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https://www.sec.gov/news/press-release/2018-113
Jun 26, 2018 · The Securities and Exchange Commission today charged a credit ratings agency employee with tipping two friends about The Sherwin-Williams Co.’s confidential plans to acquire The Valspar Corp., which he learned of through his work. The SEC also charged the two friends with trading on the illicit tips, which reaped them substantial profits.
https://www.sec.gov/litigation/litreleases.shtml
See also: SEC Complaint: LR-24718: Jan. 16, 2020: Drake et al., Messier et al., Brooks See also: SEC SEC Complaint against Gregory Lamont Drake, Stephen Kenneth Grossman, Stephen Scott Moleski, Jason David St. Amour, and David Alan Wolfson; SEC Complaint against Thomas Troy Brooks; and SEC Complaint against Scott Charles Messier and Jay Zola ...
https://www.marketwatch.com/press-release/sec-charges-credit-ratings-analyst-and-two-friends-with-insider-trading-2018-06-26
Jun 26, 2018 · SEC Charges Credit Ratings Analyst and Two Friends with Insider Trading By Published: June 26, 2018 1 ... The SEC's complaint, filed in federal district …
https://www.law360.com/articles/1057566/s-p-analyst-leaked-merger-info-in-300k-scheme-feds-say
S&P Analyst Leaked Merger Info In $300K Scheme, Feds Say ... and Millul would trade on Pinto-Thomaz’s tips,” the SEC said in its complaint. “Oujaddou and Millul each knew, were reckless in ...Author: Dean Seal
https://theindustryspread.com/sec-charges-credit-ratings-analyst-two-friends-insider-trading/
Jun 29, 2018 · Washington D.C., June 26, 2018 — The Securities and Exchange Commission today charged a credit ratings agency employee with tipping two friends about The Sherwin-Williams Co.’s confidential plans to acquire The Valspar Corp., which he learned of through his work. The SEC also charged the two friends with trading on the illicit tips, which reaped them substantial profits.Author: Industryspread
https://www.justice.gov/usao-sdny/pr/manhattan-hair-salon-owner-pleads-guilty-insider-trading
Oct 03, 2018 · Manhattan Hair Salon Owner Pleads Guilty To Insider Trading . ... According to the allegations contained in the Complaint and Indictment filed against OUJADDOU and his co-conspirators, ... Mr. Berman praised the work of the FBI, and thanked the SEC for its assistance.
https://www.leaprate.com/financial-services/fraud/credit-ratings-analyst-insider-trading-sherwin-williams-valspar-acquisition/
The U.S. Securities and Exchange Commission (SEC) has announced that it has charged a credit ratings agency employee with tipping two friends about The Sherwin-Williams Co.’s confidential plans to acquire The Valspar Corp., which he learned of through his work.
https://www.ftc.gov/system/files/documents/cases/161_0116_c4621_sherwin_williams_decision_and_order.pdf
securities of Respondent The Valspar Corporation (“Valspar”), collectively “Respondents,” and Respondents having been furnished thereafter with a copy of a draft of the Complaint that the Bureau of Competition proposed to present to the Commission for its consideration and which, if
https://www.nysscpa.org/news/publications/the-trusted-professional/article/sec-charges-credit-rating-analyst-with-insider-trading-062718
Jun 27, 2018 · While the SEC complaint does not list what credit agency Pinto-Thomaz worked at, the Wall Street Journal said it was S&P. The SEC said that Pino-Thomaz learned in March 2016 that hardware company Sherwin-Williams had agreed to acquire Valspar Corporation when the company consulted S&P about the deal.
https://www.justice.gov/usao-sdny/pr/three-men-arrested-and-charged-trading-inside-information-misappropriated-credit-rating
Jun 26, 2018 · On March 18, 2016, the last trading day before the acquisition was publicly announced, MILLUL also purchased 75 Valspar out-of-the-money call options. After the acquisition was publicly announced, MILLUL sold his Valspar stock and options for approximately $106,806 in profits. In December 2016, MILLUL gave PINTO-THOMAZ $3,500 in cash.
https://dockets.justia.com/docket/texas/txsdce/3:2019cv00216/1681838
Jun 28, 2019 · Date Filed Document Text; August 26, 2019: Filing 19 Unopposed MOTION for Extension of Time answer or otherwise respond to Plaintiff's Amended Complaint by The Sherwin Williams Company, The Valspar Corporation, filed. Motion Docket Date 9/16/2019. (Attachments: #1 Proposed Order)(Illes, Trevor)
https://www.newsfilecorp.com/release/35485/SEC-Charges-Credit-Ratings-Analyst-and-Two-Friends-with-Insider-Trading
SEC Charges Credit Ratings Analyst and Two Friends with Insider Trading. Washington, D.C.--(Newsfile Corp. - June 26, 2018) - The Securities and Exchange Commission today charged a credit ratings agency employee with tipping two friends about The Sherwin-Williams Co.’s confidential plans to acquire The Valspar Corp., which he learned of through his work.
http://www.rrbdlaw.com/4214/securities-industry-commentator/
In a Complaint filed in the United States District Court for the District of Massachusetts, the SEC charged Roger Knox and his Swiss-based company Wintercap SA with violating the antifraud and registration provisions of the federal securities laws and with acting as unregistered broker-dealers, and also charges Michael T. Gastauer and his entities with aiding and abetting Knox's violations of ...
https://www.marketwatch.com/press-release/united-states-sec-charges-credit-ratings-analyst-and-two-friends-with-insider-trading-2018-06-27
Jun 27, 2018 · United States : SEC Charges Credit Ratings Analyst and Two Friends with Insider Trading ... about The Sherwin-Williams Co.s confidential plans …
https://www.leagle.com/decision/infdco20150512a10
May 11, 2015 · MEMORANDUM OPINION AND ORDER. RICHARD H. KYLE, District Judge.. INTRODUCTION. In this declaratory-judgment action, Plaintiff The Valspar Corporation ("Valspar") seeks to recover from its insurer, Defendant National Union Fire Insurance Company of Pittsburgh, PA ("National Union"), nearly $3 million it expended defending a lawsuit in this Court.
http://www.rrbdlaw.com/4721/securities-industry-commentator/
After 15 years of service, Robert A. Cohen, Chief of the SEC's Division of Enforcement's Cyber Unit is leaving. Cohen was Co-Chief of the Market Abuse Unit and he was the first Chief of the Cyber Unit, created in 2017, and his unit focuses on violations involving digital assets and cryptocurrency, cyber-related trading violations such as hacking to obtain material nonpublic information, and ...
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https://www.ftc.gov/system/files/documents/cases/d09377_2018.05.22_version_of_complaint_counsels_pretrial_brief_public.pdf
“Valspar presents evidence that there was ‘a 16% overcharge’ and that ‘price increases were not correlated to supply-and-demand principles.’ While true, this is largely irrelevant because it ignore s the fact that ‘firms in a
https://investadvocate.com.ng/2018/06/26/sec-charges-credit-ratings-analyst-two-friends-insider-trading/
Jun 26, 2018 · June 26, 2018/US SEC The Securities and Exchange Commission today charged a credit ratings agency employee with tipping two friends about The Sherwin-Williams Co.’s confidential plans to acquire The Valspar Corp., which he learned of through his work. The SEC also charged the two friends with trading on the illicit […]
https://www.thinkadvisor.com/2018/06/29/texas-businessman-used-investor-funds-to-pay-for-r/
Jun 29, 2018 · News Texas Businessman Used Investor Funds to Pay for Russian Bride Dating Site: Enforcement In other enforcement actions, the SEC charged a …
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