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https://en.wikipedia.org/wiki/Harry_Markopolos
Harry M. Markopolos (born October 22, 1956) is an American former securities industry executive and a forensic accounting and financial fraud investigator.. From 1999 to 2008, Markopolos uncovered evidence that suggested that Bernie Madoff's wealth management business was a huge Ponzi scheme.In 2000, 2001, and 2005, Markopolos alerted the U.S. Securities and Exchange Commission (SEC) of his ...Alma mater: Loyola College in Maryland (BA), …
https://www.sec.gov/files/oig-509-exec-summary.pdf
The second complaint was very specific and different versions were provided to the SEC in May 2000, March 2001 and October 2005. The complaint submitted in 2005 was entitled "The World's Largest Hedge Fund is a Fraud" and detailed approximately 30 red flags indicating that Madoffwas operating a Ponzi scheme, a scenario it described
https://www.rollingstone.com/politics/politics-news/why-didnt-the-sec-catch-madoff-it-might-have-been-policy-not-to-86356/
May 31, 2013 · The most recent contribution to the broadening canvas of dysfunction and incompetence surrounding the SEC is a whistleblower complaint filed by 56 ... the SEC, like Harry Markopolos or ...
http://content.time.com/time/business/article/0,8599,1877181,00.html
In a backhanded compliment, Markopolos said the SEC is a "bad regulator, but the best of a very sorry lot," though at one point he also suggested that it might be better to disband it or merge it with another agency. The bigger fix, he said, was to create one …
https://www.sec.gov/news/studies/2009/oig-509.pdf
The SEC Filed a Complaint against Avellino & Bienes for Selling Unregistered Securities, But the Complaint Did Not Allege Fraud and Did Not Assert Any Claims Against ... A. Markopolos Approached the SEC’s Boston Office in May 2000 with Evidence that Madoff was Operating a Ponzi
https://www.slideshare.net/hblodget/markopolos-madoff-complaint-presentation
Dec 17, 2008 · guestc03dde --I agree with you that greed lies at the heart of the Madoff affair --his greed and that of his investors, but I believe you should consider the potential effect of the death-penalty as a deterrent to those who are fully aware of their actions and persistently engage in such actions over an extensive period of time.
https://money.cnn.com/2009/02/04/news/newsmakers/madoff_whistleblower/
Feb 04, 2009 · Markopolos began contacting the SEC at the beginning of the decade to warn that Madoff was a fraud. ... according to the criminal complaint. Markopolos initiated his investigation after one of his ...
https://www.washingtonpost.com/business/economy/seven-sec-employees-disciplined-on-failure-to-stop-madoff-fraud/2011/11/10/gIQA3kYYCN_story.html
Nov 11, 2011 · The SEC’s disciplinary process with respect to the Madoff matter was concluded months ago, though one of the employees disciplined has appealed the action beyond the agency, Nester said.
https://scholarship.law.ufl.edu/cgi/viewcontent.cgi?article=1500&context=facultypub
documented opportunity was presented by Harry Markopolos. Markopolos was a financial analyst who, since 2000, had tried to get the SEC to investigate Madoff. 13 In a 19-page memorandum dated November 7, 2005, Markopolos provided the SEC a detailed 10.Cited by: 9
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
How to File Complaints and Report Fraud to the SEC by Craig McGuire The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation , according to the Commission’s mission statement posted online .Author: Craig Mcguire
https://kingworldnews.com/harry-markopolos/
Jun 24, 2017 · Harry Markopolos: Whistleblower & Financial Fraud Investigator - After Harry Markopolos became an international hero for taking down Bernie Madoff’s $65 billion Ponzi scheme in 2009, Markopolos gave King World News an exclusive interview. Markopolos then gave King World News an exclusive in 2011 when he exposed the stunning corruption and theft that were taking place at Bank of …
https://www.gurufocus.com/news/144150/2005-letter-to-the-sec-from-harry-markopolos-explaining-that-bernie-madoffs-hedge-fund-is-a-fraud/affid/81000
Aug 31, 2011 · 2005 Letter to the SEC from Harry Markopolos Explaining that Bernie Madoff’s Hedge Fund Is a Fraud, release date:Aug 31, 2011. 2005 Letter to the SEC from Harry Markopolos Explaining that Bernie Madoff’s Hedge Fund Is a Fraud, release date:Aug 31, 2011 ...
http://www.freerepublic.com/focus/news/2178285/posts
Feb 04, 2009 · A wrinkle in the case is the complaint dating back nine years to the SEC by a securities industry executive named Harry Markopolos. He contacted the agency’s Boston office in May 1999, telling SEC staff they should investigate Madoff because it was impossible for the kind of profit he was making to have been gained legally.
https://www.marketwatch.com/story/inspector-secs-madoff-probes-were-incompetent-2009-09-02
Sep 02, 2009 · Inspector: SEC botched investigation of Madoff scam ... Officials at the Northeast office expressed skepticism about the information in the complaint, complaining that Markopolos was not a …
https://money.cnn.com/2009/02/06/news/newsmakers/markopolos_sec/
Feb 06, 2009 · Harry Markopolos, the fraud investigator who was repeatedly rebuffed by the Securities and Exchange Commission in his efforts to blow the whistle …
https://www.econcrises.org/2017/04/20/bernard-l-madoff-investment-securities-2008-2009/
2000: Markopolos files a complaint with the Boston office of the SEC, but the SEC does not act on the complaint. 2001: Markopolos sends another report to the SEC and offers to go undercover to attempt to acquire evidence that Madoff is committing fraud. The SEC does not act on this report.
https://www.coursehero.com/file/p5u6595q/What-happened-to-each-co-conspirator-Refer-to-httpwwwfbigovnewyorkpress/
28. Markopolos filed several complaints with the SEC. Briefly discuss each of the four complaints and the reason why the SEC did not investigate each complaint. What major events in the financial markets coincided with the timing of Markopolos’ filings? 29. Per Frank DiPascali’s testimony, what did Bernie do when the SEC auditors came to perform an investigation?
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=41130660
Markopolos explained his analysis presented in the 2000 complaint at a meeting at the SEC's Boston office and encouraged the SEC to investigate Madoff. After the meeting, both Markopolos and an SEC staff accountant testified that it was clear that the BDO's Assistant District Administrator did not understand the information presented.
http://online.wsj.com/public/resources/documents/041911secmadoffdismissal.pdf
In March 2001, Markopolos filed a second complaint with the SEC's Boston . office regarding Madoffs returns versus the S&P . 500. iliL ~ 52.) This complaint contained . evidence and analysis in addition to that presented by Markopolos' May 2000 complaint. (lQ, ~~ 52-53.) The March 2001 complaint was forwarded to the New York office, which promptly
https://www.businessinsider.com/2008/12/busting-bernie-madoff-one-mans-10-year-crusade
Dec 17, 2008 · The efforts private-investigator Harry Markopolos went to to persuade the SEC that Bernie Madoff was running a gigantic Ponzi scheme. ... Markopolos Madoff Complaint.
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