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https://www.bbb.org/us/fl/boca-raton/profile/financial-services/summit-brokerage-services-0633-18000284
Summit brokerage since we filed a complaint with them have been stringing me along since last September 2018. They kept passing ** from one person to another without solving this serious problem.
http://www.summitfinancialnetworks.com/
The people at Summit make the difference. Hear what our advisors have to say about Summit in a brief video presentation. Providing what we believe is the best possible service to our advisors is the core of what we do, and one of the reasons why we believe Summit's …
https://www.glassdoor.com/Reviews/Summit-Brokerage-Reviews-E329812.htm
Oct 12, 2019 · Glassdoor has 6 Summit Brokerage reviews submitted anonymously by Summit Brokerage employees. Read employee reviews and ratings on Glassdoor to decide if Summit Brokerage is right for you. Glassdoor3/5(6)
https://www.stopbrokerfraud.com/news/complaint-summit-brokerage-services/
Summit Brokerage Services, Inc. has ten (10) regulatory complaints listed on its FINRA BrokerCheck Report. A number of these complaints stem from the firm’s failure to adequately supervise its stock brokers. This is the same allegation contained in the complaint recently filed by our firm.
http://www.summitfinancialnetworks.com/contact
2019 Summit Financial Networks is a region of Cetera Advisor Networks LLC, member FINRA/SIPC. For additional information please contact the advisor(s) listed on the site, visit the Cetera Advisor Networks LLC site at ceteraadvisornetworks.com. Clearing Firms: First Clearing and Pershing LLC Don Shula Information Page: Don Shula Joins Summit
https://www.stopbrokerfraud.com/news/james-noto/
Jan 21, 2016 · The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Florida-based Summit broker/adviser James Noto (CRD# 1030904). James Noto has spent 33 years in the securities industry and has been registered with Summit Brokerage Services in Trinity, Florida since 2005.
https://www.indeed.com/cmp/Summit-Brokerage-Services/reviews
Summit Brokerage Services s a financial services company catering to independent financial advisors. While at Summit I was able to learn about the financial industry. The management team made sure I was given opportunities to show that I am a capable employee. Summit does not have a large employee base, your work will be noticed.3.5/5(6)
https://summit.fccaccessonline.com/
These valuations reflect securities or assets held at First Clearing, LLC, which carries your account and acts as your custodian for funds and securities deposited with them through Summit Brokerage Services, Inc., your introducing firm, or as a result of transactions …
https://www.securitieslawyer.com/customer-files-suitability-complaint-against-summit-brokerage/
C ustomer Files Suitability Complaint Against Summit Brokerage. Soreide Law Group is investigating claims on behalf of customers who invested with David Charles Hill (CRD #818407, Port Orange, Florida). Hill was a registered representative of Summit Brokerage Services, Inc. who was discharged on November 16, 2017.
https://blog.rexsecuritieslaw.com/tag/summit-brokerage-services-complaint/
Sep 06, 2019 · March 2018 – Tampa, FL. According to publicly available records , Ronald D. Clark , (CRD# 1086724) , a stockbroker who is employed by Summit Brokerage Services, disclose 2 prior regulatory events, 2 pending customer disputes and 8 prior customer disputes .. The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage …
https://brokercheck.finra.org/Firm/34643
BrokerCheck is a trusted tool that shows you employment history, certifications, licenses, and any violations for brokers and investment advisors.
https://www.securitieslawattorneys.net/debra-smith/
Mar 01, 2016 · According to her BrokerCheck report, Debra Smith is the subject of two customer complaints. In 2013 a customer alleged Debra Smith, while employed at Summit Brokerage Services, recommended an unsuitable investment in real estate securities. The complaint settled in 2014 for $289,000, to which Ms. Smith individually contributed $25,000.
https://reviews.birdeye.com/summit-brokerage-services-inc-144942929693635
4 customer reviews of Summit Brokerage Services, Inc.. One of the best Financial Services, Finance business at 595 S Federal Hwy, Boca Raton FL, 33432. Find Reviews, Ratings, Directions, Business Hours, Contact Information and book online appointment.2/5(4)
https://www.securitieslawattorneys.net/frank-corto/
Oct 20, 2015 · He was also discharged from his position MML Investor Services. In 2014 a customer alleged Frank Corto, while employed at Summit Brokerage Services, executed unauthorized trades that reduced the value of an annuity. The customer is seeking $21,000 in damages in the pending complaint.
https://en.wikipedia.org/wiki/Cetera_Financial_Group
Cetera Financial Group (commonly referred to as Cetera) is a shared service organization serving affiliates that comprise the second-largest family of independent broker-dealers in the United States. The company has nearly 8,000 financial advisors, is a leading provider of retail financial services to investment programs of banks and credit unions, and has over $224.5 billion in advisory and ...Headquarters: 200 Pacific Coast Highway, El …
https://www.bbb.org/us/oh/loveland/profile/mortgage-broker/summit-home-loans-0292-39000584
Summit Mortgage Brokerage Services; SMB Services, Inc. Business Management. Mr. Scott T. Moffitt, C.E.O. Contact Information. ... BBB asks third parties who publish complaints, reviews and/or ...
https://www.trustlink.org/Reviews/Summit-Financial-Corp-206014867
Read 16 Complaints & Reviews ofSummit Financial Corp. Financial Services in Plantation, FL ... Summit Financial Corp. Plantation, FL 33324. Rating - based on 16 reviews & complaints View map / directions : Summit Financial Corp Categories ... I made a payment using my debit card that shows on my bank statement as being paid to Summit and now ...2.4/5(16)
https://www.wsj.com/articles/cetera-brokerage-of-former-rcs-faces-lingering-problem-1464255002
Cetera Brokerage of Former RCS Faces Lingering Problem A Securities Litigation & Consulting Group study finds above-average rates of alleged misconduct and investor harm at Cetera units
https://www.securitieslawyer.com/nvax-summit-brokerage-services/
Summit Brokerage Services, Inc. (CRD #34643, Boca Raton, Florida) was censured, fined $75,000 and required to pay $83,757.49, plus interest, in restitution to their clients. Summit Brokerage Services paid full restitution, plus statutorily calculated interest, and provided proof of payment to FINRA.
https://trello.com/c/BrnFaxuL/76-summit-brokerage-advisor-david-capin-subject-to-multiple-customer-complaints
According to BrokerCheck records financial advisor David Capin (Capin), currently associated with Summit Brokerage Services, Inc. (Summit), has been subject to nine customer complaints and one employment termination for cause.
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