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https://www.sonnlaw.com/investigations/history-complaints-securities-america-inc/
What current and prospective clients should know about complaints and regulatory actions against Securities America Inc. Based in La Vista, Nebraska, Securities America Inc. (CRD#: 10205) is a broker-dealer that is registered to operate in all 50 US states along with the District of Columbia and Puerto Rico.The firm was founded in 1984 and now manages money for more than 300,000 customers.
https://www.securitiesamerica.com/
Securities America and Securities America Advisors welcome Ralph “Kirk” Teppe, CFF®! Kirk, owner of Teppe Financial Services in West Chester, Ohio, oversees more than $17 million in total client assets. A 30-year financial industry veteran, he today serves individuals, families, small businesses and retirees.
https://www.glassdoor.com/Reviews/Securities-America-Reviews-E27318.htm
55 Securities America reviews. A free inside look at company reviews and salaries posted anonymously by employees.4/5(55)
https://brokercheck.finra.org/Firm/Summary/10205
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
https://www.stopbrokerfraud.com/news/securities-america/
Fitapelli Kurta is investigating nationwide complaints and lawsuits against Securities America. Securities America is a national broker dealer registered with the Financial Industry Regulatory Authority, or FINRA. The firm has been a member firm since November 3, 1981, …
https://www.securitiesamerica.com/contact-us
Securities America has knowledgeable consultants throughout the United States. If you would like to have a confidential conversation about making a broker-dealer change, please contact your regional representative or call us today. 800-747-6111
https://www.bbb.org/us/ny/williamsville/profile/financial-services/securities-america-0041-24002093
See BBB rating, reviews, complaints, request a quote & more. Better Business Bureau ... Securities America Financial Services. Financial Planning Services And All Investments. 25 California Drive.
https://www.bbb.org/us/ne/la-vista/profile/financial-planning-consultants/securities-america-financial-corporation-0714-105000069
Securities America Financial Corporation Financial Planning Consultants. This is a multi-location business. Find a location. ... BBB asks third parties who publish complaints, reviews and/or ...
https://www.stopbrokerfraud.com/news/securities-america-70-customer-and-regulatory-complaints/
Apr 05, 2019 · Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 3, 2019 indicate that Nebraska-based broker-dealer firm Securities America has received more than 70 complaints from customers and regulatory authorities.
https://files.brokercheck.finra.org/firm/firm_10205.pdf
SECURITIES AMERICA, INC. SEC# 10205 8-26602 Main Office Location Mailing Address Business Telephone Number Doing business as SECURITIES AMERICA, INC. 402/399-9111 Regulated by FINRA Kansas City Office 12325 PORT GRACE BLVD. LAVISTA, NE 68128 P. O. BOX 460001 PAPILLION, NE 68046-0001 Other Names of this Firm Name Where is it used
https://riabiz.com/a/2011/8/3/three-advisors-tell-why-they-fled-securities-america-for-commonwealth
Aug 03, 2011 · Three former Securities America advisors with total assets of more than $400 million have fled the troubled firm to the safe haven of Commonwealth Financial Network.. Industry veterans Tom Hine, 50, principal of Glastonbury, Conn.-based Capital Wealth Management LLC; Rick Tonkinson, 56, founder and managing partner of Miami-based Tonkinson Financial; and John L. Smallwood, 43, …
http://www.investorprotection.com/investment-firms/securities-america/
Securities America is an Omaha, Neb.-based brokerage. Its parent company is Ameriprise Financial, based in Minneapolis. Securities America and Ameriprise are both named as defendants in a class action lawsuit, which claims the companies violated Nebraska securities law.
https://www.yelp.com/biz/securities-america-la-vista-2
May 15, 2019 · 2 reviews of Securities America "When my father was recently divorced, I helped him split his IRA with his ex-wife. She used Securities America for the IRA, so splitting it and keeping it here seemed simple. It *WAS* simple to split it, but his…1/5(2)
https://www.peopleclaim.com/complaint-history/securities-america-inc-trenton-nj-834771
Complaint against Securities America Inc? View complaint history and get your dispute resolved quickly. ... their response to complaints filed by PeopleClaim users. Higher ratings generally reflect a history of constructively responding to all complaints filed through our system, or no history of claims filed against the company through ...
https://www.financial-planning.com/news/ex-securities-america-advisor-pleads-guilty-to-wire-fraud
Although he only acted as a registered representative of Securities America for seven months — using the name of his former college roommate to do so — he racked up numerous complaints along ...
https://www.financial-planning.com/news/securities-america-files-for-arbitration-in-may-lawsuit
Securities America failed to detect or follow up on suspicious conduct by May dating as far back as 2003 and continuing for 15 more years, according to the lawsuit. The negligence enabled May to ...
https://www.sec.gov/litigation/admin/2018/ia-4876.pdf
Securities America Advisors Inc. (“SAA”), a Nebraska corporation based in La Vista, Nebraska, has been registered with the Commission as an investment adviser since 1994. SAA is a wholly-owned subsidiary of Securities America Financial Corporation (“SAFC”).
https://www.indeed.com/cmp/Securities-America/reviews
Securities America was a great employer and I enjoyed my time there. I had to move to take care of family in another state so I am leaving for that reason only. Highly recommended if seeking a career in the financial industry.3.6/5(55)
https://www.glassdoor.com/Reviews/Securities-America-Reviews-E27318_P5.htm
Highly recommend Securities America! Cons i don't really have many complaints. it was the first job out of college and i really enjoyed it. i was an assistant and had a great experience.5/5(55)
https://www.ripoffreport.com/reports/the-securities-institute-of-america-inc/internet/the-securities-institute-of-america-inc-please-dont-fall-victim-to-the-company-in-help-915639
Jul 22, 2012 · hi i am became a victim of the securities institute of america, inc. i felt strongly that this company was going to help me pass my exam for the first time. so i placed my order online and after a few days or about 1 week i got my materials. i studied for 2 months straight. i took several exams after each chapter in the book and online. in 2 ...
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