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https://www.sec.gov/litigation/complaints/2012/comp-pr2012-213.pdf
I. Dresdner Financial and its Affiliates . 11. Between February 2010 and February 2011, the Defendants participated in a fraudulent investment scheme under the auspices of a purported financial services company called Dresdner Financial. According to Dresdner’s website (www.dresdnerfinancial.com),
https://www.commerzbank.com/
Financial markets play an important role in fight against climate change . Climate Bonds Initiative contributes to credibility in global Green Bond markets. more. Commerzbank acquires comdirect equity stake and holds more than 90 percent of comdirect (03-01-2020)
https://www.dfsa.ae/Consumer/Complaints
Below are some examples of the types of complaints the DFSA handles. If you are unsure of whether the complaint is relevant to us we urge you to submit a complaint. Selling financial products that are unsuitable; Making false or misleading representations to customers about the characteristic of a financial product or service;
https://register.fca.org.uk/ShPo_FirmDetailsPage?id=001b000000MfFA2AAN
Financial services firm - Firms must be authorised to provide regulated products and services, including banking, investments, insurance, mortgages and other financial products and services in the UK. Individual - Individuals (and some firms) must be ‘approved’ to perform certain tasks in an authorised firm. We describe these as ‘approved ...
Reports on complaints are reviewed during the Customer Complaint Officer’s meetings with our Board. We are focused on providing financial products and services to all customers in compliance with all Federal and State regulatory policies including but not limited to …
https://www.theguardian.com/business/2002/mar/24/theobserver.observerbusiness5
The Financial Services Authority is understood to be examining the role of Dresdner Kleinwort Wasserstein in last month's controversial flotation of biotech company Cyprotex.Author: Conal Walsh
https://www.theguardian.com/business/2001/apr/02/2
Apr 01, 2001 · Dresdner board spokesman Bernd Fahrholz said: "Clients expect access to a comprehensive range of financial services. They need the best possible advice on all issues relating to …
https://news.efinancialcareers.com/hk-en/3000542/commerzbank-deutsche-bank-redundancies
Mar 21, 2019 · There were complaints that bonuses had gone unpaid. Between 2009 and 2013, 80% of the Dresdner Kleinwort Benson London employees who were registered with the Financial Conduct Authority disappeared.Author: Sarah Butcher
https://www.1oakcapital.com/management-team
Complaints . GILES ROTHWELL, PRESIDENT. Giles is the President and founder of 1OAK. Previously Giles was Global Head of Sales for structured products to retail and private banking at JP Morgan London and Global Head of Investor Solutions at Barclays Capital London. ... Dresdner Bank, and UBS. Andrea has a Master’s Degree in Chemical ...
https://blogs.orrick.com/financial/tag/dresdner-kleinwort-wasserstein/
On 31 May 2012, the FSA issued Christian Littlewood and his wife, Angie, with final notices prohibiting them from performing any function in relation to any regulated activity. Between 1998 and 2008, Mr. Littlewood was employed by the investment bank Dresdner Kleinwort Wasserstein Ltd.
https://www.albawaba.com/business/dresdner-bank-join-dubai-international-financial-centre
Dresdner Bank to join the Dubai International Financial Centre Published June 5th, 2008 - 10:01 GMT Dresdner Bank has expanded its presence in the Near and Middle East region with the formation of ...
https://www.kleinworthambros.com/en/
Kleinwort Hambros has a wealth of experience in helping individuals, families, entrepreneurs, charities and their advisers to manage their financial assets, whether they are based in the UK or overseas. At Kleinwort Hambros we know how to simplify life’s financial challenges.
https://bgicg.com/meet-the-team/
Angelica Maselli provides BGI Capital with accounting and financial recordkeeping support and is an instrumental member of the team. As a longtime small business owner, she possesses a unique blend of financial, operations management and customer service expertise as well as a remarkable work ethic and natural leadership abilities.
https://www.ft.com/content/faef2cb8-f693-11db-9812-000b5df10621
Apr 29, 2007 · Dresdner Kleinwort plans to double the number of hedge fund specialists in its investment bank over the next three years as the bank, owned by insurer Allianz, seeks to raise hundreds of millions ...
https://www.kleinworthambros.com/en/about/our-people/
John holds the position of Kleinwort Hambros Group Chief Executive Officer having been appointed to this role on 1st July 2018. As CEO of Kleinwort Hambros, John has the overall responsibility for implementing the strategic objectives of the Group business and ensuring the KH Group remains a major brand within the UK wealth management market.
https://www.sec.gov/litigation/complaints/2008/comp20526.pdf
financial advantages available to that borrower from holding a particular stock on the date on which the stock issuer paid dividends, and by the lender's desire to earn a profit by lending that stock to such a borrower at that time. 15. If the security is liquid (i.e.readily available and thus called "easy-to-borrow"),
https://www.researchgate.net/publication/257551187_Linkages_between_customer_service_customer_satisfaction_and_performance_in_the_airline_industry_Investigation_of_non-linearities_and_moderating_effects
Steven et al. (2012) investigated the relationship between customer service, customer satisfaction, and firm performance in the US airline industry. Their major finding is that market ...
https://financialcommission.org/fxopen/
FXOpen clients receive real-time quotes from the industry’s largest liquidity providers. The list of its LPs include Dresdner, SG Paris, Standard Chartered, Barclays Capital, Bank of America, CRNX, JPMorgan, Morgan Stanley, Deutsche Bank AG, RBS, CITI, UBS, and other providers.
https://www.pensionsage.com/pa/financial-ombudsman-complaints-for-retirement-products-up-in-Q2.php
The Financial Ombudsman Service’s figures for the three months to September show there were 381 complaints about personal pensions in the second quarter. This was up on the 330 complaints in the first quarter, and saw personal pensions go up one place to 18th on the overall list.
https://www.mondaq.com/ireland/Wealth-Management/148376/High-Court-Clarifies-The-Standard-Of-Review-Of-Financial-Service-Ombudsman-Procedure-In-Dealing-With-Complaints
Oct 12, 2011 · The High Court (the "Court") has reiterated that an appeal against a decision of the Financial Services Ombudsman (the "FSO") is not a new hearing of a complaint but rather involves a review of the FSO’s decision making procedure.
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