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https://www.sec.gov/complaint/select.shtml
May 12, 2017 · Submit a matter to the Ombudsman if you have a concern about the SEC or a self-regulatory organization (SRO) the SEC oversees, or if you have a question about securities law and policy that you would like to discuss confidentially
https://www.sec.gov/oiea/Complaint.html
Investor Complaint Form You may use this form to send your complaint to the SEC. Although we use secure socket layer encryption, do not hesitate to print this form and send it by mail or fax if you have any concerns about security.
http://theshareholderactivist.com/shareholder-policies-investor-regulations/how-to-file-complaints-and-report-fraud-to-the-sec/
The mission of the U.S. Securities and Exchange Commission is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation, according to the Commission’s mission statement posted online.Author: Craig Mcguire
Sep 20, 2017 · Fraudulent or unregistered offer or sale of securities, including things like Ponzi schemes; Pyramid schemes ; High-Yield Investment Programs; Theft or misappropriation of funds or securities; Manipulation of a security's price or volume ; Insider trading
https://www.investor.gov/introduction-investing/general-resources/news-alerts/alerts-bulletins/investor-bulletins-48
OIEA will inform you when it receives your complaint and will note the file number assigned to your complaint. You should reference this file number when contacting OIEA. To provide the SEC with information about fraud or wrongdoing involving potential violations of the federal securities laws, use the Tips, Complaints and Referrals Portal.
https://www.usa.gov/federal-agencies/securities-and-exchange-commission
The Securities and Exchange Commission oversees securities exchanges, securities brokers and dealers, investment advisors, and mutual funds in an effort to promote fair dealing, the disclosure of important market information, and to prevent fraud.
https://www.investor.gov/additional-resources/news-alerts/alerts-bulletins/investor-bulletin-investor-complaints
Apr 19, 2017 · The SEC’s Office of Investor Education and Advocacy (OIEA) is issuing this Investor Bulletin to inform investors about how OIEA handles investor complaints and other ways investors may be able to resolve a securities-related dispute.
The Ombudsman will listen to your inquiries, complaints, and issues, review the information you provide, and help identify procedures, options, and resources. The Ombudsman is also available to clarify certain SEC decisions, policies, and practices, and serve as an alternate channel of communication between retail investors and the SEC.
http://www.sec.gov.ph/lending-companies-and-financing-companies/complaints/
Endorse your complaint to other departments in the Commission, e.g., Enforcement and Investor Protection Department (EIPD), Markets and Securities Regulation Department (MSRD), etc. Furnish the financing company or lending company with a copy of your complaint for its answer/comment
https://www.finra.org/investors/have-problem/file-complaint/complaint-center
It contains information on what we will do with your complaint, your legal rights and options you have for resolving your complaint. Review our Questions to Ask . There can be no assurances that any action taken by FINRA will result in a payment or return of funds or securities to you even where formal disciplinary actions are taken and ...
https://www.investopedia.com/terms/s/sec.asp
The U.S. Securities and Exchange Commission (SEC) is an independent federal government agency responsible for protecting investors, maintaining fair and orderly functioning of the securities markets, and facilitating capital formation.
http://www.sec.gov.ph/contact-us/
HEAD OFFICE Secretariat Building, PICC Complex, Roxas Boulevard, Pasay City, 1307 Message Us: i-Message Mo Trunk Line No.: 8818-0921
SEBI Complaints Redress System : Register Complaints online. Securities and Exchange Board of India (SEBI) has a new mechanism in place to improve investor grievance redressal significantly. e-Lodging of complaints through SCORES. Save time. Avoid making physical complaints. Lodge your complaint through SCORES. Get electronic notification ...
http://www.sec.gov.ph/message-us-4/
Contact UsCall Us Visit Us Message Us 2019Notice_iMessage The i-Message Mo is a web-based online application for lodging of public messages such reports on Fraudulent Transaction or Possible Violation, Inquiry, Feedback, Follow-up, and among others. This facility is an alternative venue where the investors, complainants, requestors and others are able to follow-up their queries, complaints ...
https://www.peopleclaim.com/complaint-history/securities-and-exchange-commission-birmingham-al-199889
Complaint against Securities and Exchange Commission? View complaint history and get your dispute resolved quickly. No lawyers. No filing fees. 100% online. PeopleClaim.com
https://en.wikipedia.org/wiki/U.S._Securities_and_Exchange_Commission
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government.The SEC holds primary responsibility for enforcing the federal securities laws, proposing securities rules, and regulating the securities industry, which is the nation's stock and options exchanges, and other activities and organizations, including the electronic securities ...Agency executive: Jay Clayton, Chairman
https://sec.gov.gh/file-a-complaint/
Dec 18, 2018 · File a Complaint to the Securities and Exchange Commission Ghana - SEC Ghana. Please complete the online form for our action.
https://www.cysec.gov.cy/en-GB/complaints/how-to-complain/
Please kindly note that the Cyprus Securities and Exchange Commission (the ‘CySEC’) does not have restitution powers and therefore does not investigate individual complaints.However all complaints submitted to the CySEC are taken into consideration by the CySEC in …
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