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https://www.sec.gov/litigation/litreleases/2009/lr21141.htm
Jul 20, 2009 · sec charges medical capital with $77 million offering fraud On July 16, 2009, the Securities and Exchange Commission filed an emergency court action to halt a $77 million offering fraud perpetrated by defendants Medical Capital Holdings, Inc. ("MCHI"), Medical Capital Corporation ("MCC"), Medical Provider Funding Corporation VI ("MP VI ...
https://www.sec.gov/divisions/enforce/claims/medicalcapitalholdings.htm
Medical Capital Holdings, Inc., et al. On August 3, 2009, the SEC obtained a temporary restraining order and asset freeze to halt an ongoing offering fraud allegedly perpetrated by Sidney M. Field and Joseph J. Lampariello and their companies, Medical Capital Holdings, Inc., Medical Capital Corporation (MCC) and Medical Provider Funding Corporation VI (MP VI).
https://www.law360.com/articles/151943/sec-fraud-claims-against-medical-capital-execs-nixed
A federal judge has dismissed the claims against two defendants in the U.S. Securities and Exchange Commission's lawsuit alleging health care provider financing firm Medical Capital Holdings Inc ...Author: Shannon Henson
http://www.securitiesarbitration.com/medical-capital-holdings.php
Medical Capital Holdings and Provident Asset Management. On July 16, 2009, the Securities and Exchange Commission charged Medical Capital Holdings Inc. of Tustin, Calif., with fraud in the sale of $77 million of private securities in the form of notes.
https://www.law360.com/articles/730530/ex-medcap-ceo-reaches-deal-with-sec-over-ponzi-scheme
The SEC filed its suit against Field, Lampariello, MCHI and affiliates Medical Capital Corp. and Medical Provider Funding Corp. VI in July 2009, alleging they committed securities fraud in the ...Author: Carmen Germaine
https://www.law.du.edu/d7/corporate-governance/sec-and-governance/sec-v-medical-capital-holdings-inc
SEC v. Medical Capital Holdings Inc. Notice of Motion and Motion to Dismiss Filed by Defendants Field and Lampariello. Notice of Motion and Motion to Dismiss First Amended Complaint Filed by Defendants Field and Lampariello. Plaintiff Complaint for Violations of the Federal Securities Laws.
https://www.bizjournals.com/southflorida/news/2019/11/29/sec-accuses-south-florida-company-of-penny-stock.html
Nov 29, 2019 · According to the SEC complaint, NIT Enterprises, a genetics research and development company, received $4.9 million from investors between 2015 …Author: Ashley Portero
http://www.medicalcapitalreceivership.com/
When complex litigation requires the services of a court-appointed neutral third party, no one brings more practical business expertise to the table than Thomas Seaman Company.
https://www.prnewswire.com/news-releases/kik-answers-sec-complaint-300897681.html
The SEC had access to over 50,000 documents and took testimony from nearly 20 witnesses prior to filing its Complaint, yet is unable to make the case that Kik's token sale violated the securities ...
https://www.secsports.com/
The Florida men and Tennessee women are the winners of the 2020 SEC Swimming & Diving Championships. Read More . 1:58. Lady Vols survive against in-state rival Vanderbilt. 1 day ago. Vanderbilt pushes Tennessee to the brink of a loss, but the Lady Vols survive 67-63, thanks to a double-double from Rennia Davis (18 points, 10 rebounds).
https://www.law.du.edu/documents/corporate-governance/sec-and-governance/medical/Notice-of-Motion-and-Motion-to-Dismiss-Filed-by-Defendants.pdf
SEC has failed to amend its Complaint to provide the requisite specificity to its allegations against the Individual Defendants as required by governing case law. 1 The SEC, in addition to the Individual Defendants, also has named Medical Capital Holdings, Inc., and Medical Capital Corporation, and Medical Provider Funding
https://www.greeleytribune.com/news/local/sec-sues-former-broker-guyette/
Apr 25, 2011 · Guyette said he plans to refute the SEC complaint, which he received over the weekend. FINRA is investigating a claim in August 2010 that Guyette sold $2 million in securities in Medical Capital, earning more than $70,000 in commissions.
http://securities.stanford.edu/filings-documents/1043/MCHI00_01/2009918_f01c_0901084.pdf
8 Injunction Order in the SEC action, Plaintiffs have not asserted claims in this Complaint 9 against Medical Capital Holdings, Inc. ("MCH"), Medical Capital Corporation ("MCC"), 10 any subsidiaries or affiliates of MCH or MCC, Sidney M. Field or Joseph J. Lampariello. 11 INTRODUCTION 12 1.
https://www.espn.com/college-sports/story/_/id/28577526/medical-board-complaint-filed-ohio-state-president
Jan 27, 2020 · COLUMBUS, Ohio -- One of the men alleging sexual abuse by now-dead Ohio State team doctor Richard Strauss says he has filed two related complaints with …
https://www.velaw.com/insights/a-new-sec-focus-on-short-activism-activist-hedge-fund-lemelson-capital-charged-with-unlawful-short-attack/
Oct 08, 2018 · The SEC is also seeking a monetary penalty. In response, Lemelson has denied the allegations, accusing the SEC of bringing the complaint in “an effort to destroy the reputation of a whistleblower, who provided factually accurate and critical information concerning an alleged massive multi-year accounting fraud at Ligand Pharmaceuticals.”
https://www.finra.org/media-center/actions-resulting-referrals-federal-and-state-authorities
Number Date Title 34-86690 August 15, 2019 SEC Charges Swiss Pharmaceutical Executive with Insider Trading
http://www.securitiesarbitration.com/sec-halts-massive-offering-fraud-medical-capital.php
SEC Halts Massive Offering Fraud - Medical Capital. On August 3, 2009, the Securities and Exchange Commission obtained an emergency court order halting a $77 million offering fraud perpetrated by defendants Medical Capital Holdings, Inc. ("MCHI"), Medical Capital Corporation ("MCC"), Medical Provider Funding Corporation VI ("MP VI"), Sidney M. Field, and Joseph J. Lampariello.
http://www.businessinsurance.com/article/19980913/ISSUE01/10006107/sec-accuses-three-of-fraud
Sep 13, 1998 · The SEC complaint, filed earlier this month, says convicted felon Pete J. Buffo and two other men sold the notes, purportedly to finance companies in …
http://www.sec.gov.ph/public-information-2/sec-issuances/securities-and-exchange-commission-decisions/
SEC En Banc Case No. 08-17-429 In re: Urgent petition for the issuance of a take over order pursuant to Article X Section 8 and 9 of the CMIC rules, in relation to rule 33.1(D)2 of the 2015 IRR of the securities regulation code, against DW Capital, Inc. Capital Markets Integrity Corporation, Petitioner.
https://atozmarkets.com/news/us-sec-charges-crypto-scammer/
Feb 12, 2020 · Eric I. Bustillo, director of the SEC’s regional office in Miami, explained this fraudulent scheme: “As we alleged in our complaint, Ackerman attracted investors, including many in the medical profession. He falsely made them believe that he was making extraordinary profits through his …
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