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https://www.sec.gov/litigation/complaints/2011/comp22106.pdf
By virtue ofthe conduct alleged in this complaint, Ribotsky and NIR, directly or indirectly, singly or in concert, have engaged in and are engaged in transactions, acts, practices, or courses ofbusiness that constitute violations of Section 17(a) ofthe Securities Act of 1933
https://www.sec.gov/litigation/litreleases/2011/lr22106.htm
Sep 28, 2011 · The SEC’s complaint charges Ribotsky and NIR with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2) and 206(4) of the Investment Advisers Act …
https://www.forbes.com/sites/nathanvardi/2011/09/28/sec-accuses-corey-ribotsky-of-defrauding-investors-in-876-million-hedge-fund/
Sep 28, 2011 · In its 36-page complaint, filed in federal court in Brooklyn, the SEC claims that Ribotsky lied to investors in his AJW family of hedge funds to hide the fact that its PIPE trading strategy was ...
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=128242032
Edward Bronson / Corey Ribotsky follow up That claim by Bronson that the liquidator for the NIR Group/AWJ Offshore Bankruptcy case was coming after him for $150 million had me curious so I did a little more digging.
https://ericnoveshen.wordpress.com/2016/02/11/how-ribotsky-and-the-purchaserkept-nirs-ajw-fund-fraud-alive/
Feb 11, 2016 · A recent blog sited a 2011 SEC complaint against the NIR Group and Corey Ribotsky. Part of the complaint stated Ribotsky "entered into a multi-million dollar transaction with the Purchaser and his entities that was clearly not in the best interest of the AJW Funds." The complaint further states, "Prior to entering into the debenture transactions in…
https://ericnoveshen.wordpress.com/tag/sec-v-the-nir-group/
A recent blog sited a 2011 SEC complaint against the NIR Group and Corey Ribotsky. Part of the complaint stated Ribotsky “entered into a multi-million dollar transaction with the Purchaser and his entities that was clearly not in the best interest of the AJW Funds.”
https://www.investmentnews.com/sec-charges-long-island-investment-adviser-39213
Sep 28, 2011 · According to the SEC’s complaint, Mr. Ribotsky, through his firm The NIR Group, managed as much as $876 million in four hedge funds investing in private investments in …
https://onwallstreet.financial-planning.com/news/long-island-based-hedge-fund-manager-in-secs-crosshairs
Sep 29, 2011 · A Long Island-based investment advisor repeatedly lied to investors to conceal the fact that his PIPE investment and trading strategy was failing during the financial crisis and stole more than $1 million in client assets to buy personal luxury items including a Lexus, a Mercedes and a Rolex watch, according to the SEC.Author: Larry Barrett
https://www.hedgeweek.com/2011/10/04/132901/corey-ribotsky-and-nir-group-respond-sec-complaint
Corey Ribotsky and the NIR Group respond to SEC complaint. ... Rather, the SEC’s complaint focuses on an alleged misappropriation of approximately USD1 million dollars against the backdrop of a fund that had in excess of USD800 million in total assets in addition to …
https://www.fa-mag.com/news/sec-accuses-long-island-hedge-fund-manager-of-fraud--8510.html
Gerstman claims the remainder of the SEC's complaint "cherry picks" emails from 2007 and 2008 in an attempt to allege that NIR and Mr. Ribotsky mislead a very small number of investors or ...
https://buckleyfirm.com/wp-content/uploads/2013/03/SEC-v.-NIR-Group-EDNY-3-24-13.pdf
The SEC brought this action against defendants NIR Group, LLC and Corey Ribotsky (collectively, “defendants”) and another former NIR employee, Daryl Dworkin (since terminated from this action), for allegedly defrauding investors in connections with securities transactions. See Complaint, DE [1]. Most of the ensuing proceedings are not ...
https://www.crainsnewyork.com/article/20111009/SUB/310099962/feds-say-hedge-fund-star-made-it-up
Corey Ribotsky's meteoric rise leaves a trail of ruined backers in its wake ... Mr. Ribotsky didn't return calls for comment, though his office has released a response to the SEC complaint. Still ...
https://wallstreetsmostwanted.blogspot.com/2011/09/sec-charges-corey-ribotsky-and-his-firm.html
Sep 07, 2011 · SEC Charges Corey Ribotsky and his firm The NIR Group LLC with Fraud Involving PIPE Transactions. ... According to the SEC’s complaint, NIR’s strategy of investing in distressed and start-up companies began to show signs of failure by mid-to-late 2007. Many of the distressed companies to which the AJW Funds had made loans were by then ...
https://www.bloomberg.com/news/articles/2011-09-28/sec-sues-nir-s-ribotsky-for-stealing-1-million-from-clients
Sep 29, 2011 · Bloomberg the Company & Its Products Bloomberg Anywhere Remote Login Bloomberg Anywhere ... SEC Sues NIR’s Ribotsky for Stealing $1 ... the …
https://www.wittenberglawyers.com/2011/10/03/sec-charged-ribotsky-and-the-nir-group-llc-a-long-island-based-investment-advisor-with-fraud-and-misappropriation-of-funds/
Oct 03, 2011 · The SEC alleged violations under the Securities Act of 1933, Securities Exchange Act of 1934, and the Investmrent Advisers Act of 1940. The SEC filed the case in federal court in New York. According to the complaint, Ribotsky is the sole managing member of the unregistered investment advisory firm called The NIR Group, LLC (“NIR”).
https://www.offshorealert.com/corey-ribotsky-daryl-dworkin-ajw-funds-fraud-lawsuit.aspx
First Amended Complaint in U. S. Securities and Exchange Commission v. Corey Ribotsky, Daryl Dworkin, and The NIR Group, LLC at the U. S. District Court for the Eastern District District of New York.
https://libn.com/2011/09/28/sec-charges-li-adviser-with-hedge-fund-fraud/
Sep 28, 2011 · Home / News / Finance / SEC charges LI hedge fund adviser with fraud. ... According to the SEC’s complaint filed in ... The SEC alleges that Ribotsky made false and misleading statements to ...
https://www.hedgeweek.com/2011/09/30/132532/sec-charges-long-island-based-hedge-fund-manager-fraud-involving-pipe-transactions
The SEC’s complaint charges Ribotsky and NIR with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and Sections 206(1), 206(2) and 206(4) of the Investment Advisers Act of 1940 and Rule 206(4)-8 thereunder.
https://www.wsj.com/articles/SB10001424052970204138204576599073987928888
The SEC filed its civil complaint against Mr. Ribotsky, his firm and Daryl Dworkin, a former NIR analyst who last year pleaded guilty to federal prosecutors' allegations of securities fraud tied ...
https://www.forbes.com/2009/07/24/nir-group-corey-ribotsky-business-wall-street-hedge-fund.html
Jul 24, 2009 · The Securities & Exchange Commission today subpoenaed NIR Group, the Long Island hedge fund firm run by Corey Ribotsky, in an investigation focusing on …
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