com/~/media/files/publication/morgan%20lewis%20title/white%20paper/lit_whitepaper_hedgefundenforcementyearinreview_march2011.ashx
The SEC’s most visible actions involving private funds in 2010 involved Galleon Management LP (Galleon)and its progeny.In January 2010, the SEC filed a Second Amended Complaint in the case, SEC v. Galleon Management, LP, et al., 09-CV-8811 (S.D.N.Y.) (JSR). The Complaint contained newlyalleged claims of insider trading by two
https://outlookseries.com/N3/Financial/3026_SEC_Charges_Ali%20Hariri_Atheros_Communications_Galleon_Insider_Trading.htm
The SEC's complaint charges each of the defendants with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and, except for Shah, Kumar, Moffat, Goffer and Plate, with violations of Section 17(a) of the Securities Act of 1933.
https://hedgefundlawblog.com/tag/sec-insider-trading
According to the SEC’s complaint, Rajaratnam and Galleon traded on inside information about the following events or transactions: An unnamed source, identified in the SEC’s complaint as Tipper A, obtained inside information about earnings announcements at Polycom and Google, as well as a takeover announcement of Hilton.
https://in.reuters.com/article/idINIndia-45680720100125
Jan 25, 2010 · The U.S. Securities and Exchange Commission is demanding that Galleon hedge fund founder Raj Rajaratnam and others accused of insider trading hand …
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