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https://www.glassdoor.com/Reviews/Westpark-Capital-Reviews-E1061728.htm
Jul 01, 2016 · Glassdoor has 4 Westpark Capital reviews submitted anonymously by Westpark Capital employees. Read employee reviews and ratings on Glassdoor to decide if …4/5(4)
https://www.bbb.org/us/ca/los-angeles/profile/stock-brokers/westpark-capital-1216-100050752
When considering complaint information, please take into account the company's size and volume of transactions, and understand that the nature of complaints and a firm's responses to them are ...
https://www.reuters.com/investigates/special-report/usa-finra-brokers/
Jun 12, 2017 · Take Los Angeles-based WestPark Capital Inc, where about half of the firm’s 95 brokers have FINRA flags on their records. More than 47 percent of WestPark brokers once worked at …
WestPark Capital, Inc. is a full service investment banking and securities brokerage firm which serves the needs of both private and public companies worldwide, as well as individual and institutional investors. We are committed to forging lasting partnerships with emerging growth companies and the …
https://www.securitiesfraudlawyerblog.net/westpark-capital-named-bad-broker-study/
Jun 16, 2017 · Westpark Capital is an Colorado corporation formed in 1995 and registered with FINRA, the SEC and in 52 states and territories. According to FINRA’s CRD disclosure report, Westpark Capital has been the subject of one customer complaint and nine regulatory investigations.
https://www.wolperlawfirm.com/brokerage-firm-disclosures/westpark-capital-fraud-investment-loss/
Westpark Capital Financial Services LLC is a shareholder. The firm’s revenue is an estimated $27.8 million and they employ approximately 139 workers. Westpark Capital Broker, Philip Rosenweig, Has Ten Reported Customer Complaints By mwolper Feb 23, 2019. Philip Rosenweig is a Financial Advisor at Westpark Capital in Boca Raton, FL.
https://blog.rexsecuritieslaw.com/tag/westpark-capital-complaint/
Aug 31, 2018 · In February 2017, a Westpark Capital customer was paid $50,000 to resolve allegations that the purchase of a private placement was not suitable and that Westpark Capital failed to supervise Datys. In 1/2013 a Westpark Capital customer was paid $52,500 to resolve allegations that Datys traded the account without the customer’s authority.
https://westparkcap.automatedfinancial.com/secure_login.html
Forgot your password? click here: Copyright © 2004-2006 WestPark Capital, Inc. All Rights Reserved. Member FINRA, SIPC.: Business Disruption Plan
https://www.securitieslawyersblog.com/westpark-capital-advisor-marc-steinberg-subject-to-suitability-complaints/
Dec 03, 2018 · According to BrokerCheck records financial advisor Marc Steinberg (Steinberg), currently employed by Westpark Capital, Inc. (Westpark Capital) has been — December 3, 2018 — Westpark Capital Advisor Marc Steinberg Subject to Suitability Complaints
https://www.securitieslawyersblog.com/westpark-capital-advisor-philip-rosensweig-has-ten-investment-complaints/
According to BrokerCheck records financial advisor Philip Rosensweig (Rosensweig), currently employed by WestPark Capital, Inc. (WestPark Capital) has — February 20, 2019 — WestPark Capital Advisor Philip Rosensweig Has Ten Investment Complaints
https://www.finra.org/media-center/news-releases/2010/finra-orders-westpark-capital-pay-400000-failing-supervise-brokers
Washington, DC — The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Los Angeles-based Westpark Capital, Inc. to pay a total of $400,000 for supervisory system failures, and has suspended two officers for failing to supervise brokers in two now-closed Long Island branches who churned customer accounts and engaged in unauthorized and unsuitable trading in ...
http://wpcapital.com/client-login
Check the background of investment professionals associated with this site on FINRA’s BrokerCheck
https://www.wolperlawfirm.com/westpark-capital-financial-advisor-john-reilly-has-400000-pending-complaint-regarding-the-sale-of-a-private-placement/
The Wolper Law Firm is currently investigating claims against John Reilly, a Financial Advisor at Westpark Capital. John Reilly has been in the securities industry since 1979 and previously worked at two brokerage firms that have been expelled from the securities industry.
https://www.frankowskifirm.com/frankowski-firm-investigating-westpark-capital-for-potential-broker-fraud-and-negligence/
The law offices of The Frankowski Firm, LLC are investigating customer complaints concerning Westpark Capital, Inc. for the potential sale of unsuitable investments to their customers and failure to diversify these customers’ accounts. The firm has its headquarters in Los Angeles, California, and FINRA records show it has been registered with both the SEC and FINRA since July 1999.
https://sports.yahoo.com/news/westpark-capital-ceo-richard-rappaport-171155056.html
Sep 07, 2016 · Los Angeles-based international investment bank WestPark Capital today announced the opening of its new Orange County, CA location. Located at …
https://www.brightscope.com/financial-planning/advisor/533767/Laurence-Jordan-Russo/
Laurence Jordan Russo is a financial advisor with Westpark Capital, Inc.. Ask Laurence Jordan Russo or our advisors a question, view Laurence Jordan Russo's ratings, experience, qualifications, primary clients, articles or publications, professional designations, membership associations, firm services or practice areas, and misconducts or complaints.Location: Fort Lauderdale,#N#FL#N#33301
https://www.silverlaw.com/blog/westpark-acquire-newport-coast-securities-reps/
Sep 19, 2016 · A majority of these representatives may have official complaints filed against them. WestPark Capital Inc. is set to acquire some of 109 registered financial representatives from Newport Coast Securities, a small, independent broker-dealer based in Irvine, CA. It’s notable that 63% of Newport’s representatives have at least one “disclosure event” on their Financial Industry Regulatory ...
https://www.levinlawpa.com/levin-law-files-claim-against-westpark-capital-brokerage-firm/
Levin Law filed a complaint against Westpark Capital involving the conduct of financial advisor John Reilly, alleging in excess of $400,000 in damages resulting from the alleged misrepresentations and over-concentration of a private placement recommended by Westpark Capital to one of Levin Law’s clients. The matter remains unresolved.
https://www.dkrpa.com/blog/finra-fines-westpark-capital-for-failing-to-supervise-bad-brokers/
In May 2010, the Financial Industry Regulatory Authority ordered Los Angeles-based Westpark Capital to pay $400,000 for supervisory failures. FINRA suspended two Westpark officers for failing to supervise brokers in two Long Island, New York offices who churned customer accounts and made unauthorized and unsuitable trades.
https://www.securitieslawattorneys.net/victor-sibilla/
Aug 21, 2017 · Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that Arizona-based Westpark Capital broker Victor Sibilla has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sibilla (CRD# 1783361).
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