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https://www.glassdoor.com/Reviews/F-Squared-Investments-Reviews-E415899.htm
Glassdoor has 15 F-Squared Investments reviews submitted anonymously by F-Squared Investments employees. Read employee reviews and ratings on Glassdoor to decide if …4/5(15)
https://www.sec.gov/news/pressrelease/2014-289.html
Dec 22, 2014 · The Securities and Exchange Commission today announced that investment management firm F-Squared Investments has agreed to pay $35 million and admit wrongdoing to settle charges that it defrauded investors through false performance advertising about its flagship product.
https://www.glassdoor.com/Reviews/Employee-Review-F-Squared-Investments-RVW2484222.htm
Mar 20, 2013 · "Childish, very similar to working at Putnam Investments" Star Star Star Star Star. Work/Life Balance. Culture & Values. Career Opportunities. ... I worked at F-Squared Investments full-time for more than a year. Pros. Friendly and positive work …2/5
https://www.sec.gov/litigation/admin/2017/ia-4823.pdf
F-Squared Investments, Inc. (SEC File No. 801-69937) was an investment adviser that was registered with the Commission from March 2009 until January 2016, and was headquartered in Wellesley, Massachusetts. In October 2008, F-Squared launched its first AlphaSector index. F-Squared sub-licensed its approximately 75 AlphaSector indexes to
https://www.law360.com/articles/813422/some-vitus-f-squared-investor-claims-survive-dismissal-bid
A pair of New York federal court opinions released Friday has kept alive some investor securities complaints surrounding F-Squared Investments Inc. and Virtus Investment Partners Inc., while ...
https://www.thinkadvisor.com/2018/03/30/former-f-squared-ceo-to-pay-13m-for-misleading-inv/
Mar 30, 2018 · A federal judge ordered the co-founder and former CEO of investment management firm F-Squared Investments to pay more than $13 ... F-Squared agreed to pay ... Based on investor complaints, the SEC ...
https://www.fsinvestments.com/
An investment in any fund sponsored by FS Investments involves a high degree of risk and may be considered speculative. Investors are advised to consider the investment objectives, risks, and charges and expenses of the applicable fund carefully before investing.
https://www.securitieslawattorneys.net/f-squared-investments/
Sep 29, 2016 · According to the SEC, an investigation found that these firms “accepted and negligently relied upon claims by F-Squared Investments that its AlphaSector strategy for investing in exchange-traded funds (ETFs) had outperformed the S&P Index for several years,” recycling these claims in recommendations to its investors without taking steps to ...
https://www.law360.com/cases/55a045aacd136f52bb000003
Parties, docket activity and news coverage of federal case F-Squared Investment Management, LLC, case number 1:15-bk-11469, from Delaware Court.
https://www.stopbrokerfraud.com/news/virtus-alphasector-funds/
Nov 18, 2014 · On September 3, 2014 F-Squared Investments received a Wells Notice from the SEC informing F-Squared Investments that it may be receiving a civil charge. (A Wells Notice is simply a form that informs a firm that the SEC is contemplating bringing civil action against that firm.)
https://www.consumeraffairs.com/finance/wells-fargo-advisors.html
Read our expert's review about Wells Fargo Advisors. Ratings include credentials, services provided, pay structure, typical clientele and firm size.1.3/5(58)
https://www.marketwatch.com/story/f-squared-bids-to-hold-business-together-for-sale-2015-07-09
Jul 09, 2015 · F-Squared Investments Inc. is focused on holding on to its clients during a fast dash through chapter 11 and into the hands of a new owner, company lawyer …
https://www.financial-planning.com/news/sec-cracks-down-on-13-rias-for-false-advertising
Aug 26, 2016 · Shamrock sold F-Squared's products between 2011 and 2014, he said, adding that none of his firm's clients have lost money in the investments. He praised the commission for …
https://smartasset.com/financial-advisor/congress-wealth-management-review
Aug 21, 2019 · Congress Wealth Management has reported one disclosure with the Securities and Exchange Commission. In 2016, Congress Wealth Management was sanctioned for negligently relying on the strategy of another firm, F-Squared Investments, Inc., …Author: Hunter Kuffel
https://www.investing.com/news/stock-market-news/former-fsquared-ceo-goes-to-trial-in-us-regulators-fraud-case-527493
Former F-Squared CEO goes to trial in SEC fraud case. Former F-Squared CEO goes to trial in SEC fraud case. ... The former chief executive of F-Squared Investments Inc, once the largest U.S. money ...
https://advisorhub.com/sec-weighs-fraud-charges-navellier/
Mar 14, 2017 · SEC Weighs Fraud Charges Against Navellier. ... traded fund investment strategies devised by the now defunct F-Squared Investments. The Boston-based firm admitted to marketing inflated performance ...
https://www.securitieslawyersblog.com/category/securities-fraud-2/page/8/
The Securities and Exchange Commission (SEC) fined firm F-Squared Investments $35 million while admitting wrongdoing to settle charges that it defrauded investors through false performance advertising about its flagship product. As we previously reported, shares of mutual fund provider Virtus Investment Partners Inc. (Virtus Investment) tanked on news that the SEC was close to recommending ...
https://www.marketwatch.com/story/sec-fines-13-investment-firms-for-advertising-false-performance-claims-2016-08-25
Aug 25, 2016 · The SEC is levying penalties against 13 investment advisory firms for advertising false performance claims about their flagship products.
https://citywireusa.com/professional-buyer/news/court-dismisses-appeal-by-former-f-squared-chief/a1195959
Jan 29, 2019 · A court has dismissed the appeal filed by Howard Present, the former chief executive of the now bankrupt F-Squared Investments, which used inflated and fraudulent marketing materials in advertising its flagship strategy.Author: Vicky Ge Huang
https://www.stocklaw.com/securities-fraud-blog/2015/june/wells-fargo-accused-of-deficient-due-diligence-o/
Jun 18, 2015 · An elderly client Wells Fargo filed a claim requesting arbitrators award damages of over $100,000 for what he alleges are losses incurred as the result of Wells Fargo's failure to conduct adequate due diligence related to investments in a F-Squared Investments Inc. product.
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