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https://www.sec.gov/litigation/complaints/comp18116.htm
Lehman Brothers Inc. is a broker-dealer registered with the Commission pursuant to Section 15 of the Exchange Act, 15 U.S.C. § 78o. Lehman has been registered with the Commission since March 1965, and is a wholly owned subsidiary of Lehman Brothers Holdings Inc., a Delaware corporation.
https://www.sec.gov/litigation/litreleases/lr18116.htm
Apr 28, 2003 · Securities and Exchange Commission Litigation Release No. 18116 / April 28, 2003 Securities and Exchange Commission v. Lehman Brothers Inc., 03 CV 2940 (WHP) (S.D.N.Y.) SEC SUES LEHMAN BROTHERS FOR RESEARCH ANALYST CONFLICTS OF INTEREST FIRM TO SETTLE WITH SEC, NASD, NYSE, NEW YORK ATTORNEY GENERAL, AND STATE REGULATORS
http://online.wsj.com/public/resources/documents/JPM_Lehman_LeaveBankCourt_Sept262011.pdf
UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK In re: LEHMAN BROTHERS HOLDINGS INC., et al., Debtors. ) ) ) ) ) ) ) Chapter 11 Case No. 08-13555 (JMP) LEHMAN BROTHERS HOLDINGS INC. and OFFICIAL COMMITTEE OF UNSECURED CREDITORS OF LEHMAN BROTHERS HOLDINGS INC., Plaintiff/Counterclaim-Defendant and Plaintiff Intervenor, …
http://securities.stanford.edu/filings-case.html?id=104514
Jul 19, 2010 · Case Summary Royal Bank of Canada : Lehman Brothers Reverse Convertible Securities Securities Litigation ... the complaint alleges that RBC owed a fiduciary duty to FBW brokers and their clients with regard to the Lehman Brothers reverse convertible structured product investment. ... breached that duty when it failed to notify its newly ...
https://caselaw.findlaw.com/us-1st-circuit/1106648.html
This brings us to the question whether federal law supersedes state law, either in favor of Lehman Brothers or in favor of the SEC. Lehman Brothers relies on two provisions of the federal securities law, which it reads as saying that only “actual knowledge” of Pinez's violation would impair its security interest.
https://www.labaton.com/cases/lehman-brothers
The lead plaintiffs filed an Amended Complaint removing Lehman Brothers as a defendant and naming numerous underwriters as defendants. Lehman Brothers filed for bankruptcy on September 15, 2008. The defendants filed motions to dismiss all aspects of the case. The motions were fully submitted and the court heard oral argument on January 26, 2010.
https://www.dandodiary.com/2010/12/articles/subprime-litigation/some-questions-about-the-nyags-lehman-related-complaint-against-ey/
Dec 22, 2010 · The Complaint. The 32-page complaint alleges that between 2001 and September 2008, E&Y "facilitated" Lehman Brothers’ "massive accounting fraud." The complaint alleges that during that period E&Y earned over $150 million in compensation from Lehman, which allegedly was one of E&Y’s largest clients.
https://www.leagle.com/decision/infdco20110413984
Apr 13, 2011 · In this case, the Certificates were registered with the SEC under two shelf registration statements with base prospectuses filed by an affiliate of Lehman Brothers Holdings, Inc. 2 in August 2005 (amended in September 2005) and August 2006, pursuant to Rule 415 of the Securities Act. For each offering, Lehman filed also a pricing supplement to ...
https://www.nytimes.com/2015/04/16/business/dealbook/ernst-young-in-settlement-over-lehman-brothers.html
Apr 16, 2015 · The $10 million settlement resolves claims that Ernst helped Lehman engineer an accounting fraud in the months before its 2008 bankruptcy filing. ... Ernst & Young in Settlement Over Lehman Brothers.
http://securities.stanford.edu/filings-case.html?id=103580
Apr 21, 2005 · Henry Iurman v. Pension Fund of America L.C. et al. Case No. 05-21101. On April 28, 2005, a second related complaint was filed on behalf of the same putative class of PFA investors. Samuel Puterman v. Lehman Brothers, Inc. et al., Case No. 05-21169.
https://www.reuters.com/article/us-ernst-lehman-bros-idUSKBN0N61SM20150415
Apr 15, 2015 · Ernst & Young LLP will pay $10 million to settle a New York lawsuit accusing the accounting firm of helping Lehman Brothers Holdings Inc deceive investors in the years leading up to …
https://law.justia.com/cases/federal/district-courts/new-york/nysdce/1:2008cv05598/328200/177/
Rinehart v. Lehman Brothers Holdings, Inc. et al, No. 1:2008cv05598 - Document 177 (S.D.N.Y. 2011) case opinion from the Southern District of New York U.S. Federal District Court
https://www.wsj.com/articles/SB858442989453668500
In the amended complaint, filed in the U.S. District Court in Massachusetts, the SEC alleged Lehman has received about $4.24 million in proceeds from Mr. Pinez's sale and purchase of put and call ...
https://www.aboutlawsuits.com/lehman-brothers-class-action-1180/
Sep 26, 2008 · A Lehman Brothers class action suit has been filed on behalf of investors who purchased Lehman Preferred Series J stock shares issued between …
https://www.businessinsider.com/read-the-letter-a-lehman-employee-sent-out-saying-lehmans-books-are-cooked-2010-3
Read The Letter Lehman Brothers Whistle Blower Wrote ... must endeavor to ensure that information in documents that Lehman Brothers files with or submits to the SEC, or otherwise disclosed to the ...
https://www.morganlewis.com/blogs/mlbenebits/2016/06/lehman-brothers-wins-stock-drop-lawsuit
Lehman Brothers Wins Stock Drop Lawsuit . By ... 2015 decision by a US district court in New York to dismiss the complaint. Soon after Lehman Brothers declared bankruptcy in September 2008, the ESOP participants sued, claiming that ESOP fiduciaries breached their fiduciary duties under ERISA “by continuing to permit investment in Lehman stock ...
http://www.findingdulcinea.com/news/business/2009/march/Naked-Short-Selling-Cause-of-Lehman-s-End.html
Mar 21, 2009 · According to an article published on Bloomberg’s Web site on Thursday, the Securities and Exchange Commission released data showing that as of Sept. 11, 2008, “as many as 32.8 million shares in [Lehman Brothers] were sold and not delivered to buyers on time.” “That was a more than 57-fold increase over the prior year’s peak of 567,518 failed trades on July 30,” Bloomberg continued.
https://www.law.com/newyorklawjournal/almID/1202518198496/
Follow New York Law Journal ... In re: Lehman Brothers Securities, 09 MD 02017 (LAK) ... connected any misrepresentations or omissions in Lehman’s SEC filings to the SPD, it fails to state a ...
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