Spartan Capital Complaints

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Spartan Capital Securities Reviews Glassdoor

    https://www.glassdoor.com/Reviews/Spartan-Capital-Securities-Reviews-E355225.htm
    Glassdoor has 54 Spartan Capital Securities reviews submitted anonymously by Spartan Capital Securities employees. Read employee reviews and ratings on Glassdoor to decide if Spartan Capital Securities is right for you.5/5(38)

Spartan Capital Securities complaint Archives Rex ...

    https://blog.rexsecuritieslaw.com/tag/spartan-capital-securities-complaint/
    Oct 14, 2019 · October 2019- NYC, NY. According to publicly available records Albert Foronda. (CRD#5737620 , a stockbroker currently registered with Spartan Capital Securities, disclose a prior customer dispute and 2 pending customer dispute. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms.

Spartan Capital Holdings Better Business Bureau® Profile

    https://www.bbb.org/us/ny/new-york/profile/investment-management/spartan-capital-holdings-0121-127874
    See BBB rating, reviews, complaints, & more. Better Business Bureau ... Spartan Capital Holdings Investment Management. 45 Broadway # 902. New York, NY 10001 (212) 293-0116.

Spartan Capital Holdings Reviews, Complaints ... - Revdex.com

    https://www.revdex.com/reviews/spartan-capital-holdings/1526524
    Spartan Capital Holdings consumer reviews, complaints, customer service. Customer service contacts and company information.

Spartan Capital Securities Full Financial Services Firm

    https://spartancapital.com/
    SPARTAN CAPITAL PRIVATE WEALTH MANAGEMENT LLC. Achieving financial independence is a key goal for many investors, and the first step towards reaching this goal is developing a …

Spartan Capital Securities Reviews Glassdoor

    https://www.glassdoor.com/Reviews/Spartan-Capital-Securities-Reviews-E355225_P2.htm
    Pros. I have supported the CEO at Spartan Capital for the past 8 years. Overall, this is a great place to work. The firm has been very supportive of my individual growth, encouraging me to acquire numerous securities licenses and allowing me to spend time in various departments to …5/5(38)

Spartan Capital Securities - Investing - 45 Broadway ...

    https://www.yelp.com/biz/spartan-capital-securities-new-york-2
    Jan 23, 2013 · 1 review of Spartan Capital Securities "In 2008 Mr. Jeff Snyder ([email protected]) of Spartan Capital Securities LLC (45 Broadway 9th Floor, New York NY 10006) assumed personal responsibility for the management of my $29,000 Roth IRA…1/5(1)

SEC Sues Mattera, Others In Alleged Investment Scam

    https://www.forbes.com/sites/deborahljacobs/2011/11/17/sec-sues-to-stop-latest-mattera-investment-scam/
    Nov 17, 2011 · The SEC’s complaint alleges that Spartan Capital solicited investments by phone, word of mouth, and advertisements on professional networking website LinkedIn. ...Author: Deborah L. Jacobs

Ripoff Report > SPARTAN CAPITAL GROUP L Review ...

    https://www.ripoffreport.com/reports/spartan-capital-group-llc/middletown-ny-10940/spartan-capital-group-llc-stole-from-my-account-middletown-ny-1467838
    Nov 20, 2018 · Ripoff Report on: SPARTAN CAPITAL GROUP LLC - Spartan capital group llc stole from my account middletown ny. X CLOSE. ... Hiding negative complaints is only a Band-Aid. Consumers want to see how a business took care of business. All business will get complaints. How those businesses take care of those complaints is what separates good ...

Spartan Capital Group LLC Better Business Bureau® Profile

    https://www.bbb.org/us/ny/middletown/profile/business-brokers/spartan-capital-group-llc-0121-176988
    See BBB rating, reviews, complaints, & more. Better Business Bureau ... Spartan Capital Group LLC Business Brokers. Secures lending for businesses with vendors. 371 E Main St.

Working at Spartan Capital Securities: Employee Reviews ...

    https://www.indeed.com/cmp/Spartan-Capital-Securities/reviews
    working at Spartan Capital was a good experience. The days always flew as working on Wall Street was a highly intense market. You would never have a day that was exactly like any other day. Always ready for the unpredictable request from either brokers or the …3.8/5(12)

Spartan Capital Securities - Investor Alert

    https://www.galvinlegal.com/spartan-capital-securities
    Spartan Capital Securities – Investor Alert Galvin Legal is launching an investigation on behalf of investors who may have suffered losses investing with Spartan Capital Securities. If you suffered losses investing with Spartan Capital Securities, then Galvin Legal may be able to help you recover your losses in a Financial Industry Regulatory ...

INVESTOR ALERT – Spartan Capital Securities Financial ...

    https://www.wolperlawfirm.com/investor-alert-spartan-capital-securities-financial-advisor-michael-venturino-has-seven-customer-complaints/
    INVESTOR ALERT – Spartan Capital Securities Financial Advisor, Michael Venturino, Has Seven Customer Complaints. Michael C. Venturino is a Financial Advisor at Apartan Capital Securities, LLC in Garden City, NY. Michael Venturino has been in the securities industry since 2010 and previously worked at Brookstone Securities, Inc., Craig Scott ...

Massachusetts Charges Two NYC ‘Boutiques ... - AdvisorHub

    https://advisorhub.com/massachusetts-charges-two-nyc-boutiques-swindling-elderly-investors/
    Oct 20, 2016 · Spartan Capital Securities LLC permitted a now-deceased broker to cold-call and open high-risk trading accounts with about $384,000 for a retiree with a …

ABOUT US Spartan Capital

    https://www.spartancapital.com/about-us/
    Spartan Capital Securities, LLC is a full-service, integrated financial services firm that provides sound investment guidance for high net worth individuals and institutions. Our in-depth market knowledge, calculated risk management strategy and investment acumen have earned us a strong reputation as trusted Financial Advisors.

Spartan Capital Securities, LLC. (CRD# 146251) (SEC# 8 ...

    https://www.coldspringadvisory.com/spartan-capital-securities-broker-dealer
    Spartan Capital Securities, LLC is a New York City-based brokerage firm with its main office located at 45 Broadway, 9th floor. The firm was formed in New York on June 26, 2007 and registered with the Securities Exchange Commission (SEC) and the Financial Industry …

Ripoff Report SPARTAN CAPITAL GROUP LLC complaints ...

    https://www.ripoffreport.com/reports/specific_search/SPARTAN+CAPITAL+GROUP+LLC
    Nov 20, 2018 · SPARTAN CAPITAL GROUP LLC Ripoff Reports, Complaints, Reviews, Scams, Lawsuits and Frauds Reported Your Search: SPARTAN CAPITAL GROUP LLC. There may be more reports for "SPARTAN CAPITAL GROUP LLC" For more results perform a general search for "SPARTAN CAPITAL GROUP LLC" Showing 1-1 of 1 ...

Spartan Securities Group, Ltd., Island Capital Management ...

    https://www.sec.gov/litigation/litreleases/2019/lr24405.htm
    In its complaint, the SEC alleges that broker-dealer Spartan Securities Group, Ltd. and transfer agent Island Capital Management LLC, which does business as Island Stock Transfer, helped create and sell at least 19 purportedly legitimate public companies that were in fact shams.

Spartan Securities Group, Ltd. Stockbroker Fraud Lawyer ...

    https://www.silverlaw.com/spartan-securities-group-ltd.html
    Free Consultation (800) 975-4345 - Silver Law Group's securities arbitration lawyers work with investors to recover losses caused by securities fraud, investment fraud and stockbroker misconduct. Stockbroker Fraud Lawyers Silver Law Group. Spartan Securities Group, Ltd.5/5

Spartan Capital Sued By Investors For Overconcentration ...

    https://stockbrokerfraud.com/john-cullen/
    Nov 12, 2018 · John M. Cullen of Garden City New York a stockbroker formerly registered with Spartan Capital Securities LLC is referenced in a customer initiated investment related arbitration claim where the customer requested $250,000.00 in damages founded on allegations that the customer’s stock account had been overconcentrated by Cullen in speculative equities products.



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