Transparency As A Regulatory Tool And Publication Of Complaints Data

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Transparency as a regulatory tool and publication of ...

    https://researchportal.bath.ac.uk/en/publications/transparency-as-a-regulatory-tool-and-publication-of-complaints-d
    T1 - Transparency as a regulatory tool and publication of complaints data. T2 - Complaints Research (annex 2) AU - Zalewska, Ania. PY - 2009/7. Y1 - 2009/7. KW - regulation, financial sector, cost benefit analysis, transparency. M3 - Commissioned report. BT - Transparency as a regulatory tool and publication of complaints dataAuthor: Ania Zalewska

FinancialServicesAuthority Publicationof ComplaintsData

    https://www.fca.org.uk/publication/policy/ps10_01.pdf
    Transparency as a Regulatory Tool and Publication of Complaints Data (July 2009) and publishes final rules. ... Transparency as a Regulatory Tool, May 2008. 2 CP09/21, Transparency as a Regulatory Tool and Publication of Complaints Data (including Feedback to DP08/3), July 2009.

DP08/3: Transparency as a Regulatory Tool

    https://www.fca.org.uk/publication/discussion/fsa-dp08-03.pdf
    1 Overview 3 2 Introduction 6 3 Regulation and Transparency: The Wider Context 12 4 Transparency and the FSA 18 5 Transparency as a regulatory tool 26 6 Applying the Code in practice 33 7 Our role in Transparency 59 8 Conclusion – Adopting a learning approach 63 Annex 1: Brief review of literature on regulatory disclosure Annex 2: Contextualising complaints data Annex 3: Example Arrow sub ...

FSCP Transparency as a regulatory tool

    https://www.fs-cp.org.uk/sites/default/files/fscp_transparency.pdf
    Transparency as a regulatory tool 5 1.2 Research approach 1.2.1 Research priorities The assignment was to be an initial investigation into the approach to transparency as a regulatory tool by the FSA and by financial regulators in other countries.

Transparency European Medicines Agency

    https://www.ema.europa.eu/en/about-us/how-we-work/transparency
    Transparency is an important feature of the European Medicines Agency's operations. As for any public authority, the Agency strives towards being as open as possible about how it …

Transparency as a regulatory tool: a balancing act ...

    https://uk.practicallaw.thomsonreuters.com/6-382-2648?transitionType=Default&contextData=(sc.Default)
    Transparency as a regulatory tool: a balancing actby Sarah Parkhouse and Kirsty Gibson, Linklaters LLPRelated ContentThe Financial Services Authority has recently published a discussion paper on transparency (or disclosure of information) as a regulatory tool.Free Practical Law trialTo access this resource, sign up for a free, 14-day trial of Practical Law.Free trialContact us Our Customer ...

BBA01-#330006-v1-Joint Trade Association Submission - …

    https://www.abi.org.uk/globalassets/sitecore/files/documents/consultation-papers/2008/11/response_to_the_fsas_discussion_paper_on_regulatory_transparency_dp083_041208224134.pdf
    publication of firm-specific complaints data if this is to contribute to the delivery of FSA’s objectives. This approach also has the potential for ‘naming and shaming’ by the media and ... 5. Proportionate regulation - Transparency as a regulatory tool The DP does not explain why the …

Transparency return 2020 - Office for Students

    https://www.officeforstudents.org.uk/data-and-analysis/data-collection/transparency-return-2020/
    Tool to aggregate data for the Transparency return 2020 Attainment and completion technical documents Documents will be published here in due course on the algorithms applied to HESA student data, HESA alternative provider student data and ILR data in the construction of the attainment and completion data for condition of registration data F1 ...

2018 EU-wide transparency exercise European Banking ...

    https://eba.europa.eu/risk-analysis-and-data/eu-wide-transparency-exercise/2018
    The 2018 EU-wide transparency exercise provides detailed bank-by-bank data on capital positions, risk exposure amounts, leverage exposures and asset quality for 130 banks across 25 countries of the European Union (EU) and the European Economic Area (EEA).

FSA publishes industry-level complaints data to increase ...

    https://www.investmentexecutive.com/news/from-the-regulators/fsa-publishes-industry-level-complaints-data-to-increase-transparency/
    Sep 03, 2009 · The speed of firms’ complaints handling and the proportion of complaints upheld by firms remained fairly stable over the period — at the end of 2008 — 10% of complaints took longer than eight weeks to resolve and 40% of complaints were decided in customers’ favour, it reported. “Transparency is an important regulatory tool.

2019 EU-wide transparency exercise European Banking ...

    https://eba.europa.eu/risk-analysis-and-data/eu-wide-transparency-exercise
    Data refreshed in January 2020. After the publication of the results for EBA’s Transparency exercise, one bank of the sample had to resubmit ITS supervisory data to the EBA related to non-performing loans and advances as of June 2019. As a result, the Credit Risk csv, the NPE and Forborne tools and the Visual exploration tool have been updated.

European Medicines Agency responds to concerns on its ...

    https://www.ema.europa.eu/en/news/european-medicines-agency-responds-concerns-its-publication-clinical-trial-data-policy
    The European Medicines Agency Management Board meeting on Thursday 12 June 2014 will be asked to consider a draft policy on the publication of clinical trial data. The draft policy arises from the Agency's commitment to increase access to clinical trial data and has been shaped by the many comments we have received during the consultation phase.

Regulatory transparency: Section 348 & 349 of FSMA ...

    https://www.fs-cp.org.uk/sites/default/files/regulatory-transparency-position-paper.pdf
    Regulatory transparency: Section 348 & 349 of FSMA Consumer Panel Position Paper 1. Panel position 1.1 The Government is consulting on reforming the regulation of financial services. A Bill was introduced into Parliament in January 2012. 1.2 The Panel has long been an advocate of greater regulatory transparency. We

Regulatory advice 8: Guidance for providers about ...

    https://www.officeforstudents.org.uk/publications/regulatory-advice-8-guidance-for-providers-about-condition-of-registration-f1-transparency-information/
    This guidance sets out what providers must do to comply with the ongoing condition of registration relating to transparency information. This regulatory advice has been updated to help providers to prepare to meet our requirements in respect of the collection and publication of transparency information from 2019-20 onwards.

Contextualising Complaints Data - Legal Services Consumer ...

    https://www.legalservicesconsumerpanel.org.uk/publications/policy_briefings/documents/Agenda_And_Summary_Of_LSCP_Complaints_Data_Roundtable.pdf
    The impetus for publishing complaints data should not be for the sole purpose of decreasing the number of complaints, but to improve the service for consumers. Complaints data should be utilised by providers as a gift and tool to improve their services. Publication of complaints data should be consumer focused.

SRA Regulatory data and consumer choice in legal ...

    https://www.sra.org.uk/sra/consultations/discussion-papers/regulatory-data-consumer-choice-legal-services
    Oct 20, 2016 · Regulatory data and consumer choice in legal services. Complaint data. In its February 2016 report, 'Opening up data in legal services', the LSCP recommended that: "Approved Regulators should make the collation and publication of first-tier complaints [complaints made directly to firms] a regulatory requirement and mandate for its publication".

State Actions Related to Transparency and Disclosure of ...

    https://www.ncsl.org/research/health/transparency-and-disclosure-health-costs.aspx
    Transparency and Disclosure of Health Costs and Provider Payments: State Actions. Updated March 2017. In the past decade, health care price transparency or disclosure has emerged as a hot topic in state legislatures, as a strategy for containing health costs.

26 August 2008 Our ref: ICAEW Rep 92/08 25 The North ...

    https://www.icaew.com/-/media/corporate/archive/files/technical/icaew-representations/2008/icaew-rep-92-08-discussion-paper-08-3-transparency-as-a-regulatory-tool.ashx
    DISCUSSION PAPER 08/3 – TRANSPARENCY AS A REGULATORY TOOL The Institute of Chartered Accountants in England and Wales is pleased to respond to your request for comments on Transparency as a Regulatory Tool. ... tables of complaints data prior to their publication. It cannot be sensible that

Search for FDA Guidance Documents FDA

    https://www.fda.gov/regulatory-information/search-fda-guidance-documents
    The table below lists all official FDA Guidance Documents and other regulatory guidance. You can search for documents using key words, and you can narrow or filter your results by product, date ...



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