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https://www.sec.gov/litigation/admin/2017/33-10367.pdf
Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 10367 / May 26, 2017 ... The Securities and Exchange Commission (“Commission”) deems it appropriate and in ... Laurence Isaac Balter d/b/a Oracle Investment Research. Balter is …
https://www.bbb.org/us/hi/wailea/profile/financial-planning-consultants/wailea-capital-group-1296-53004498
This organization is not BBB accredited. Financial Planning Consultants in Wailea, HI. See BBB rating, reviews, complaints, & more.
http://ww2.nycourts.gov/courts/11jd/supreme/civilterm/civil_partrules.shtml
Part 2 Allan B. Weiss Part 3 Joseph Risi Commercial Division Part C -Justice Joseph Risi
https://www.fa-mag.com/news/hawaiian-advisor-allegedly--cherry-picked---500-000-from-clients-29324.html
Oct 20, 2019 · He allegedly took $500,000 worth of wheat and left his elderly clients with the chaff. An Hawaiian financial advisor allegedly misled his clients before ”cherry-picking” trades, taking ...
https://www.sec.gov/litigation/apdocuments/3-17614-event-5.pdf
Respondent Laurence I. Balter ("Respondent Balter") incorporates by reference the requests and supporting arguments made in his contemporaneously-filed Motion for More Definite Statement. A number of the allegations made by the Division of Enforcement (the "Division") in its ... complaint aimed at the disclosures by Mr. Balter to the Fund also ...
https://www.checkbook.org/md/bethesda/doctors/infectious-disease/laurence-bruce-balter/1326037201
Dr. Laurence Bruce Balter - Bethesda - Unbiased Reviews - Compare with other Doctors in Washington, DC area Dr. Laurence Bruce Balter - Bethesda, MD - Infectious Disease - …
http://securities.stanford.edu/filings-documents/1017/HUMP01/200257_r01k_0101662.pdf
09/21/2001 10 AMENDED COMPLAINT by Ted Goldberg , Paul McDonald , Barbara Ariens Steven Ariens , Dean Thomson , Laurence I. Balter , Ira Gaines , (Answer due 10/1/01 for Humphrey Hospitality, for Steven H. Borgmann, for James I. Humphrey, for Paul J. Schulte ) amending [1-1] complaint (c/s) (slf, Deputy Clerk) (Entered: 09/24/2001)
https://www.cirruspilots.org/copa/non_member/guest_discussion/f/11/t/32426.aspx
Aug 09, 2004 · Edward, First, a big caveat -- I'm not a doctor. Second, congratulations on your new paternal status. I flew with both my children starting from when they were about two years old - of course, this is not something I would have attempted without my wife on board; I need to devote my whole attention to flying, and so she was (for me) a "required crewmember".
http://www.brokeandbroker.com/3389/sec-cherry-picking/
Is SEC Cherry Picking Case Nit Picking Depositions? February 13, 2017 ... it's not that rare a complaint. ... October 4, 2016, the Securities and Exchange Commission ("SEC") instituted administrative proceedings ("OIP") against Laurence I. Balter, who during various times was a registered representative and an investment adviser. ...
https://www.israelsneuman.com/category/investment-fraud/page/76/
Brant Ray, formerly of Commonwealth Financial Network, Subject of Second FINRA Complaint Have you lost money with financial advisor Brant Ray of Southhaven, Mississippi? We are continuing our investigation into allegations made by FINRA, the Financial Industry Regulatory Authority, against Brant Andrew Ray. ... LAURENCE BALTER – Fox Island, WA.
https://www.nbclosangeles.com/news/national-international/apple-to-boost-dividend-50-percent/2058061/
Mar 18, 2013 · Apple will boost its dividend by 56 percent to please and attract investors, according to reports.. The tech titan could raise its quarterly dividend to $4.14 a share, or an annual $15.7 billion ...Author: NBC Southern California
https://www.aarp.org/content/dam/aarp/politics/advocacy/2018/08/SEC-Investment-Adviser-Interpretation-Letter-3-AARP-080718.pdf
Balter, an IA to the Oracle fund, where he had 120 separately managed accounts, engaged in multiple breaches of fiduciary duty by fraudulently allocating profitable trades to his own accounts at the detriment of his clients. The majority of Balter’s advisory clients were individual investors, many of whom were over
https://fox6now.com/2013/01/25/exxon-tops-apple-as-most-valuable-company/
Jan 25, 2013 · NEW YORK (CNNMoney) -- Apple's reign as the world's most valuable company ended Friday.Exactly one year after Apple became the world's most valuable company, it lost that title to …
https://blog.stoltmannlaw.com/category/fraud/page/35/
Jun 07, 2017 · This is a pending complaint against her, and all of these are against securities rules. Her former firm, Wells Fargo, may be liable for losses in the FINRA arbitration forum on a contingency fee basis. To find out how to sue the firm, please call our Chicago and Barrington, Illinois-based law offices at 312-332-4200. ... Laurence Balter ...
http://losangelessecuritiesfraudattorney.com/index.php/category/sec/
Jan 15, 2018 · The Hawaii-based investment adviser, Laurence I. Balter, will pay over $550,000 to end the SEC case. The securities regulator claimed that Balter defrauded his clients by cherry-picking profitable trades for himself, misrepresenting his management fees, and straying from his fund’s investment policies.
https://blog.stoltmannlaw.com/category/litigation-lawsuit/page/94/
Securities Fraud Attorneys Blog — Lawsuit Category — Page 94 of 185 — Securities Fraud Attorneys Blog
https://www.thinkadvisor.com/2017/06/06/sec-bars-fines-advisor-for-multiple-fiduciary-brea/
SEC Bars, Fines Advisor for Multiple Fiduciary Breaches Most of the advisor's clients were individual investors, many older than 60, retired or nearing retirement.
https://qz.com/224151/tim-cook-is-setting-apple-up-for-its-next-big-hit-and-he-isnt-getting-the-credit-he-deserves/
Jun 23, 2014 · Here’s a common, throwaway sort of complaint about Cook: “Show me the ingenuity,” Laurence Balter, chief market strategist at Oracle Investment Research, said in a recent, rather critical ...Author: Dan Frommer
https://www.plainsite.org/
PlainSite allows you to figure out how the law affects you.
https://www.amazon.com/Prime-Video/b?node=2676882011
Directed by Alma Har’el and written by Shia LaBeouf, Honey Boy traces the life of child actor Otis Lort as he rises from early success to a self-destructive Hollywood star.
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