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https://www.sec.gov/litigation/complaints/2009/comp21025.pdf
COMPLAINT . Defendants, and THE RESERVE PRIMARY FUND, ... documentation to the SEC," RMCI never implemented any such agreements or submitted any documents to the Commission. 9. On September 15, RMCI and the Bents also knew that the skyrocketing ... The Reserve Fund Securities and Derivative Litigation, MOL No. 2011 (Feb. 10, 2009 ...
https://www.sec.gov/news/press/2009/2009-104.htm
May 05, 2009 · In bringing the enforcement action, the SEC also seeks to expedite the distribution of the fund's remaining assets to investors. In a complaint filed in U.S. District Court for the Southern District of New York, the agency is asking the court to enter an order compelling a pro rata distribution of remaining fund assets, which would release a significant amount of money that is currently being ...
https://www.law360.com/articles/1242557/trump-budget-looks-to-fold-audit-watchdog-into-sec
The Trump administration’s proposed budget, which also takes aim at cutting a $50 million reserve fund used by the SEC while beefing up its workforce, calls for the auditing watchdog to start ...Author: Dean Seal
https://lawprofessors.typepad.com/securities/2009/05/sec-charges-the-reserve-primary-fund-with-fraud-.html
May 05, 2009 · The complaint names the Reserve Primary Fund as a relief defendant and seeks an order pursuant to Section 25(c) of the Investment Company Act …
https://www.secactions.com/the-sec-loses-a-market-crisis-case-the-public-loses-more/
Nov 12, 2012 · The Reserve Management case was about intentional fraud, not the afterthought negligence charges the SEC won. The factual section of the complaint details an intentional fraud. It centers on the collapse of the Primary Reserve Fund as the market crisis unfolded. The Fund was the first to “break the buck.”
http://securities.stanford.edu/filings-documents/1041/RFIXX_01/2013814_r01s_08CV08060.pdf
Reserve Primary Fund Securities & Derivative Class Action Litigation, Civil Action No. 08 Civ. 8060 (PGG) (S.D.N.Y.), including both the Complaint and the Third Party Complaint. 3
https://www.federalreserve.gov/faqs/credit_12666.htm
Board of Governors of the Federal Reserve System. The Federal Reserve, the central bank of the United States, provides the nation with a safe, flexible, and stable monetary and financial system. ... The Federal Reserve urges you to file a complaint if you think a bank has been unfair or misleading, discriminated against you in lending, or ...
http://www.klgates.com/files/Publication/eeb1efad-156d-4f8d-86c2-475c5644103e/Presentation/PublicationAttachment/c41f3255-5849-427a-8447-48c346140816/IMUpdate_Aug2009.pdf
SEC Charges Reserve Primary Fund Operators with Fraud The SEC brought an action against Reserve Management Company, Inc. (RMCI), Bruce Bent Sr., the founder of RMCI, and his son Bruce Bent II for securities fraud. The SEC alleges that RMCI and each Mr. Bent “engaged in a systematic campaign to deceive the investing public” when the Primary
https://www.chicagotribune.com/news/ct-xpm-2009-05-06-0905050485-story.html
May 06, 2009 · The SEC says the pair failed to provide "key material facts" about the Reserve Primary Fund's shaky situation after suffering losses on debt issued by …
http://www.msrb.org/Glossary/Definition/DEBT-SERVICE-RESERVE-FUND-REQUIREMENT.aspx
The amount required by the bond contract to be maintained in the debt service reserve fund. A typical debt service reserve fund requirement (sometimes referred to as the “reserve fund requirement” or “reserve requirement”) might be a fixed percent of the outstanding par value or the maximum annual debt service of the issue.
https://statutes.capitol.texas.gov/Docs/HS/htm/HS.246.htm
Sec. 246.078. RELEASE OF RESERVE FUND ESCROW. (a) The escrow agent may release an amount equal to not more than one-twelfth of the loan reserve fund required by Section 246.077 if the provider requests the release in writing. (b) The escrow agent must give written notice to the board not later than the 11th day before the date of the release.
https://www.secsports.com/
The Florida men and Tennessee women are the winners of the 2020 SEC Swimming & Diving Championships. Read More . 1:58. Lady Vols survive against in-state rival Vanderbilt. 1 day ago. Vanderbilt pushes Tennessee to the brink of a loss, but the Lady Vols survive 67-63, thanks to a double-double from Rennia Davis (18 points, 10 rebounds).
https://www.courthousenews.com/sec-sues-lehman-related-reserve-fund/
May 06, 2009 · MANHATTAN (CN) – The SEC charged the Reserve Primary Fund and the father-and-son team who run it with fraud. The SEC says that for two days after Lehman Bros. filed bankruptcy, the defendants participated in a “systematic campaign to deceive the investing public into believing that the Primary Fund – their flagship money market fund – was safe and secure despite its substantial …
https://www.investopedia.com/terms/c/claims-reserve.asp
A claims reserve is the money set aside by insurance companies to pay policyholders who have filed or are expected to file legitimate claims on their policies. Insurers use the fund to pay out ...
https://www.reuters.com/article/us-reservefund-sec-idUSTRE5445G420090505
May 05, 2009 · The father of the money market mutual fund -- investor Bruce Bent -- was charged with fraud by U.S. regulators on Tuesday over accusations he …
https://www.law360.com/articles/821621/sec-targets-207m-internet-advertising-scheme
Jul 26, 2016 · "Scoville established this 10 percent rate of return and controls how quickly investors' accounts accumulate returns, in part by adding to the profit-sharing from …Author: William Gorta
http://securities.stanford.edu/filings-case.html?id=104174
Nov 25, 2008 · Thereafter, the Reserve Short-Term Trust suspended providing a daily NAV on the Reserve Yield Plus Fund. According to the complaint, the true facts, which were omitted from the Prospectus and other statements made by defendants during the Class Period, were as follows: (a) the Fund was no longer adhering to the stated objectives of preserving ...
https://statutes.capitol.texas.gov/Docs/GV/htm/GV.614.htm
Sec. 614.075. FUND. (a) The rural volunteer fire department insurance fund is an account in the general revenue fund and is composed of money deposited as required by Section 151.801(c-2), Tax Code, and contributions to the fund from any other source. (b) Money in the fund may be used only for a purpose under this subchapter.
https://www.forbes.com/sites/nathanvardi/2018/04/02/sec-charges-mozido-founder-michael-liberty-of-defrauding-200-investors/
Apr 02, 2018 · Chase Sapphire Reserve Card ... He raised money from hedge fund legend Julian Robertson and Google billionaire Eric Schmidt’s venture fund. ... According to the 66-page complaint …
https://www.ocregister.com/2018/09/27/report-sec-files-complaint-against-tesla-ceo-musk/
SEC sues Tesla’s Elon Musk, alleging he lied to investors Share this: ... the SEC said in its complaint, Musk met with three members of a “sovereign wealth fund” at Tesla’s factory in ...
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