Vsr Financial Complaints

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VSR Financial Services Reviews Glassdoor

    https://www.glassdoor.com/Reviews/VSR-Financial-Services-Reviews-E727817.htm
    Glassdoor has 6 VSR Financial Services reviews submitted anonymously by VSR Financial Services employees. Read employee reviews and ratings on Glassdoor to decide if …2/5(6)

VSR Financial: Information for Investors » Sonn Law Group

    https://www.sonnlaw.com/investigations/vsr-financial/
    Mar 21, 2017 · The Sonn Law Group is currently investigating VSR Financial.Detailed information about the brokerage firm can be found by referencing CRD#: 14503.Recently, the Overland Park, Kansas-based firm shut its doors.

VSR Financial Services, Inc Better Business Bureau® Profile

    https://www.bbb.org/us/ks/overland-park/profile/financial-services/vsr-financial-services-inc-0704-96052674
    VSR Financial Services, Inc ... BBB asks third parties who publish complaints, reviews and/or responses on this website to affirm that the information provided is accurate. However, BBB does not ...

VSR Financial Services Broker Robert Wamhoff Has Complaints

    https://www.securitieslawattorneys.net/robert-wamhoff/
    Mar 04, 2016 · According to his BrokerCheck report, Robert Wamhoff is the subject of four customer complaints. In 2013 a customer alleged Robert Wamhoff, while employed at VSR Financial Services, breached his fiduciary duty, violated FINRA rules, breached his contract, and acted negligently. The complaint settled for $6,500, to which Mr. Wamhoff individually ...

Mickey Long (VSR Financial) Has Complaints

    https://www.stopbrokerfraud.com/news/mickey-long/
    According to his BrokerCheck report, Mickey Long is the subject of four customer complaints and one pending customer complaint. In April 2015 a customer alleged Mickey Long, while employed at VSR Financial Services, recommended unsuitable investments, misrepresented material facts, breached his fiduciary duty, and acted negligently. The ...

VSR Financial Broker Jesse Griffin Has Complaints

    https://www.securitieslawattorneys.net/jesse-griffin/
    According to his BrokerCheck report, Jesse Griffin is the subject of five customer complaints. In June 2015 a customer alleged Jesse Griffin, while employed at VSR Financial Services, recommended unsuitable investments in real estate, oil and gas, promissory notes, and other securities. The complaint settled for $52,000, to which Mr. Griffin ...

Nicholas Giallourakis (VSR Financial): Complaints

    https://www.stopbrokerfraud.com/news/nicholas-giallourakis/
    According to his BrokerCheck report, Nicholas Giallourakis is the subject of three customer complaints. In October 2015 a customer alleged Nicholas Giallourakis, while employed at VSR Financial Services, breached his fiduciary duty, breached his contract, recommended unsuitable investments, committed fraud, and violated the Florida Securities ...

VSR Financial Service Better Business Bureau® Profile

    https://www.bbb.org/us/ks/overland-park/profile/financial-services/vsr-financial-service-0674-96100166
    See BBB rating, reviews, complaints, & more. Better Business Bureau ... VSR Financial Service Financial Services. 8620 W 110th Ste 200. Overland Park, KS 66210 (913) 498-2900.

Overland Park brokerage VSR Financial to shut doors ...

    https://www.kansascity.com/news/business/article112099357.html
    VSR Financial, which has been a registered brokerage firm since 1984, will close its doors at the end of the year. Most of its brokers are switching to a related brokerage firm. Separately, VSR ...

Mickey Long-Former VSR Financial Broker-DIscloses Numerous ...

    https://blog.rexsecuritieslaw.com/2017/11/07/m-f-mickey-long-investigation/
    Nov 07, 2017 · November 2017-Plano, Texas. According to public records former VSR Financial Services broker M. F. (Mickey) Long discloses a prior final regulatory event, 10 prior customer disputes that are final and 4 pending customer disputes. In addition Long discloses a prior regulatory matter that is final. Three of the prior customer disputes were brought by Long’s customers while he was employed by ...

VSR-Financial-Services-%2c-Inc;DT; - Ratings & Complaint ...

    https://www.peopleclaim.com/complaint-history/vsr-financial-services-inc-overland-park-ks-216046
    Complaint against VSR Financial Services , Inc.? View complaint history and get your dispute resolved quickly. ... their response to complaints filed by PeopleClaim users. Higher ratings generally reflect a history of constructively responding to all complaints filed through our system, or no history of claims filed against the company through ...

Broker Investigation: Customer Complaints Against VSR ...

    https://www.securitieslawyersblog.com/broker-investigation-customer-complaints-vsr-financial-broker-mickey-long/
    Mar 28, 2016 · The securities lawyers of Gana Weinstein LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against — March 28, 2016 — Broker Investigation: Customer Complaints Against VSR Financial Broker Mickey Long

Losses Caused by Cetera Advisor Networks Broker Fraud ...

    https://www.investorclaims.com/brokerage-firms/cetera-advisor-networks/
    Nov 19, 2019 · Investment Loss Claims Against Cetera Financial. Cetera Advisor Networks, also known as Cetera Financial Specialists and Cetera Financial Institutions, was founded in 1983 under the name “Financial Network Investment Corporation.” This advisor network prides itself on being on the cutting edge of independent contractor brokerage.

Customers File Complaints Against VSR Financial Broker ...

    https://www.securitieslawyersblog.com/customers-file-complaints-vsr-financial-broker-robert-wamhoff/
    May 20, 2016 · The securities lawyers of Gana Weinstein LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority (FINRA) against — May 20, 2016 — Customers File Complaints Against VSR Financial Broker Robert Wamhoff

Investment Fraud Claims Against VSR Financial — Securities ...

    https://blog.stoltmannlaw.com/investment-fraud-claims-vsr-financial/
    May 25, 2016 · Stoltmann Law Offices is investigating VSR Financial Services for alleged fraud claims against the firm. A 70 year-old investor retiree filed claims with the Financial Industry Regulatory Authority (FINRA) against VSR claiming that the firm, and former broker, John Towers, put his life savings into an illiquid “alternative” investment program and other non-conventional investments against ...

Update: $450,000 Complaint Against VSR’s Scott Kaup ...

    https://www.securities-law-attorney.com/update-450000-complaint-against-vsrs-scott-kaup/
    Mar 15, 2019 · According to his BrokerCheck report, he has received one customer complaint and two pending customer complaints. In January 2019 a customer alleged Scott Kaup, while employed at VSR Financial Services, made unsuitable investment recommendations, misrepresented and omitted material facts, and committed supervisory due diligence failures.

Cetera Financial Group - Wikipedia

    https://en.wikipedia.org/wiki/Cetera_Financial_Group
    Cetera Financial Group (commonly referred to as Cetera) is a shared service organization serving affiliates that comprise the second-largest family of independent broker-dealers in the United States. The company has nearly 8,000 financial advisors, is a leading provider of retail financial services to investment programs of banks and credit unions, and has over $224.5 billion in advisory and ...Headquarters: 200 Pacific Coast Highway, El …

Cetera to Shutter Another Broker Amid Broad ... - AdvisorHub

    https://advisorhub.com/cetera-to-shutter-another-broker-amid-broad-revamp/
    May 18, 2016 · Cetera Financial Group is winding down VSR Financial Services, another of the small “independent” broker-dealers that real estate investment trust mogul Nicholas Schorsch scooped up …

Former VSR Broker John Howard Towers ... - Fishman Haygood

    https://www.fishmansecuritieslawyers.com/former-vsr-broker-john-howard-towers-subject-of-numerous-customer-complaints/
    Nov 04, 2015 · Former VSR Financial Services, Inc. Financial Advisor John Howard Towers has been the subject of over 25 recent customer complaints, according to a review of his FINRA BrokerCheck Report.. According to BrokerCheck, Towers has settled 16 customer complaints since 2011, and currently has 10 complaints pending against him.Author: Patricia Christovich

VSR Financial Services owners settle negligence case for ...

    https://www.bizjournals.com/kansascity/stories/2009/05/18/daily39.html
    May 18, 2009 · The owners and founders of VSR Financial Services Inc. agreed to pay $10.3 million through their insurance company to settle a negligence case filed by 249 customers.



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