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https://topratedfirms.com/brokers/customer/ubsfinancialservices-review.aspx
Cons: UBS TRADED $7000+ in commissions/fees and lost another $6000+ on a brokerage account for dead person's estate. My aunt passed away, and the two morons that were representatives of the estate failed to liquidate the brokerage account to cash, and transfer it to the bank account.1/5
https://www.ubs.com/us/en/wealth-management/contact-us.html
UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member NFA. Notice for Non-U.S. Investors. Notice for Non-Puerto Rico Investor.
https://www.brokerage-review.com/online-brokers/fullservice/ubs-review.aspx
UBS is a full service brokerage firm with offices located throughout the US, Europe and Switzerland. UBS services High Net Worth and Ultra High Net Worth clients through its base of personal brokers. Account holders with a balance of $250,000 and above will receive personalized service...3/5
https://www.stopbrokerfraud.com/news/michael-blueweiss/
Nov 26, 2015 · new York based UBS broker, Michael Blueweiss is the subject of one customer complaint and five denied customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding New York-based UBS broker/adviser Michael Blueweiss (CRD# ...
https://www.bbb.org/us/ny/new-york/profile/investment-management/ubs-0121-322
This firm is owned by Swiss banking corporation, UBS AG which bought Paine Webber in 2000. The company offers full-service securities, investment and brokerage services through its financial ...
https://www.sec.gov/litigation/complaints/2008/comp20824-ubs.pdf
UBS AG is a Swiss based global financial services hthat, withrespect to the conduct alleged in this Complaint, does business in the United States both in its own name and by and through its wholly owned subsidiaries UBS Securities LLC and UBS
https://www.ubs.com/us/en/wealth-management/information/advisors-and-broke-dealers.html
UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products.
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
If you are not satisfied with your broker’s response, contact the firm’s branch manager or compliance department. If you lost money or there was an unauthorized trade made in your account, you should complain in writing. Retain copies of your letter and of all other related correspondence with the brokerage firm.
https://smartasset.com/financial-advisor/ubs-financial-advisors-review
Aug 16, 2019 · UBS Wealth Management also works with institutional clients such as corporations and charities. UBS Asset Management works with large institutions, such as employee benefit plans of state and local governments as clients, endowments and insurance companies.
https://www.securitieslawyersblog.com/broker-spotlight-customer-complaints-ubs-broker-michael-blueweiss/
Jan 20, 2016 · The number of customer complaints against Blueweiss is high relative to his peers. According to InvestmentNews, only about 12% of financial advisors have any type of disclosure event on their records. Brokers must publicly disclose certain types of reportable events on their CRD including but not limited to customer complaints.
https://www.bbb.org/us/ky/louisville/profile/stock-brokers/ubs-financial-services-inc-0402-4939
This organization is not BBB accredited. Stock Brokers in Louisville, KY. See BBB rating, reviews, complaints, & more.
https://yieldenhancementstrategyrecovery.com/ubs-brokers
UBS Brokers Customer Complaints Filed Involving UBS Brokers According to WealthManagement.com , the UBS Yield Enhancement Strategy has been run by portfolio managers, Matthew Buchsbaum and Scott Rosenberg for over 12 years, first at Credit Suisse and now at Flatiron Partners, a practice in UBS’ private wealth management division.
https://www.stopbrokerfraud.com/news/james-e-ducey/
Jun 03, 2015 · The securities and investment fraud law firm, Fitapelli Kurta, is interested in speaking to investors who have complaints regarding Boston based UBS Financial broker, James E. Ducey. James E. Ducey is the Managing Director at UBS Financial Services Boston, Massachusetts office. He has been in this position since December 2011.
https://www.brokerage-review.com/better-compare/cost/ubs-vs-ameritrade-etrade-fidelity-vanguard.aspx
UBS gears its business for the wealthiest clients and don't directly compete with the discount brokers. That doesn't mean they aren't a good company. For clients with a lot of money and little investing or financial expertise, one-on-one financial planning and advising is a better option than do-it- yourself investing through a discount broker.
https://www.securitieslawattorneys.net/ramon-almonte/
Dec 08, 2015 · UBS Broker, Ramon Almonte, is the subject of 85 settled, dismissed, denied, withdrawn, or pending customer complaints.
https://onlineservices.ubs.com/
UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products.
https://brokercheck.finra.org/
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
https://advisorhub.com/ex-ubs-broker-sues-firm-and-former-teammates-for-defaming-him/
Jul 08, 2016 · UBS broker Rodney Engel, client associate Veronica Acquino and “others” at the firm told clients at dinner seminars and other meetings that they could “end up in a …
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