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https://www.glassdoor.com/Reviews/Spartan-Capital-Securities-Reviews-E355225.htm
If you have a big rolodex, you probably wouldn't be working here. Spartan's unspoken philosophy is to cast a wide net, sponsor as many licenses as possible, and hope that maybe 1 in 10 bring business into the firm. This job is all cold calling! Culture is pretty sexist, so if you're a woman, I would stay away.5/5(38)
https://www.sec.gov/litigation/litreleases/2019/lr24405.htm
The complaint also alleges that Spartan Securities' principals, Carl E. Dilley and Micah J. Eldred, signed the false applications even though they knew or at least were reckless that the companies were fake and David D. Lopez failed to investigate red flags raised by …
https://www.bizjournals.com/tampabay/news/2019/02/22/sec-sues-clearwater-financial-firms-alleges-they.html
Feb 22, 2019 · The lawsuit, filed in the U.S. Middle District of Florida, allege Spartan Securities Group and transfer agent Island Capital Management, which does …Author: Crystal Owens
https://www.wolperlawfirm.com/investor-alert-spartan-capital-securities-financial-advisor-michael-venturino-has-seven-customer-complaints/
INVESTOR ALERT – Spartan Capital Securities Financial Advisor, Michael Venturino, Has Seven Customer Complaints Michael C. Venturino is a Financial Advisor at Apartan Capital Securities, LLC in …
https://www.indeed.com/cmp/Spartan-Capital-Securities/reviews
Spartan capital securities operates out of an office located on broadway new york, new york. This internship has given me the insight on how the wealth management industry works.3.8/5(12)
https://www.revdex.com/reviews/spartan-capital-holdings/1526524
Spartan Capital Holdings consumer reviews, complaints, customer service. Customer service contacts and company information. ... I received a loan for my hair salon from Spartan capital. The process was fast, accurate and on point. ... I am the Chief Compliance Officer for Spartan Capital Securities, LLC. If you care to contact me, I may be ...
https://www.glassdoor.com/Reviews/Spartan-Capital-Securities-Reviews-E355225_P2.htm
Pros. I have supported the CEO at Spartan Capital for the past 8 years. Overall, this is a great place to work. The firm has been very supportive of my individual growth, encouraging me to acquire numerous securities licenses and allowing me to spend time in various departments to …5/5(38)
https://www.ripoffreport.com/reports/spartan-capital-group-llc/middletown-ny-10940/spartan-capital-group-llc-stole-from-my-account-middletown-ny-1467838
Nov 20, 2018 · Ripoff Report on: SPARTAN CAPITAL GROUP LLC - Spartan capital group llc stole from my account middletown ny. X CLOSE. ... Hiding negative complaints is only a Band-Aid. Consumers want to see how a business took care of business. All business will get complaints. How those businesses take care of those complaints is what separates good ...
https://spartancapital.com/
At Spartan Capital Securities, LLC we understand that guidance without trust is advice without value. We have earned our reputation one client at a time, with the knowledge that our relationships have remained successful because they are founded on trust.
https://www.forbes.com/sites/deborahljacobs/2011/11/17/sec-sues-to-stop-latest-mattera-investment-scam/
Nov 17, 2011 · The SEC’s complaint alleges that Spartan Capital solicited investments by phone, word of mouth, and advertisements on professional networking website LinkedIn. One advertisement read in part: “[Spartan] can offer the opportunity to buy pre-IPO shares of the following companies: Facebook, Twitter, Zynga, Bloom Energy, Fisker,...Author: Deborah L. Jacobs
https://stockbrokerfraud.com/jason-santini/
Jul 22, 2019 · Jason M. Santini of Garden City New York a stockbroker formerly employed by Spartan Capital Securities LLC is the subject of a customer initiated investment related arbitration claim where the customer sought $655,000.00 in damages supported by accusations that (1) Santini violated his fiduciary duties to the customer (2) Santini effected transactions in the customer’s …
https://www.bbb.org/us/ny/new-york/profile/investment-management/spartan-capital-holdings-0121-127874
See BBB rating, reviews, complaints, & more. Better Business Bureau ... Spartan Capital Holdings Investment Management. 45 Broadway # 902. New York, NY 10001 (212) 293-0116.
https://www.spartancapital.com/other-disclosures/
Spartan Capital Securities, LLC is a member of SIPC, which protects securities of customers of its members up to $500,000 (including $250,000 for claims of cash). Both SIPC and the additional coverage provides protection in the event of a member firm failure and do not insure against market decline.
https://www.yelp.com/biz/spartan-capital-securities-new-york-2
Jan 23, 2013 · ) of Spartan Capital Securities LLC (45 Broadway 9th Floor, New York NY 10006) assumed personal responsibility for the management of my $29,000 Roth IRA account. Within three years (end of 2011) the value of this account had fallen to less than $2,000.1/5(1)
https://advisorhub.com/massachusetts-charges-two-nyc-boutiques-swindling-elderly-investors/
Oct 20, 2016 · Spartan Capital Securities LLC permitted a now-deceased broker to cold-call and open high-risk trading accounts with about $384,000 for a retiree with a …
https://www.law360.com/cases/5b5f4af931418309edf65c3f/dockets
Docket activity of federal case Spartan Capital Securities, LLC v. Stonbely, case number 1:18-cv-06819, from New York Southern Court.
https://www.silverlaw.com/spartan-securities-group-ltd.html
Spartan Securities Fined for Failing to Supervise Spartan Securities submitted a letter of Acceptance Waiver and Consent to FINRA consenting to censure and fine of $25,000 for failing to review certain employees’ electronic communications as part of its supervisory process and failed to maintain evidence of supervisory reviews of these emails.5/5
https://www.galvinlegal.com/spartan-capital-securities
If you suffered losses investing with Spartan Capital Securities and would like a free consultation with a securities attorney, then please call Galvin Legal at 1-800-405-5117. Galvin Legal is a national securities arbitration, mediation, fraud, and investor protection law practice.
https://www.coldspringadvisory.com/spartan-capital-securities-broker-dealer
The New Hampshire Bureau of Securities Regulation initiated a complaint against Spartan Capital in April 2011 alleging Edward Segur, one of the firm’s brokers “cold called” a resident of New Hampshire in violation of FINRA Do-Not-Call (DNC) requirements.
https://ottawacitizen.com/pmn/business-pmn/wall-street-set-for-subdued-open-as-investors-weigh-coronavirus-risks/wcm/7488431c-32a7-4df7-9a94-2056b247b56b
“Investors are quiet worried about the overly negative impact of the coronavirus on the global economy,” said Peter Cardillo, chief market economist at Spartan Capital Securities in New York.
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