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https://www.forexpeacearmy.com/community/threads/nfa-accuses-fxdd-differential-slippage-and-more.20819/
Jul 17, 2012 · NFA Accuses FXDD Differential Slippage and More The NFA has filed complaints against FxDirectDealer LLC and James Emerson Green, who was FXDD's Chief Compliance Officer at the time. The case summary is... On June 29, 2012, NFA issued a Complaint charging FXDD with using asymmetrical price...
https://www.nfa.futures.org/basicnet/Complaint.aspx
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http://www.forexscamalerts.com/fxdd-fined-500000-nfa
Dec 10, 2014 · The 2013 exam of FXDD conducted by the NFA indicated a failure to fully implement corrective actions from past findings against FXDD, with repeated deficiencies. For full details, we encourage you to read the full NFA complaint, and NFA decision, as well as the NFA news release.
https://www.ar15.com/forums/armory/The-Official-NFA-complaint-thread/17-481346/
Sep 01, 2017 · The Official NFA complaint thread (Page 1 of 22) Armory » General NFA Questions. AR-15 AK-47 Handgun Precision Rifles Armory Training Competitive Shooting General Outdoors Archery Hometown Industry. About AR15.COM. AR15.COM is the world’s largest firearm community and is a gathering place for firearm enthusiats of all types.
https://www.financemagnates.com/forex/brokers/nfa-takes-member-responsibility-action-against-fxdd-tries-to-force-it-to-pay-clients-3-3m-before-guilt-is-proven/
It seems the NFA has been quite busy this week. After destroying GFT, one of America’s most respectable and stable brokers (more details from us in few days), its attention then moved to its favorite target – FXDD. Ever since July 2012, when the NFA lodged its first complaint against FXDD for alleged asymmetric slippage practices, the firm has … Continued
http://www.nfa.futures.org/news/newsRel.asp?ArticleID=4166
The customer restitution is estimated to be $3.3 million. NFA's Business Conduct Committee (BCC) issued a Complaint against FXDD earlier this year, charging that FXDD engaged in price slippage practices that benefitted FXDD to the detriment of customers. Similar cases involving asymmetrical price slippage practices have also resulted in ...
http://thefxview.com/2013/07/29/fxdd-compliance-officer-fined-75000/
On Thursday the 25 th of July 2013, it was announced that the NFA (National Futures Association) had sanctioned the Chief compliance officer of FX Direct Dealer LLC, better known to the general trading population as FXDD. Chief compliance officer Mr. James E. Green was fined a total of $75,000.
https://www.forexpeacearmy.com/community/threads/fastbrokers-and-fxdd-case.19265/page-23
Dec 13, 2012 · Gives me the same feeling about marihuana now getting legalized everywhere. What a world we live in today !!! Anyhow, meanwhile we keep trading and making money, as long as we can take the monthly payout.
https://financefeeds.com/nfa-seeks-keep-fxcm-complaint-news-release-public/
Jul 11, 2017 · NFA seeks to keep FXCM complaint and news release public. ... seen by FinanceFeeds, NFA claims that Effex Capital’s complaint has a number of defects, including: ... is now among the defendants in a defamation lawsuit brought by Effex Capital against NFA over the complaint and press release issued by the Association against FXCM. FXCM ...
https://www.leaprate.com/news/nfa-issues-complaint-against-monexs-ibfx-and-its-cco-herbert-walton-for-several-deficiencies/
Home News NFA issues complaint against Monex’s IBFX and its CCO Herbert Walton for several deficiencies. NFA issues complaint against Monex’s IBFX and its CCO Herbert Walton for several deficiencies. ... Below is a summary of the NFA allegations.
https://www.forexbrokerz.com/brokers/fxdd
Feb 12, 2019 · FXDD has BIG floating spread and rarely excute orders during news. Hi there, i am totally agree with you guys that FXDD looks good only.I setup EA for demo and fxdd live account and frequently has floating spead exceeds maxspread (4pip for eu) while my orders was excuted in demo account easily3.3/5
https://www.forexbrokerz.com/news/nfa-fxdd-fine-anti-money-laundering-program
Dec 13, 2014 · National Futures Association (NFA) has fined New York firm FXDirectDealer LLC $500,000 for inadequate anti-money laundering program and failure to supervise. The fine comes seven months after FXDD US retail forex acccounts were acquired by FXCM.
https://financefeeds.com/nfa-not-change-announcement-action-fxcm/
Apr 02, 2018 · Effex had requested NFA to remove the NFA Complaint, Decision, Narrative and Press Release in question its website or, in the alternative, delete all references to Effex and Dittami in the Narrative and issue a new release. The new release, according to the plaintiffs, should have stated that: NFA did not make any findings against Effex or Dittami;
https://futures.io/reviews-brokers-data-feeds/21420-nfa-fines-fxdd-3-5mm-asymmetric-slippage.html
FXDD claimed that these clients ‘injected’ prices into FXDD’s platform and manipulated trades. FXDD was then granted a temporary restraining order by Manhattan court against these clients which NFA claims was achieved under a false pretense and was a method to buy time. Keep reading here or view the Complaint in full below:
https://www.financemagnates.com/forex/brokers/nfa-files-an-administrative-complaint-against-interactive-brokers/
NFA filed a complaint against Interactive Brokers charging it with doing business with entities alleged to be CPOs (commodity pool operators) without them being registered as such with the CFTC. Basically NFA claims that several accounts opened with IB were in fact pooled accounts used by money managers to manage funds for several other customers, without … Continued
https://futures.io/news-current-events/8379-class-action-lawsuits-filed-against-fxcm-fxdd.html
Class Action Lawsuits Filed Against FXCM and FXDD For years many brokers have used the STP or ECN monikers to advertise their superior business models. Without some extensive data analysis / dedicated software, most of us retailer traders couldn't tell the difference.
https://www.cftc.gov/sites/default/files/idc/groups/public/@lrenforcementactions/documents/legalpleading/enfforexcm081816.pdf
-against- FOREX CAPITAL MARKETS, LLC, Defendant. COMPLAINT FOR INJUNCTIVE AND OTHER EQUITABLE RELIEF AND FOR CIVIL MONETARY PENALTIES UNDER THE COMMODITY EXCHANGE ACT AND COMMISSION REGULATIONS Plaintiff, U.S. Commodity Futures Trading Commission (“Commission”), by its attorneys, alleges as follows: I. SUMMARY 1.
https://www.leaprate.com/news/nfa-concludes-case-against-comtrade-executives/
Following a complaint by the NFA in September last year, the regulator has now accepted an offer that Comtrade Financial Company owner Michael A Plaia should refrain from NFA membership for two years and pay $10,000 to reapply after that period, and that his colleague, Nickolas Weber, should never re-apply for NFA membership
https://forums.babypips.com/t/are-your-funds-safe-nfa-to-shut-down-small-forex-fcms/3802?page=8
Dec 21, 2007 · The NFA just announced that One World has been fined $100,000 for the complaint brought against them last spring. BASIC Case Summary For a firm already struggling to meet the coming $5 million capital requirement that s another 100 grand the firm will have to cough up. Here is a summary of the NFA s original complaint: On June 4, 2007, NFA ...
https://www.doityourselfdocuments.com/PDF/sampleNFAfirearmsTrust.pdf
• NFA. The term “NFA” shall refer to the “National Firearms Act”, as defined in 26 U.S.C. ch. 53. • Per Stirpes. Whenever a distribution is to be made “per stirpes”, the assets are to be divided into as many shares as there are then-living children and deceased children who left living descendants.
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