Vsr Financial Services Complaints

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VSR Financial Services Reviews Glassdoor

    https://www.glassdoor.com/Reviews/VSR-Financial-Services-Reviews-E727817.htm
    Glassdoor has 6 VSR Financial Services reviews submitted anonymously by VSR Financial Services employees. Read employee reviews and ratings on Glassdoor to decide if …2/5(6)

VSR Financial Services, Inc Better Business Bureau® Profile

    https://www.bbb.org/us/ks/overland-park/profile/financial-services/vsr-financial-services-inc-0704-96052674
    Financial Services in Overland Park, KS. See BBB rating, reviews, complaints, & more. Better Business Bureau ... Are you the business owner of VSR Financial Services, Inc?

VSR Financial Services Broker Robert Wamhoff Has Complaints

    https://www.securitieslawattorneys.net/robert-wamhoff/
    Mar 04, 2016 · According to his BrokerCheck report, Robert Wamhoff is the subject of four customer complaints. In 2013 a customer alleged Robert Wamhoff, while employed at VSR Financial Services, breached his fiduciary duty, violated FINRA rules, breached his contract, and acted negligently. The complaint settled for $6,500, to which Mr. Wamhoff individually ...

VSR Financial Services Broker William Lane: Complaints

    https://www.stopbrokerfraud.com/news/william-lane/
    Aug 22, 2015 · In 2002 a customer alleged William Lane, while employed at VSR Financial Services, recommended she purchase a variable annuity and a mutual fund that were unsuitable. The complaint, from which Mr. Lane was dismissed with prejudice, settled in 2003 for $4,999.

VSR Financial Service Better Business Bureau® Profile

    https://www.bbb.org/us/ks/overland-park/profile/financial-services/vsr-financial-service-0674-96100166
    Financial Services in Overland Park, KS. See BBB rating, reviews, complaints, & more. Better Business Bureau ... VSR Financial Service Financial Services. 8620 W 110th Ste 200. Overland Park, ...

VSR-Financial-Services-%2c-Inc;DT; - Ratings & Complaint ...

    https://www.peopleclaim.com/complaint-history/vsr-financial-services-inc-overland-park-ks-216046
    Complaint against VSR Financial Services , Inc.? View complaint history and get your dispute resolved quickly. ... their response to complaints filed by PeopleClaim users. Higher ratings generally reflect a history of constructively responding to all complaints filed through our system, or no history of claims filed against the company through ...

VSR Financial Broker, Robert Hinz, Has Complaints

    https://www.securitieslawattorneys.net/robert-hinz/
    Mar 04, 2016 · Washington-based VSR Financial Services broker/adviser Robert Hinz is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hinz (CRD# 1026405).

Losses Caused by Cetera Advisor Networks Broker Fraud ...

    https://www.investorclaims.com/brokerage-firms/cetera-advisor-networks/
    Nov 19, 2019 · Cetera Advisor Networks, also known as Cetera Financial Specialists and Cetera Financial Institutions, was founded in 1983 under the name “Financial Network Investment Corporation.” This advisor network prides itself on being on the cutting edge of independent contractor brokerage.

Overland Park brokerage VSR Financial to shut doors ...

    https://www.kansascity.com/news/business/article112099357.html
    VSR Financial, which has been a registered brokerage firm since 1984, will close its doors at the end of the year. Most of its brokers are switching to a related brokerage firm. Separately, VSR ...

Nicholas Giallourakis (VSR Financial): Complaints

    https://www.stopbrokerfraud.com/news/nicholas-giallourakis/
    According to his BrokerCheck report, Nicholas Giallourakis is the subject of three customer complaints. In October 2015 a customer alleged Nicholas Giallourakis, while employed at VSR Financial Services, breached his fiduciary duty, breached his contract, recommended unsuitable investments, committed fraud, and violated the Florida Securities ...

Mickey Long-Former VSR Financial Broker-DIscloses Numerous ...

    https://blog.rexsecuritieslaw.com/2017/11/07/m-f-mickey-long-investigation/
    Nov 07, 2017 · November 2017-Plano, Texas. According to public records former VSR Financial Services broker M. F. (Mickey) Long discloses a prior final regulatory event, 10 prior customer disputes that are final and 4 pending customer disputes. In addition Long discloses a prior regulatory matter that is final. Three of the prior customer disputes were brought by Long’s customers while he was employed by ...

VSR Financial: Information for Investors » Sonn Law Group

    https://www.sonnlaw.com/investigations/vsr-financial/
    Mar 21, 2017 · Notably, the decision to rebrand the company came after VSR Financial faced serious allegations of misconduct last fall. Most individual brokers who were employed at VSR Financial are now set to transition to other firms within the Cetera Financial network, most prominently Summit Brokerage Services. VSR Financial: Notable Investor Dispute Cases

Investigation of Claims Regarding Former VSR Financial ...

    https://www.sonnlaw.com/investigations/sonnerez-investigating-claims-regarding-former-vsr-financial-services-broker-john-howard-towers/
    Jun 23, 2016 · Towers CRD reveals 35 customer complaints, most of which were received between 2011 and 2015. Several of the recent disclosures indicate that upon receipt of a draft statement of claim, VSR Financial Services immediately settled the claim. Previous FINRA Disciplinary Action

The Doss Firm LLC and The Frankowski Firm LLC: Investment ...

    https://www.prnewswire.com/news-releases/the-doss-firm-llc-and-the-frankowski-firm-llc-investment-fraud-claims-filed-against-vsr-financial-services-inc-300274030.html
    The Doss Firm LLC and The Frankowski Firm LLC: Investment Fraud Claims Filed Against VSR Financial Services, Inc. ... regulatory records indicate at least 30 customer complaints for alleged ...

Mickey Long - Ponzi scheme Review 402750 ComplaintsBoard.com

    https://www.complaintsboard.com/mickey-long-ponzi-scheme-c402750
    Mickey Long was supposed to be a certified financial planner as well as his partner John Towers. They have since been decertified and soon to be under indictment from the Texas Attorney General. Mickey Long stole $150, 000.00 of my retirement and is running a ponzi scheme. Mickey Long has stolen unt

VSR Financial Services owners settle negligence case for ...

    https://www.bizjournals.com/kansascity/stories/2009/05/18/daily39.html
    May 18, 2009 · The owners and founders of VSR Financial Services Inc. agreed to pay $10.3 million through their insurance company to settle a negligence case filed by 249 customers.

Cetera Financial Group - Wikipedia

    https://en.wikipedia.org/wiki/Cetera_Financial_Group
    Cetera Financial Group (commonly referred to as Cetera) is a shared service organization serving affiliates that comprise the second-largest family of independent broker-dealers in the United States. The company has nearly 8,000 financial advisors, is a leading provider of retail financial services to investment programs of banks and credit unions, and has over $224.5 billion in advisory and ...Headquarters: 200 Pacific Coast Highway, El …

AE WEALTH MANAGEMENT LLC Top Holdings - WhaleWisdom

    https://whalewisdom.com/filer/ae-wealth-management-llc
    Dec 31, 2019 · AE Wealth Management is based out of Topeka. AE Wealth Management is a large advisory firm with 27686 clients and discretionary assets under management (AUM) of $5,526,239,350 (Form ADV from 2020-01-10).

Former VSR Broker John Howard Towers ... - Fishman Haygood

    https://www.fishmansecuritieslawyers.com/former-vsr-broker-john-howard-towers-subject-of-numerous-customer-complaints/
    Nov 04, 2015 · Former VSR Financial Services, Inc. Financial Advisor John Howard Towers has been the subject of over 25 recent customer complaints, according to a review of his FINRA BrokerCheck Report.. According to BrokerCheck, Towers has settled 16 customer complaints since 2011, and currently has 10 complaints pending against him.Author: Patricia Christovich

Update: $450,000 Complaint Against VSR’s Scott Kaup ...

    https://www.securities-law-attorney.com/update-450000-complaint-against-vsrs-scott-kaup/
    Mar 15, 2019 · In 2018 a customer alleged Scott Kaup, while employed at VSR Financial Services, failed to supervise, made misrepresentations and omissions of material facts, and made unsuitable investment recommendations. The customer is seeking $2,600,000 in damages in the pending complaint.



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