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https://www.sec.gov/litigation/complaints/2008/comp20810.pdf
MARK CUBAN, .'" JURY TRIAL 3 1 *, . Defendant. COMPLAINT Plaintiff Securities and Exchange Commission ("Commission") alleges as follows: SUMMARY OF ALLEGATIONS 1. The Commission charges Defendant Mark Cuban ("Cuban") with committing securities fraud by engaging in illegal insider trading. Despite agreeing in June 2004 to keep
https://corpgov.law.harvard.edu/2019/04/11/the-sec-v-mark-cuban/
Apr 11, 2019 · The SEC’s case against Cuban raises questions focusing on the scope of this nation’s insider trading laws, the strategic litigation decisions made, the significant costs of defending one’s good reputation, and the proper limits of governmental prosecutorial discretion. This book addresses many of the complexities of this litigation saga.
https://www.washingtonpost.com/news/business/wp/2016/03/16/mark-cuban-takes-his-grudge-against-the-sec-to-the-supreme-court/
Mar 16, 2016 · “Mark Cuban is a successful businessman and investor who defeated an attempt by the [SEC] to sanction him as an ‘insider trader’ based on an incorrect legal theory and defective facts ...
https://www.forbes.com/2008/11/17/cuban-sec-text-biz-wall-cx-1117cubantext.html
Nov 17, 2008 · The commission charges defendant Mark Cuban with committing securities fraud by engaging in illegal insider trading.
https://www.huffpost.com/entry/mark-cuban-insider-tradin_n_144320
Dec 18, 2008 · The Commission's complaint seeks to permanently enjoin Cuban from future violations of the federal securities laws, disgorgement (with prejudgment interest), and a financial penalty. Download Calling all HuffPost superfans!
https://www.sec.gov/litigation/litreleases/2008/lr20810.htm
The Commission's complaint seeks to permanently enjoin Cuban from future violations of the applicable provisions of the federal securities laws, disgorgement (with prejudgment interest thereon), and a civil penalty.
https://corpgov.law.harvard.edu/2009/02/05/sec-vs-mark-cuban/
The SEC complaint essentially alleges that Mark Cuban committed insider trading when, according to the complaint, he sold stock in a company ( Mamma.com) in which he was a large shareholder (but not a director or officer) after receiving material, non-public information from the company.
http://sharesleuth.com/short-takes/2008/11/the_sec_and_mark_cuban
Nov 17, 2008 · RE: SEC Civil Action in the United States District for the Northern District of Texas, Dallas Division. Mark Cuban today responded to a civil complaint filed by the United States Securities and Exchange Commission in the United State District for the Northern District of Texas, Dallas Division.
https://www.sec.gov/news/press/2008/2008-273.htm
The complaint alleges that Cuban violated Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Commission's complaint seeks to permanently enjoin Cuban from future violations of the federal securities laws, disgorgement (with prejudgment interest), and a financial penalty.
https://www.sec.gov/foia/docs/oig-511.pdf
On January 30, 2009, complainant Mark Cuban, through his counsel at the law firm Dewey & LeBoeuf, filed a complaint with the Securities and Exchange Commission ("SEC" or "Commission") Office of Inspector General ("OIG"), outlining various allegations of misconduct by the SEC Division of Enforcement ("Enforcement") staff.
https://caselaw.findlaw.com/us-5th-circuit/1538918.html
Sep 21, 2010 · The SEC brought this suit against Cuban alleging he violated Section 17(a) of the Securities Act of 1933, 1 Section 10(b) of the Securities Exchange Act of 1934, 2 and Rule 10b-5 3 by trading in Mamma.com stock in breach of his duty to the CEO and Mamma.com-amounting to insider trading under the misappropriation theory of liability.
https://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2008.shtml
Litigation Releases Archives 2008. Archive of older Litigation Releases available include: Fourth Quarter ... Mark Cuban See also: Complaint in this matter: LR-20809: Nov. 14, 2008: Michael W. Crow, et al. LR-20808: ... Complaint SEC v. Kelly et al. Complaint SEC v. Colburn et al. LR-20585:
https://www.reuters.com/article/us-sec-markcuban-idUSTRE4AG5IM20081117
Nov 17, 2008 · Mark Cuban, owner of the Dallas Mavericks basketball team, was charged with insider trading in the shares of search engine company Mamma.com, the Securities …
https://www.casebriefs.com/blog/law/business-associations/business-associations-keyed-to-hamilton/rule-10b-5-insider-trading-and-securities-fraud/securities-and-exchange-commission-v-cuban/
Memorandum Opinion and Order:  In the court’s prior ruling, the SEC (Plaintiff) was given 30 days to file an amended complaint that included a well-pleaded claim that Cuban (Defendant) took on a duty, explicitly or indirectly, not to trade on or otherwise use material, nonpublic information about the PIPE offering. The Plaintiff has notified the court that it does not intend to file an amended complaint. …
https://www.wired.com/2008/11/sec-charges-mar/
The Securities and Exchange Commission has charged Dallas Mavericks owner and internet entrepreneur Mark Cuban with insider trading. The complaint claims that in …
http://www.thesmokinggun.com/documents/crime/mark-cuban-charged-insider-trading
NOVEMBER 17--Mark Cuban, the controversial owner of the Dallas Mavericks basketball team, was charged today with insider trading in connection with the sale of his entire stake in an Internet search e
https://www.bloomberg.com/news/articles/2013-10-16/billionaire-mark-cuban-found-not-liable-in-sec-lawsuit
Oct 18, 2013 · The U.S. Securities and Exchange Commission was handed a high-profile loss in a low-stakes case with Mark Cuban’s trial lawyers outmaneuvering those for the regulator.
https://www.broadcastingcable.com/news/sec-charges-mark-cuban-insider-trading-85421
Nov 17, 2008 · According to the complaint, filed in a U.S. District Court in Texas, Cuban was charged with selling 600,000 shares of Internet search engine company mamma.com stock based on …Author: John Eggerton
https://docs.justia.com/cases/federal/district-courts/texas/txndce/3:2008cv02050/181835/73
The limited discovery the SEC has provided so far confirms that a) the SEC misled this Court when it asserted in its Complaint that Mr. Cuban had "agreed" to keep information confidential, and b) the SEC enforcement staff engaged in conduct that would meet anyone's reasonable definition of inappropriate behavior, evidencing an animus and bias ...
https://www.mondaq.com/unitedstates/Finance-and-Banking/72360/The-SEC-v-Mark-Cuban-Insider-Trading-Case
Jan 13, 2009 · On November 17, 2008, the U.S. Securities and Exchange Commission (SEC) filed a civil complaint against entrepreneur and Dallas Mavericks' owner Mark Cuban alleging that he engaged in insider trading in 2004.Author: Stephen Older
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