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https://www.sec.gov/oiea/Complaint.html
Investor Complaint Form. You may use this form to send your complaint to the SEC. Although we use secure socket layer encryption, do not hesitate to print this form and send it by mail or fax if you have any concerns about security.
Sep 20, 2017 · Failure to file required reports with the SEC Bribery of, or improper payments to, foreign officials Fraudulent conduct associated with municipal securities transactions or public pension plans
https://www.sec.gov/complaint/select.shtml
May 12, 2017 · What We Do; Other. Questions and Complaints. May 12, 2017 ... Submit a matter to the Ombudsman if you have a concern about the SEC or a self-regulatory organization (SRO) the SEC oversees, or if you have a question about securities law and policy that you would like to …
https://www.sonnlaw.com/faq/sec-complaints-filing-complaint-broker/
The SEC allows all members of the public to file a broker complaint electronically. To do so, you will need to use the official Securities and Exchange Commission Investor Complaint Form. This form generally takes between 30 and 90 minutes to complete, and it asks for: Basic personal identifying information; Background information on your broker; A description of the nature of the complaint ...
https://www.sec.gov/complaint/question.shtml
May 12, 2017 · If you have a problem with your investments, investment account, or a financial professional (examples are listed below), use our investor complaint form to provide us your information.. Order handling, trade execution, confirmations
https://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-bulletins-48
OIEA will inform you when it receives your complaint and will note the file number assigned to your complaint. You should reference this file number when contacting OIEA. To provide the SEC with information about fraud or wrongdoing involving potential violations of the federal securities laws, use the Tips, Complaints and Referrals Portal.
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
How to File a Complaint with FINRA: You can use our online complaint form. You can print out a complaint form and mail or fax it to us. If you have a question about your investments or our rules, please contact us.. You also can forward spam or junk email recommending that …
http://www.sec.gov.ph/lending-companies-and-financing-companies/complaints/
Our Department will evaluate the financing company/lending company’s answer/comment and may do either of the following: -Require you to file your Reply to the financing company/lending company’s answer/comment -Close and terminate the complaint if, in their assessment, the issue has been resolved.
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
How to File Complaints and Report Fraud to the SEC by Craig McGuire The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation , according to the Commission’s mission statement posted online .Author: Craig Mcguire
https://securities.sos.in.gov/fileComplaint/
Please select the subject matter that you feel best describes your complaint: (Select a value) Securities/Investments Loan Broker Franchise Collection Agency Takeover Offers …
https://www.sonnlaw.com/faq/complaint-against-financial-advisor/
Oct 21, 2019 · To ensure that your legal rights and financial interests are properly protected, it is imperative that you file a well-crafted, strongly supported initial advisor complaint. Here, our experienced FINRA arbitration attorneys will break down the key steps in filing a FINRA complaint against your financial advisor or stockbroker.
https://dbo.ca.gov/file-a-complaint/
Jan 15, 2020 · File a Complaint. The Department of Business Oversight (DBO) encourages financial services consumers to submit their complaints if they believe a DBO licensee has violated state law, acted improperly or believe a company or person is conducting unlicensed activity that falls within the DBO’s jurisdiction.
https://www.dummies.com/personal-finance/retirement-options/how-to-register-a-complaint-with-the-social-security-administration/
If you’d like to give the SSA general feedback, you can do so online. This online form takes just a few seconds to fill out and is not intended as a way to discuss personal matters. In fact, you may not use your Social Security number — the system will reject your message if you do. You can submit a complaint, suggestion, or compliment.
https://consumercomplaints.fcc.gov/hc/en-us/articles/205082880-Filing-a-Complaint-Questions-and-Answers
The carrier response did not solve my complaint. What can I do? What's the difference between filing informal and formal complaints with the FCC? Where should I go if the FCC can't help with my complaint? How do I file an informal complaint? You can file an informal consumer complaint from the Consumer Complaint Center home page.
https://sec.gov.gh/file-a-complaint/
Dec 18, 2018 · File a Complaint to the Securities and Exchange Commission Ghana - SEC Ghana. Please complete the online form for our action.
https://www.finra.org/investors/have-problem/file-complaint
Most business in the securities industry is conducted fairly, efficiently and in a manner that satisfies everyone involved. But problems can arise. If you believe that a sales person, brokerage firm or other industry professional has treated you unfairly, contact the firm to see if you can resolve the issue. If you are still not satisfied with the firm's response, you can file a complaint with ...
https://www.hud.gov/faqs/complaints
Answer: You can file a complaint right online! Or you can call the Housing Discrimination Hotline: (800) 669-9777. How do I report possible fraud in a HUD program? Answer: If you are aware of fraud, waste, and abuse in HUD programs and operations, report it to HUD's Hotline! You can file a complaint online or via phone, fax, or mail.
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