Berthel Fisher Complaints

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Home - Berthel Fisher

    https://www.berthel.com/
    Berthel Fisher is not your average financial services firm. What is it that makes us different, you ask? Well, many things, like a diverse product mix that will support your business no matter your area of expertise. Or maybe it’s the easy access to executives and our outstanding support and technology platforms that set us apart....

Berthel Fisher & Company Better Business Bureau® Profile

    https://www.bbb.org/us/ks/overland-park/profile/investment-security/berthel-fisher-company-0674-92030017
    See BBB rating, reviews, complaints, & more. Better Business Bureau ... Berthel Fisher & Company Investment Security. 10875 Benson St Ste 130. Overland Park, KS 66210-1526 (913) 491-4101.

Berthel Fisher Reviews Glassdoor

    https://www.glassdoor.com/Reviews/Berthel-Fisher-Reviews-E450944.htm
    Jun 26, 2018 · 8 Berthel Fisher reviews. A free inside look at company reviews and salaries posted anonymously by employees.2/5(8)

Berthel Fisher Customer Service, Reviews and Complaints

    https://berthel-fisher.pissedconsumer.com/customer-service.html
    Berthel Fisher & Company Financial Services, Inc., Securities Management & Research, Inc., BFC Planning, Inc., and Berthel Fisher & Company Insurance, Inc. (collectively referred to as "Berthel Fisher") offer a wide variety of products and services that are sold through its registered representatives and investment advisors.

Berthel Fisher & Company Financial Services, Inc. Better ...

    https://www.bbb.org/us/nc/raleigh/profile/investment-security/berthel-fisher-company-financial-services-inc-0593-90032493
    Berthel Fisher is headquartered at 701 Tama Street Marion IA 52302. Accreditation This business is not BBB Accredited. ... BBB asks third parties who publish complaints, reviews and/or responses ...

Berthel, Fisher Advisor William Sines Has Complaints Over ...

    https://www.securitieslawyersblog.com/berthel-fisher-advisor-william-sines-has-complaints-over-alternative-investment-sales/
    Advisor William Sines (Sines), currently employed by Berthel, Fisher & Company Financial Services, Inc. (Berthel Fisher) has been subject to at least — February 11, 2020 — Berthel, Fisher Advisor William Sines Has Complaints Over Alternative Investment Sales

[Resolved] Berthel Fisher Company - Inheritance Scam ...

    https://www.complaintsboard.com/berthel-fisher-company-inheritance-scam-c756487
    Consumer complaints and reviews about Berthel Fisher Company Marion, Iowa. Inheritance Scam. Inheritance Scams ... SIP Wealth Management and Berthel, Fisher and Company, are also culpable in this matter. They are responsible for ensuring that the “financial advisors” who represent them, adhere to the law and to the ethical guidelines of ...

www.investmentnews.com

    https://www.investmentnews.com/article/20170420/FREE/170429994/berthel-fisher-once-again-in-hot-water-with-finra-for-failing-to
    www.investmentnews.com

Berthel, Fisher Advisor Gordon Roberts Has Complaints Over ...

    https://www.securitieslawyersblog.com/berthel-fisher-advisor-gordon-roberts-has-complaints-over-alternative-investments/
    Jul 03, 2019 · Advisor Gordon Roberts (Roberts), currently employed by Berthel, Fisher & Company Financial Services, Inc. (Berthel, Fisher) has been subject to at — July 3, 2019 — Berthel, Fisher Advisor Gordon Roberts Has Complaints Over Alternative Investments

FINRA Complaint Filed Against Berthel Fisher and Broker ...

    https://www.securitieslawyer.com/berthel-fisher-uit/
    Because these complaints are unadjudicated, you may wish to contact the respondents before drawing any conclusions regarding the allegations in the complaint. Berthel, Fisher & Company Financial Services, Inc. (Berthel Fisher)(CRD #13609, Cedar Rapids, Iowa) and their representative.

Berthel Fisher & Co. Fraud and/or Investment Loss Customer ...

    https://www.wolperlawfirm.com/brokerage-firm-disclosures/berthel-fisher-co-fraud-investment-loss/
    Berthel Fisher Broker, Genevieve Mar, Has Four Customer Complaints, Including Two Pending Complaints, Alleging The Sale Of Unsuitable Securities By mwolper Oct 27, 2019 Genevieve Mar (CRD # 2744037) is a Financial Advisor at Berthel Fisher & Co. in Northbrook, Illinois.

TIC Complaints for Berthel Fisher Broker, John Notman

    https://www.securitieslawattorneys.net/john-notman/
    Oct 27, 2015 · TIC Complaints for Berthel Fisher Broker, John Notman. October 27, 2015 by Fitapelli Kurta. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing form investors who have complaints regarding former California-based Berthel Fisher broker/adviser John Notman (CRD# 1033267).

Berthel Fisher & Company Recieved Was Named Respondent in ...

    https://www.securitieslawattorneys.net/berthel-fisher-company/
    Fitapelli Kurta is interested in speaking to investors who have complaints regarding Berthel Fisher & Company (CRD# 13609). According to the firm’s BrokerCheck report, Berthel Fisher & Company was named respondent in a FINRA complaint alleging that one of its registered representatives created more than $421,000 in concessions for himself and ...

Rating Brokerage Firms by Their Complaint Histories Rather ...

    https://www.slcg.com/pdf/workingpapers/Rating%20Brokerage%20Firms%20by%20Their%20Complaint%20Histories.pdf
    more than 200 brokers have customer complaints. Aegis Capital and Newbridge employ bad brokers at nearly ten times that rate. The worst 12 firms down through Berthel Fisher employ bad brokers at more than five times the 2.6% average rate. 4 There were 307 firms with more than 200 registered brokers, based on BrokerCheck data as of July 17, 2017.

INVESTIGATION of JONATHAN PYNE of Berthel Fisher & Co.

    https://www.israelsneuman.com/investigation-jonathan-pyne-berthel-fisher-minneapolis/
    None of the complainants appeared for the expungement process. The FINRA arbitrator denied Pyne’s request to expunge these complaints from his CRD report. Jonathan Pyne is a registered representative of Berthel Fisher & Company from 2007 to the present. He works at …

Retirement Income Planning Barcomb Asset Management, LLC

    https://barcomb.net/
    Interpretations and organization of these ideas are the confidential thoughts of Scott Barcomb and do not represent the opinions of Berthel Fisher & Company Financial Services, Inc. Investment Advisor Representative of and securities offered through Berthel Fisher & Company Financial Services, Inc. (BFCFS). Member FINRA/SIPC. Barcomb Asset ...

Berthel, Fisher’s Thomas Biesheuvel faces pending complaint

    https://www.stopbrokerfraud.com/news/thomas-biesheuvel/
    Aug 03, 2015 · Thomas Biesheuvel is the CEO of InConcert Financial Group, an independent consulting company offering securities through Berthel, Fisher & Co. InConcert Financial Group is located in El Cerrito, California. Thomas Biesheuval is a registered broker at Berthel, Fisher & Co and has been registered there since 2005.

Former Berthel, Fisher & Company Financial Services, Inc ...

    https://www.erezlaw.com/former-berthel-fisher-company-financial-services-inc-clients-win-finra-arbitration-for-1-2-million-for-reit-losses/
    Berthel has been registered with Securities Management & Research, Inc. in Cedar Rapids, Iowa since 2011 as well as Berthel, Fisher & Company Financial Services, Inc. in Cedar Rapids, Iowa and Bonita Springs, Florida since 1983. Berthel has also been the subject of two customer complaints between 2000 and 2004, according to his CRD report.

Gordon Roberts: Misrepresentation, Suitability Complaints ...

    https://www.stopbrokerfraud.com/news/gordon-roberts-misrepresentation-suitability-complaints-against-berthel-fisher-rep/
    Jun 04, 2019 · Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Roberts (CRD# 1474475). Gordon Roberts has spent 33 years in the securities industry and has been registered with Berthel Fisher & Company Financial Services in Mt. Vernon, Illinois since 2008.

Rebecca Anderson, Financial Advisor in Burlington, IA US ...

    https://money.usnews.com/financial-advisors/advisor/rebecca-anderson-1690531
    What Should I Know About This Advisor? Rebecca Anderson is a financial advisor in Burlington, IA. She has been in practice for 26 years, the last 27 years at Berthel Fisher & Co Financial Services ...Occupation: Financial Advisor



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