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https://www.sec.gov/litigation/complaints/2009/comp21174.pdf
COMPLAINT Plaintiff Securities and Exchange Commission ("Commission"), for its Complaint against defendant Frank DiPascali, Jr. ("DiPascali" or the "Defendant"), alleges: SUMMARY 1. For decades, DiPascali helped Bernard L. Madoff ("Madoff') conduct a massive securities and advisory fraud at Bernard L. MadoffInvestment Securities LLC
https://www.sec.gov/litigation/litreleases/2009/lr21174.htm
Aug 11, 2009 · DiPascali and others prepared fake books and records to provide regulators with information about only these special accounts in order to conceal the true size of the advisory business. According to the SEC's complaint, DiPascali joined BMIS as …
https://abcnews.go.com/Business/story?id=8307759
Aug 12, 2009 · READ: Criminal information against DiPascali The charges against DiPascali FROM THE SEC:Complaint Press release The admission, which came as DiPascali pleaded guilty to all 10 criminal counts ...
https://en.wikipedia.org/wiki/Frank_DiPascali
Frank DiPascali, Jr. (October 28, 1956 – May 7, 2015) was a key lieutenant of Bernard Madoff for three decades. He referred to himself as the company's "director of options …Education: courses at St. John's University, …
https://wallstreetpit.com/9456-sec-complaint-against-madoff-cfo/
Aug 13, 2009 · I just reviewed the complaint filed by the SEC as plaintiff against Madoff CFO, Frank DiPascali Jr. as defendant. For anybody interested in the dynamics of …
http://www.securitiesdocket.com/2009/08/14/key-excerpts-from-the-secs-complaint-against-frank-dipacali/
Aug 14, 2009 · Here are some of the more astounding sections of the SEC's Complaint against Frank DiPascali to chew on. It is truly hard to read and contemplate many of these without shaking your head in …
https://www.secactions.com/madoffs-assistant-it-was-all-a-fake/
Aug 12, 2009 · The SEC settlement with Mr. DiPascali revealed more details. SEC v. DiPascali, Case No. 09 CV 7085 (S.D.N.Y. Filed Aug. 11, 2009). See also Lit. Rel. 21174 (Aug. 11, 2009). In its complaint, the Commission stated that: • In 1992, when SEC claims were brought against Avellino & Bienes, a feeder fund, records were fabricated for the accounts ...
https://archive.get.com/scams/2009/08/13/sec-complaint-against-madoff-cfo-frank-dipascali-jr/
Aug 13, 2009 · I just reviewed the complaint filed by the SEC as plaintiff against Madoff CFO Frank DiPascali Jr. as defendant. For anybody interested in the dynamics of our markets and regulatory system, this 33 page document is a must read: Securities and Exchange Commission, Plaintiff versus Frank DiPascali, Jr. Defendant.
https://www.hgexperts.com/expert-witness-articles/former-madoff-cfo-pleads-guilty-pledging-cooperation-that-will-help-both-criminal-and-civil-cases-7038
One of Bernard Madoff’s lieutenants, Frank DiPascali Jr., pled guilty last week to ten federal felony counts and settled an SEC complaint. Of primary importance to the thousands of investors who lost money in Madoff’s Ponzi scheme, DiPascali agreed to cooperate with authorities in investigating the Madoff fraud.
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
How to File Complaints and Report Fraud to the SEC by Craig McGuire The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation , according to the Commission’s mission statement posted online .Author: Craig Mcguire
https://en.wikipedia.org/wiki/Madoff_Investment_Securities
The investigation was concluded in 2005. In 2006 Swanson left the SEC and became engaged to Shana Madoff, and in 2007 the two married. A spokesman for Swanson said he "did not participate in any inquiry of Bernard Madoff Securities or its affiliates while involved in a relationship" with Shana Madoff.Alma mater: Hofstra University
https://www.ft.com/content/9cec8c9c-868c-11de-9e8e-00144feabdc0
Aug 11, 2009 · The SEC complaint provided new ... The level of detail in both the criminal information and the SEC complaint suggests that Mr DiPascali’s co …
http://www.mondovisione.com/media-and-resources/news/sec-charges-key-madoff-lieutenant-for-operating-and-concealing-fraud-through-bog/
DiPascali and others prepared fake books and records to provide regulators with information about only these special accounts in order to conceal the true size of the advisory business. According to the SEC's complaint, DiPascali joined BMIS as a research clerk at age 19 after dropping out of college.
https://www.justice.gov/usao-sdny/united-states-v-frank-dipascali-jr
Aug 18, 2015 · United States v. Frank DiPascali, Jr., 09 Cr. 764 (RJS), is assigned to United States District Judge Richard J. Sullivan. The Government’s Application for a Preliminary Order of Forfeiture, dated April 21, 2010, is attached below.
https://www.propublica.org/article/the-madoff-circle-who-knew-what
Jun 02, 2010 · The Madoff Circle: Who Knew What? Civil suits and court motions that have been filed in the Madoff case hint that a small circle of men played knowing, integral roles …
https://www.ft.com/content/d3ca08c2-86cb-11de-9e8e-00144feabdc0
Aug 11, 2009 · The SEC complaint, filed against Mr Madoff’s right-hand man, Frank DiPascali, outlined the rudimentary ploys designed to fool investors and SEC …
https://abcnews.go.com/Business/bernie-madoffs-deadliest-lies/story?id=21176077
Dec 11, 2013 · Bernie Madoff's 7 Deadliest Lies ... "Such a distribution will be unfair and inequitable to other investors and creditors of BMIS," the SEC complaint stated. quicklist: ... ABC News Live.
https://www.courthousenews.com/saying-it-was-all-fake-madoffscfo-pleads-guilty-to-10-felonies/
The withdrawals came directly from investors, and investor money paid DiPascali’s salary and bonuses each year, the SEC says. DiPascali joined BMIS as a clerk at age 19 after dropping out of college, according to the complaint. He was eventually put in charge of day-to-day operations on the now-infamous 17th floor of BMIS.
http://www.nbcnews.com/id/37474851/ns/business-small_business/t/who-knew-what-madoff-fraud/
Jun 03, 2010 · Who knew what in Madoff fraud? ... Frank DiPascali, to fabricate trading records, a scene detailed in the agency’s case against DiPascali. ... the SEC's complaint supports nothing other than ...
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