Stockcross Financial Services Complaints

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StockCross Reviews BestCompany.com

    https://bestcompany.com/stock-trading/company/stockcross
    Founded in 1971 in Boston's financial district, StockCross has become a popular international financial services company. Its goal since the beginning of its creation has been to understand its customers' needs as well as it understands the market.

Homepage - Siebert

    https://www.siebertnet.com/
    • Siebert Financial Corp. to Acquire Weeden Prime Services, LLC. • Siebert Financial Corp. to Reports Financial Results for Second Quarter of 2019. Wealth Management. Wealth can sometimes be accompanied by complexity. We take our time to get to know our clients and their investment objectives. Learn about smart tailored portfolios designed ...

StockCross Financial Services, Inc Better Business ...

    https://www.bbb.org/us/ca/beverly-hills/profile/financial-services/stockcross-financial-services-inc-1216-355701
    Financial Services in Beverly Hills, CA. See BBB rating, reviews, complaints, & more. Better Business Bureau ... Are you the business owner of StockCross Financial Services, Inc? Claim your listing.

StockCross Financial Services - Investing - 9464 Wilshire ...

    https://www.yelp.com/biz/stockcross-financial-services-beverly-hills
    4 reviews of StockCross Financial Services "I appreciate your helpful customer service department. Thank you for picking up the phone. The service is great. The cost is fair. I love the personal touch."3.5/5(4)

StockCross Financial Services Better Business Bureau ...

    https://www.bbb.org/us/ca/beverly-hills/profile/financial-services/stockcross-financial-services-1216-355701
    Financial Services in Beverly Hills, CA. See BBB rating, reviews, complaints, & more. Better Business Bureau ... Are you the business owner of StockCross Financial Services? Claim your listing.

Massachusetts Residents Defrauded In UIT Scheme ...

    https://stockbrokerfraud.com/stockcross-financial-services/
    Aug 17, 2018 · An Enforcement Action was commenced against StockCross Financial Services, Inc. and one of its registered representatives, Peter Edward Cunningham by The Commonwealth of Massachusetts, Office of the Secretary of the Commonwealth, Securities Division for fraud in connection with the sale of securities and the violation of the Massachusetts Uniform Securities.

Herbert Voss May Have Executed Unauthorized Trades ...

    https://www.securities-law-attorney.com/herbert-voss/
    May 04, 2018 · According to his BrokerCheck report, he has received three customer complaints and one pending customer complaint. In December 2017 a customer attorney alleged Herbert Voss, while employed at StockCross Financial Services, breached his fiduciary duty, failed in his supervisory duties, and recommended investments that performed poorly.

COMMONWEALTH OF MASSACHUSETTS OFFICE OF THE …

    https://stockbrokerfraud.com/wp-content/uploads/2018/08/MSD-StockCross-Complaint-E-2017-0104.pdf
    six customer complaints, resulting in $40,000.00 in compensatory damages and a total of at least $330,139.00 in settlement payments. The four customer complaints between 2000 ... StockCross Financial Services, Inc. ("StockCross") IS a California-based registered broker-dealer and investment adviser with an office in Boston, Massachusetts. ...

INVESTOR ALERT! PETER CUNNINGHAM of Beverly Hills, CA ...

    https://www.israelsneuman.com/peter-cunningham-beverly-hills-ca/
    Have you lost money with financial advisor Peter Cunningham of Beverly Hills, California? We are investigating allegations made by the Massachusetts Securities Division against Peter E. Cunningham, an advisor at Stockcross Financial Services. Massachusetts brought a complaint against both Cunningham and Stockcross Financial Services.

Siebert Financial Corp. Executes Letter of Intent with ...

    https://www.businesswire.com/news/home/20170508005779/en/Siebert-Financial-Corp.-Executes-Letter-Intent-StockCross
    Siebert Financial Corp. (NASDAQ: SIEB) executes letter of intent with its affiliate, StockCross Financial Services, Inc., to acquire approximately $4 billion in customer assets & national sales force.

StockCross’s Peter Cunningham Named in UIT Complaint by ...

    https://www.stopbrokerfraud.com/news/stockcrosss-peter-cunningham-named-in-uit-complaint-by-massachusetts-securities-division/
    Sep 21, 2018 · Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that California-based California-based StockCross Financial broker/adviser Peter Cunningham has been named in a pending complaint by the Massachusetts Securities Division.

Peter Cunningham Has Been the Subject of Ten Customer ...

    https://www.stopbrokerfraud.com/news/peter-cunningham/
    Aug 22, 2017 · Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cunningham (CRD# 2400211). Peter Cunningham has spent 23 years in the securities industry and has been registered with Stockcross Financial Services in Beverly Hills, California in 2002.

StockCross Financial Services, LA Broker Peter Cunningham ...

    https://www.stocklaw.com/securities-fraud-blog/2018/august/stockcross-financial-services-la-broker-peter-cu/
    Aug 14, 2018 · Founded in Boston and now based in Beverly Hills, California, StockCross Financial Services and its Los Angeles-based broker Peter Edward Cunningham stand accused of causing losses in customer accounts while earning $750,000 in commissions from short-term unit investment trust (UIT) trades that Massachusetts securities regulator William Galvin says were unsuitable.

Former Stockcross Financial Services Broker Herbert Voss ...

    https://blog.stoltmannlaw.com/former-stockcross-financial-services-broker-herbert-voss-barred-from-industry/
    Pursuant to his publicly available FINRA BrokerCheck report, prior to being employed by Stockcross, Voss was a registered representative with UBS Financial Services, also in Beverly Hills, until 2009. Herbert Voss has eight customer complaints on his record, one of which is currently pending.

Regulators Charge StockCross and Peter Cunningham with ...

    https://theinvestmentattorneys.com/investment-fraud-blog/2018/16/stockcross-peter-cunningham
    Aug 16, 2018 · If you lost money as a result of any UIT investments purchased through StockCross Financial Services, Inc. or any other firms, please contact us immediately. Our investment fraud lawyers have recovered millions of dollars from the largest banks, insurance companies and brokerage firms in the world on behalf of investment fraud victims.Location: 444 Longfellow Avenue Hermosa Beach, CA, 90254 United States

Peter Cunningham is the Subject of Seven Customer Complaints

    https://www.securitieslawattorneys.net/peter-cunningham/
    Apr 28, 2017 · According to his BrokerCheck report, Peter Cunningham has received seven customer complaints and one pending customer complaint. In 2012 a customer alleged Peter Cunningham, while employed at Stockcross Investment Services, acted negligently, misrepresented and omitted material facts, and recommended unsuitable products. The complaint settled ...

MA Regulator Charges Stockcross & Broker with improper UIT ...

    https://www.whitesecuritieslaw.com/2018/08/15/ma-regulator-charges-stockcross-broker/
    Aug 15, 2018 · Peter Cunningham – StockCross Financial Services, Beverly Hills, CA. William Galvin, commissioner of the Commonwealth of Massachusetts, has reportedly charged StockCross Financial Services and Peter Cunningham with allegedly engaging in improper trading practices. According to the complaint, Peter Cunningham of Los Angeles, CA purportedly recommended that customers, 30% of …

Advisor Herbert Voss Barred By Financial Regulator Over ...

    https://www.securitieslawyersblog.com/advisor-herbert-voss-barred-by-financial-regulator-over-unauthorized-trading/
    Jul 12, 2018 · According to BrokerCheck records financial advisor Herbert Voss (Voss), formerly associated with Stockcross Financial Services, Inc. (Stockcross Financial), has been subject to eight customer complaints, one FINRA action, and one employment termination.

StockCross Charged With Improper UIT Transactions by ...

    https://www.investorlawyers.net/blog/stockcross-charged-with-improper-uit-transactions-by-massachusetts-securities-regulators/
    Aug 29, 2018 · On August 14, 2018, the Enforcement Section of the Massachusetts Securities Division (the “Division”) filed a Complaint against StockCross Financial Services, Inc. (“StockCross”) (CRD# 6670), as well as one of its registered representatives, Mr. …

How to Bring a Claim Against Former Stockcross Financial ...

    https://www.erezlaw.com/how-to-bring-a-claim-against-former-stockcross-financial-services-inc-financial-advisor-herbert-voss-jr/
    Did you lose money investing with former Stockcross Financial Services, Inc. financial advisor Herbert Voss, Jr. (CRD# 1014475)? Voss has been registered with Stockcross Financial Services, Inc. in Beverly Hills, California from 2009 to May 2018, when he was terminated after he was barred by FINRA. In May 2018, Voss was banned by FINRA after […]



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