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https://www.securities-administrators.ca/aboutcsa.aspx?id=45
The Canadian Securities Administrators (CSA) is an umbrella organization of Canada’s provincial and territorial securities regulators whose objective is to improve, coordinate and harmonize regulation of the Canadian capital markets. It aims to achieve consensus on policy decisions which affect our capital market and its participants.
https://www.osc.gov.on.ca/en/contactus_index.htm
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https://www.osc.gov.on.ca/en/NewsEvents_nr_20171207_ombudsman-banking-services.htm
Dec 07, 2017 · Canadian securities regulators publish notice on complying with requirements regarding the Ombudsman for Banking Services and Investments . Toronto – The Canadian Securities Administrators (CSA), Investment Industry Regulatory Organization of Canada (IIROC) and Mutual Fund Dealers Association of Canada (MFDA) today released a joint notice CSA Staff Notice 31-351, IIROC …
https://www.investright.org/resources/report-to-us/file-a-complaint/
File a Complaint with the BCSC. Learn about the BC Securities Commission’s Complaint Process. The British Columbia Securities Commission (BCSC) is the provincial agency responsible for protecting investors and regulating capital markets. We encourage complaints from the public to help us detect, disrupt, and deter securities misconduct in BC.
https://www.securities-administrators.ca/
Securities regulators from each of the 10 provinces and 3 territories in Canada have teamed up to form the Canadian Securities Administrators (CSA). The CSA protects Canadian investors from unfair, improper, or fraudulent practices and fosters fair and efficient capital markets.
https://en.wikipedia.org/wiki/Canadian_securities_regulation
Canadian securities regulation is managed through laws and agencies established by Canada's 13 provincial and territorial governments. Each province and territory has a securities commission or equivalent authority and its own piece of provincial or territorial legislation.
https://www.albertasecurities.com/complain-or-report/file-an-investor-complaint
To send a complaint to the ASC, you must include enough information and details to allow us to determine what action(s) might be necessary. All information provided will be treated as confidential and used only as allowed by the Securities Act (Alberta).Location: 250 5 St SW #600, Calgary, T2P 0R4, Alberta
https://www.sec.gov/litigation/complaints/2009/comp21083.pdf
Plaintiff Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY . 1. This matter involves a scheme to create publicly traded companies without registering the distribution of securities by penny stock issuer Blackout Media Corporation, fonnerly known as First Canadian American Holding Corporation ("FCAR"), and its fonner
https://www.sec.gov/news/press-release/2020-1
Jan 02, 2020 · The Securities and Exchange Commission today charged six individuals and their companies with participating in schemes that allegedly generated more than $35 million of illegal sales of stock in at least 45 microcap companies. The charges contained in two complaints reflect investigations by staff in the SEC’s New York and Boston offices, and ...
https://www.bcsc.bc.ca/About_Us/Contact_Us/
Contact BCSC Inquiries if you have questions or would like clarification of the material contained on our website or within the Securities Act. If BCSC Inquiries is not the appropriate group to handle your submission, we take care to send it to the proper British Columbia Securities Commission Division or other agency for follow-up.
https://www.canada.ca/en/financial-consumer-agency/services/complaints.html
Making a complaint to your financial institution. From: Financial Consumer Agency of Canada. ... If you have a complaint about an external complaints body relating to a consumer provision, you can find further information on how to make a complaint here.
https://cmblaw.ca/news-and-media/the-canadian-securities-administrators-2018/2019-enforcement-report-–-key-highlights.html
The Canadian Securities Administrators (the “CSA”) is an umbrella organization of 10 provincial and 3 territorial securities regulators in Canada, which includes the Ontario Securities Commission (“OSC”). The CSA’s mission is “to give Canada a securities regulatory system that protects investors from unfair, improper or fraudulent ...
https://www.theglobeandmail.com/business/article-ontario-securities-watchdog-probes-cryptocurrency-companies-following/
Apr 06, 2018 · Ontario’s securities regulator has launched a probe of the cryptocurrency industry after receiving complaints that some firms may have violated securities laws, The Globe and Mail has learned.
http://www.mbsecurities.ca/
The securities division of the Manitoba Securities Commission protects investors and promotes fair and efficient capital markets throughout the province.
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
How to File Complaints and Report Fraud to the SEC. by Craig McGuire. The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, ... including guidance on filing complaints and reporting fraud.Author: Craig Mcguire
https://ilas.sas.ac.uk/research-projects/legal-cultures-subsoil/complaints-canadian-securities-regulators
In May 2013, the Justice and Corporate Accountability Project (JCAP) filed a complaint against Tahoe Resources Inc. at the Ontario Securities Commission (OSC), requesting that the OSC investigate whether Tahoe had complied with its obligations under the Ontario Securities Act to disclose all material changes "fortwith", including information relating to opposition and social conflict ...
https://lautorite.qc.ca/en/general-public/
Canadian securities regulators adopt ban on deferred sales charges 20 February 2020 Canadian securities regulators seek additional comment on proposed rule for Non-GAAP and other financial measures 13 February 2020 Canadian securities regulators provide update on trading fee rebate pilot study 23 January 2020
https://www.osler.com/en/blogs/risk/november-2019/b-c-securities-commission-investigating-two-cryptoasset-trading-platforms
Nov 07, 2019 · On November 4, 2019, the British Columbia Securities Commission (BCSC) publicly disclosed ongoing investigations into two cryptoasset trading platforms: Einstein Exchange and ezBtc. The BCSC also obtained an order from the B.C. Supreme Court appointing an interim receiver for one of these platforms. This is the first time a Canadian securities regulator has taken public enforcement …
https://bcsecuritiescommissionasham.blogspot.com/2017/04/complaint-filed-with-bc-conflict-of.html
Apr 13, 2017 · I will start with the primary complaint however there are several levels of conflict of interest that exist at the BC Securities Commission. Taken as a one off they may not be so concerning however when the larger picture emerges it is clear the BC Securities Commission operates in such a conflict of interest that it has compromised both its purpose and its legal integrity.Author: Christopherb
https://bcsecuritiescommissionasham.blogspot.com/2017/01/canadian-securities-administrators.html
canadian securities administrators consultation paper 33-404 - proposals to enhance the obligations of advisers, dealers, and Alan Blanes is a University of the Fraser Valley Graduate, a Financial Rights Activist and a member of the Council of Canadians.Author: Christopherb
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