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https://www.sec.gov/litigation/litreleases/2012/lr22510.htm
Oct 17, 2012 · This enabled Yorkville to charge the funds at least $10 million in excess fees based on the inflated values of Yorkville’s assets under management. The SEC’s complaint charges Yorkville with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5.
https://www.sec.gov/news/press-release/2012-2012-209htm
Oct 17, 2012 · This enabled Yorkville to charge the funds at least $10 million in excess fees based on the inflated values of Yorkville’s assets under management. The SEC’s complaint charges Yorkville with violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5.
https://www.marketwatch.com/story/how-the-pursuit-of-the-next-bernie-madoff-led-to-an-embarrassing-sec-loss-in-court-2018-06-05
Jun 05, 2018 · The SEC declined to discuss the Yorkville case. ... You can’t just blindly follow the lead of a software tool that brings you to a dead-end and then file a complaint anyway.” ...
https://www.forbes.com/sites/nathanvardi/2012/10/17/sec-charges-formerly-1-billion-yorkville-advisors-hedge-fund-with-fraud-and-bogus-valuations/
Oct 17, 2012 · According to the 35-page complaint the SEC filed in federal court in Manhattan, Angelo made Yorkville’s funds seem more attractive through fraudulent means in order to attract new investors ...
https://www.law360.com/articles/1028411/nj-hedge-fund-manager-smacks-down-sec-fraud-claims
Its assets under management came close to $1 billion during the relevant time period, according to the SEC’s complaint. In August 2009, the SEC launched its investigation into Yorkville, which ...Author: Bonnie Eslinger
https://law.justia.com/cases/federal/district-courts/new-york/nysdce/1:2012cv07728/403029/102/
Securities and Exchange Commission v. Yorkville Advisors, LLC et al, No. 1:2012cv07728 - Document 102 (S.D.N.Y. 2015) case opinion from the Southern District of New York US Federal District Court
https://www.compliancebuilding.com/2018/05/15/vindication-for-yorkville-mostly/
May 15, 2018 · According to the SEC complaint, the failure was two-pronged: one of misstatements and a second failure to follow the funds’ own policies and procedures on valuation. Yorkville denied the charges. Legal action has continued and Yorkville has been largely vindicated in …
https://www.reuters.com/article/us-sec-yorkvilleadvisors-idUSKBN1H61KT
Mar 30, 2018 · Yorkville’s assets peaked at more than $1 billion, the SEC said in its October 2012 complaint. ... The case is SEC v Yorkville Advisors LLC et al, U.S. District Court, Southern District of …
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=91478001
Judge won't dismiss SEC case against Yorkville Dan Lonkevich Mark Angelo, Edward Schinik and Yorkville Advisors LLC lost in a bid to throw out a securities fraud lawsuit brought by the Securities and Exchange Commission in October 2012 as a federal court judge ruled the allegations in the complaint were sufficient to survive a motion to dismiss.
https://www.secactions.com/sec-asset-valuation-claims-rejected-on-summary-judgment/
SEC v. Yorkville Advisors, LLC, Civil Action No. 12 CIV 7728 (S.D.N.Y. Opinion March 29, 2018). The complaint. Named as Defendants were prominent hedge fund manager Yorkville Advisor, LLC and two of its principals Mark Angelo and Edward Schinik. Yorkville is a registered investment adviser founded by Mr. Angelo. Mr. Schinik served as CFO and COO.
https://www.forkeylaw.com/blog/2012/10/yorkville_advisors_llc_mark_angelo_and_edward_schinik_-_fort_lauderdale_florida_investment_advisor_f/
Oct 18, 2012 · SEC v. Yorkville Advisors, LLC, Mark Angelo and Edward Schinik, Civil Action No. 12-CV-7728 (S.D.N.Y.) (GBD) (filed October 17, 2012). SEC Charges Hedge Fund Adviser and Two Executives with Fraud. The Securities and Exchange Commission recently announced the filing of a civil enforcement action in the United States District Court for the Southern District of New York, charging …
https://www.fa-mag.com/news/yorkville-advisors-inflated-hedge-fund-holdings-sec-claims-12296.html
Sep 11, 2019 · Yorkville, a Jersey City, New Jersey-based investment advisor, made more than $10 million in fees from the overstatements, according to the …
http://sfclasslaw.com/yorkville-advisors-llc-fraud-class-action-investigation/
May 12, 2014 · Yorkville Advisors LLC Fraud Class Action Investigation. May 12, 2014 By admin. Squitieri & Fearon, LLP is investigating claims for investors of Yorkville Advisors LLC. The firm is pursuing allegations that Yorkville Advisors LLC, ... According to the complaint filed by the SEC, Yorkville, Angelo, and Schinik defrauded investors in the YA ...
https://www.law360.com/articles/430269/hedge-fund-co-calls-sec-fraud-claims-unfounded
Apr 04, 2013 · “The defendants have serious problems with the sufficiency of the SEC’s complaint,” Morgan said. The SEC claims that Yorkville overvalued seven of its positions, he said, but those positions ...Author: Richard Vanderford
https://investorshub.advfn.com/boards/read_msg.aspx?message_id=82725597
According to the SEC’s complaint, Yorkville, Angelo, and Schinik defrauded investors in the YA Global Investments (U.S.) LP and YA Offshore Global Investments Ltd hedge funds. The SEC alleges that Yorkville and the two executives: Failed to adhere to Yorkville’s stated valuation policies.
https://corpgov.law.harvard.edu/2013/03/19/sec-enforcement-focusing-on-valuation-issues/
Mar 19, 2013 · The complaint identifies seven separate investments that Yorkville purportedly overvalued by at least $50 million as of December 2008 and $47 million as of December 31, 2009. Alderman (Morgan Keegan) Finally, in December 2012, the SEC filed an action against eight board members of mutual funds run by Morgan Keegan, including founder Allen B ...
https://www.compliancebuilding.com/2012/10/18/aberrational-performance-inquiry-of-sec-nabs-another-private-fund-manager/
Oct 18, 2012 · The SEC alleges that Yorkville Advisors overstated the value of the assets in its funds to improve marketability and increase fees. According to the SEC complaint, the failure was two-pronged: one of misstatements and a second failure to follow the funds’ own policies and procedures on valuation. Yorkville denies the charges.
https://www.offshorealert.com/mark-angelo-yorkville-advisors-edward-schinik-cornell-capital-fraud-complaint.aspx
Complaint by the U. S. Securities and Exchange Commission v. Yorkville Advisors, LLC, Mark Angelo, and Edward Schinik at the U. S. District Court for the Southern District of New York, alleging the defendants defrauded investors in hedge funds domiciled in the Cayman Islands and Delaware.
https://www.valuewalk.com/2012/10/sec-accuses-yorkville-of-inflating-asset-values-tip-of-the-iceberg/
Oct 17, 2012 · The Securities and Exchange Commission (SEC) filed a securities fraud complaint against Yorkville Advisors LLC, a former $1 billion hedge fund advisory firm. The commission also charged Mark Angelo, founder and president of the firm and …
https://www.offshorealert.com/mark-angelo-yorkville-advisors-cornell-capital-fraud-complaint.aspx
Yorkville Advisors, LLC, et al: Complaint Nine years after OffshoreAlert raised red flags about the group, the U. S. Securities and Exchange Commission has accused New Jersey-based investment adviser Yorkville Advisors and its boss, Mark Angelo, of defrauding hedge fund investors of …
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