Stockcross Complaints

We collected information about Stockcross Complaints for you. There are links where you can find everything you need to know about Stockcross Complaints.


Homepage - Siebert

    https://www.siebertnet.com/
    Wealth can sometimes be accompanied by complexity. We take our time to get to know our clients and their investment objectives. Learn about smart tailored portfolios designed to fit …

StockCross Reviews BestCompany.com

    https://bestcompany.com/stock-trading/company/stockcross
    StockCross offer its users several perks for investing with the company. The company strives to provide the necessary resources and counsel that will help its clients make informed decisions, especially in the diverse investment choices they offer their clients. StockCross offers foreign securities, domestic securities, options, ETFs, and much ...

StockCross Financial Services - Investing - 9464 Wilshire ...

    https://www.yelp.com/biz/stockcross-financial-services-beverly-hills
    4 reviews of StockCross Financial Services "I appreciate your helpful customer service department. Thank you for picking up the phone. The service is great. The cost is fair. I love the personal touch."3.5/5(4)

StockCross Financial Services, Inc Better Business ...

    https://www.bbb.org/us/ca/beverly-hills/profile/financial-services/stockcross-financial-services-inc-1216-355701
    See BBB rating, reviews, complaints, & more. Better Business Bureau ... This Consent Order is entered into by the Massachusetts Securities Division and StockCross Financial Se… Read More.

Stockcross Co. Better Business Bureau® Profile

    https://www.bbb.org/us/ma/boston/profile/stock-brokers/stockcross-co-0021-2843
    Stockcross Co. Stock Brokers. ... BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. However, BBB does not ...

StockCross’s Peter Cunningham Named in UIT Complaint by ...

    https://www.stopbrokerfraud.com/news/stockcrosss-peter-cunningham-named-in-uit-complaint-by-massachusetts-securities-division/
    Sep 21, 2018 · Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that California-based California-based StockCross Financial broker/adviser Peter Cunningham has been named in a pending complaint by the Massachusetts Securities Division.

COMMONWEALTH OF MASSACHUSETTS OFFICE OF THE …

    https://stockbrokerfraud.com/wp-content/uploads/2018/08/MSD-StockCross-Complaint-E-2017-0104.pdf
    Despite the lawsuits, default judgments, and COpIOUS customer complaints, StockCross delayed placing Cunningham on heightened supervision until June 20, 2017, when he was placed on heightened supervision for failure to report a non-financial conviction. However, Cunningham continued his practice of short-term UIT trading

Siebert Financial Corp. Executes Letter of Intent with ...

    https://www.businesswire.com/news/home/20170508005779/en/Siebert-Financial-Corp.-Executes-Letter-Intent-StockCross
    Release Summary. Siebert Financial Corp. (NASDAQ: SIEB) executes letter of intent with its affiliate, StockCross Financial Services, Inc., to acquire approximately $4 billion in customer assets ...

Peter Cunningham Has Been the Subject of Ten Customer ...

    https://www.stopbrokerfraud.com/news/peter-cunningham/
    Aug 22, 2017 · Peter Cunningham Has Been the Subject of Ten Customer Complaints August 22, 2017 by Fitapelli Kurta Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2017 indicate that California-based Stockcross Financial Services broker/adviser Peter Cunningham has received several ...

A night at The Vineyard - Review of The Vineyard Hotel ...

    https://www.tripadvisor.com/ShowUserReviews-g2422746-d249366-r521490812-The_Vineyard_Hotel_Spa-Stockcross_Newbury_Berkshire_England.html
    Sep 05, 2017 · The Vineyard Hotel & Spa: A night at The Vineyard - See 2,469 traveler reviews, 598 candid photos, and great deals for The Vineyard Hotel & Spa at TripAdvisor. Stockcross Tourism Stockcross Hotels4/4

OL-297-a error for Stockcross only; other accounts Update ...

    https://community.quicken.com/discussion/7449944/ol-297-a-error-for-stockcross-only-other-accounts-update-fine
    Feb 01, 2017 · Same response whether using Update or downloading file from Stockcross. I have called Stockcross. They say they are not getting complaints from other customers and that the problem seems to be my machine. So two machines seem to have some problem with Stockcross. Any suggestions? Thanks for your help, Peg

Massachusetts Residents Defrauded In UIT Scheme ...

    https://stockbrokerfraud.com/stockcross-financial-services/
    Aug 17, 2018 · According to the Complaint, “for years, Cunningham, under the pretense of supervision by StockCross, has engaged in improper trading practices to the detriment of Massachusetts investors.” Prior to even being hired by StockCross, Cunningham was the subject of at least six customer complaints, investment related complaints.

StockCross Financial Services, LA Broker Peter Cunningham ...

    https://www.stocklaw.com/securities-fraud-blog/2018/august/stockcross-financial-services-la-broker-peter-cu/
    Aug 14, 2018 · Founded in Boston and now based in Beverly Hills, California, StockCross Financial Services and its Los Angeles-based broker Peter Edward Cunningham stand accused of causing losses in customer accounts while earning $750,000 in commissions from short-term unit investment trust (UIT) trades that Massachusetts securities regulator William Galvin says were unsuitable.

SogoTrade Review: 3 Key Findings for 2020 StockBrokers.com

    https://www.stockbrokers.com/review/sogotrade
    Jan 21, 2020 · SogoTrade is an online discount brokerage that charges $4.88 base commissions and supports Chinese-speaking customers. Unfortunately, in a world where $0 trades are the baseline, despite offering five trading platforms for stocks and options, SogoTrade struggles to stand out.3.5/5

Jay Rayner reviews The Vineyard at Stockcross, Near Newbury

    https://www.theguardian.com/lifeandstyle/2006/mar/26/foodanddrink.shopping
    Mar 25, 2006 · The Vineyard at Stockcross, Near Newbury, Berkshire (01635 528 770) Meal for two, including wine and service, £90 TO £250. If the Vineyard at Stockcross in Berkshire didn't exist it …

Nice hotel - Review of The Vineyard Hotel & Spa ...

    https://www.tripadvisor.com/ShowUserReviews-g2422746-d249366-r522351989-The_Vineyard_Hotel_Spa-Stockcross_Newbury_Berkshire_England.html
    Sep 07, 2017 · The Vineyard Hotel & Spa: Nice hotel - See 2,504 traveler reviews, 621 candid photos, and great deals for The Vineyard Hotel & Spa at Tripadvisor. Stockcross Tourism Stockcross Hotels4/4

INVESTOR ALERT! PETER CUNNINGHAM of Beverly Hills, CA ...

    https://www.israelsneuman.com/peter-cunningham-beverly-hills-ca/
    Peter Cunningham was a financial advisor and registered representative of Stockcross Financial Services from 2002 to the present. He works at a branch office in Beverly Hills, California. Cunningham has been the subject of at least eleven customer complaints during his career, and he was previously terminated by a firm for having too many ...

StockCross Charged With Improper UIT Transactions by ...

    https://www.investorlawyers.net/blog/stockcross-charged-with-improper-uit-transactions-by-massachusetts-securities-regulators/
    Aug 29, 2018 · The Division also alleges that StockCross failed to properly supervise Cunningham, and even promoted him, despite its awareness of Mr. Cunningham’s previous checkered regulatory history — including six customer complaints resulting in approx. $330,000 in settlement payments to investors.

MA Regulator Charges Stockcross & Broker with improper UIT ...

    https://www.whitesecuritieslaw.com/2018/08/15/ma-regulator-charges-stockcross-broker/
    Aug 15, 2018 · Peter Cunningham – StockCross Financial Services, Beverly Hills, CA. William Galvin, commissioner of the Commonwealth of Massachusetts, has reportedly charged StockCross Financial Services and Peter Cunningham with allegedly engaging in improper trading practices. According to the complaint, Peter Cunningham of Los Angeles, CA purportedly recommended that customers, 30% of …

Siebert Investor Online, Login

    https://stocx.investor.trading2.fast-trade.com/siebertnet/login.do



Searching for Stockcross Complaints information?

To find needed information please click on the links to visit sites with more detailed data.

Related Complaint Info