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https://www.sec.gov/answers/401-k-.htm
Oct 04, 2012 · Phone: (202) 693-8664. If you have a complaint about your plan, you can learn the procedures for filing a claim on the EBSA's website. You can find information about pensions from the EBSA's home page. You can also learn how fees and expenses affect the total return you will receive for retirement from your 401(k) plan.
https://www.sec.gov/complaint/401k.htm
May 12, 2017 · The U.S. Securities and Exchange Commission administers and enforces the federal laws that govern the sale and trading of stocks, bonds, mutual funds, and other securities. The U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) has oversight of 401(k), pension and retirement plans.
https://www.marketwatch.com/story/401k-lawsuits-are-surging-heres-what-it-means-for-you-2018-05-09
May 12, 2018 · Litigation related to 401(k) plans — which had declined after the Great Recession — has surged again recently. Over 100 new 401(k) complaints …
http://www.401khelpcenter.com/401k_education/broken_rules.html
The Labor Department has authority to investigate complaints of fund mismanagement. If an investigation reveals wrongdoing, the Department can take action to correct the violation, including asking a court to compel plan trustees and others to put money back in the plan.
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
If your problem involves a brokerage firm serving as the administrator of your 401(k) or other retirement plan—or if it involves an individual broker who provided advice or handled transactions in your retirement plan—then you should file your complaint with FINRA.
https://adp.pissedconsumer.com/adp-401k-retirement-plan-16140/RT-C.html
Adp 401k Retirement Plan reviews: Former employee checking on 401k. Double charging of liquidation fee. 401k plan rip offs. 3 Adp 401k Retirement Plan Reviews and Complaints @ Pissed Consumer1.3/5
https://www.investopedia.com/articles/retirement/08/borrow-from-401k-loan.asp
Some—including financial planning professionals—would even have you believe that taking a loan from a 401(k) plan is an act of robbery committed against your retirement. But a 401(k) loan can ...
https://www.consumeraffairs.com/finance/ing-direct.html
Original review: Jan. 21, 2020. I was injured at work and the workers comp forced me to quit with a settlement. I called to terminate my 401k because it was only 724 dollars in it and wasn't worth ...1.2/5(49)
https://www.askebsa.dol.gov/WebIntake/Home.aspx
Every complaint received will be pursued and, if determined to be valid, resolution will be sought through informal dispute resolution. You can expect to receive a status report from the assigned benefits advisor every 30 days. If your valid complaint cannot be resolved informally, it may be referred for further review by our enforcement staff.
https://www.consumeraffairs.com/finance/fidelity.html
Dec 17, 2019 · Read reviews and complaints about Fidelity, regarding investment options, pricing, customer satisfaction and more. ... I had no choice to invest with them for 401k …1.3/5(85)
https://www.brokerage-review.com/ira-account/empower-retirement-ira-review.aspx
Empower Retirement is the second largest retirement financial services provider in the US, trailing behind international behemoth Fidelity Investments. Empower is a relatively recent name in the Retirement Services industry. It is a subsidy of the Canadian-based financial holding company Great-West Lifeco.3/5
https://www.yelp.com/biz/empower-retirement-greenwood-village-3
204 reviews of Empower Retirement "This plan charges and withdraws a high "asset based charge" each month no matter what, even if investing in index funds. The "asset based charge" you see in your transaction history each month appears to be ~0.1%…1.5/5(204)
https://www.bbb.org/us/ks/overland-park/profile/retirement-planning-services/empower-retirement-0674-1000005962
17 complaints closed in last 12 months All complaints are handled by the BBB where the company is Headquartered or a central customer complaint processing location. View HQ Business Complaints
https://www.bbb.org/us/ca/carlsbad/profile/retirement-planning-services/my-solo-401k-financial-llc-1126-172008358
BBB accredited since 8/25/2011. Retirement Planning Services in Carlsbad, CA. See BBB rating, reviews, complaints, request a quote & more.
https://www.dol.gov/agencies/ebsa/about-ebsa/our-activities/enforcement/eci
Department of Labor files complaint to restore losses to the Double D Excavating LLC 401(k) Plan, Health Plan & Dental Plan in Omaha [12/30/2013] US Department of Labor files suit against Home Valu Inc. and fiduciaries of Employee Health Plans [12/19/2013]
https://answers.yahoo.com/question/index?qid=20130827151652AAfiEDf
Aug 27, 2013 · I requested a payout from the company that manages my 401k over 30 days ago. Keep in mind I waived my 30 days. When I initially requested the withdrawal I submitted paperwork with my correct address and I have verified my address at least a dozen times. When I called to enquirer why the check was taking so long since I had requested that they direct deposit the check they informed me …
https://www.dol.gov/sites/default/files/ebsa/about-ebsa/our-activities/resource-center/publications/filing-a-claim-for-your-retirement-benefits.pdf
401(k), or other employment-based retirement plan, you will want to know how to file a claim for your benefits. The steps outlined below describe some of your plan’s obligations and briefly explain the procedures and timelines for filing a claim for retirement benefits. Before you …
https://www.kiplinger.com/article/retirement/T048-C000-S002-protect-your-retirement-from-these-investment-scam.html
Jan 01, 2008 · Protect Your Retirement From These Investment Scams Retirees are being lured by Ponzi schemes, unsuitable annuities and over-hyped investment returns. By Kimberly Lankford , Contributing Editor ...
https://www.complaintsboard.com/fidelity-brokerage-services-b123003
Fidelity Brokerage Services complaints and reviews. Contact information. Phone number: +1 800 343 3548. Submit your complaint or review on Fidelity Brokerage Services. ... I have multiple loans against my 401K (long story). Fidelity investments misapplied payments that were mailed from my bank to the wrong loan causing the loan that the payment1.1/5(109)
https://reviews.fitsmallbusiness.com/mysolo401k-robs/
Jan 29, 2019 · MySolo401k provides self-directed retirement accounts which include ROBS 401k plans for business financing. They service small business owners, aspiring entrepreneurs, and alternative investors. In this article, we cover its pricing options. Ready to get started with MySolo401k? Open an account. Open an account. Summary of MySolo401k User Reviews
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